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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNW
426
DELISTED
Light & Wonder
LNW
– –
-117,120
Closed -$1.08M
LQD icon
427
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
– –
-50,000
Closed -$6.14M
LUV icon
428
Southwest Airlines
LUV
$23B
– –
-150,000
Closed -$5.88M
LVS icon
429
Las Vegas Sands
LVS
$29.9B
– –
-201,765
Closed -$8.78M
LYB icon
430
LyondellBasell Industries
LYB
$19.8B
– –
-64,370
Closed -$4.79M
MDLZ icon
431
CALL
Mondelez International
MDLZ
$80.1B
– –
-171,700
Closed -$88K
MHK icon
432
Mohawk Industries
MHK
$8.97B
– –
-59,538
Closed -$11.3M
MNST icon
433
Monster Beverage
MNST
$92.1B
– –
-92,268
Closed -$2.47M
MSM icon
434
MSC Industrial Direct
MSM
$6.92B
– –
-126,694
Closed -$8.94M
MTDR icon
435
Matador Resources
MTDR
$6.04B
– –
-20,000
Closed -$396K
MTG icon
436
MGIC Investment
MTG
$6.21B
– –
-578,901
Closed -$3.44M
NBIX icon
437
Neurocrine Biosciences
NBIX
$16.2B
– –
-61,715
Closed -$2.81M
NBR icon
438
CALL
Nabors Industries
NBR
$1.23B
– –
-2,674
Closed -$213K
NCLH icon
439
Norwegian Cruise Line
NCLH
$8.89B
– –
-90,640
Closed -$3.61M
NNN icon
440
NNN REIT
NNN
$9.02B
– –
-10,000
Closed -$517K
NVRI icon
441
Enviri
NVRI
$630M
– –
-57,310
Closed -$381K
O icon
442
Realty Income
O
$59B
– –
-6,897
Closed -$464K
ODFL icon
443
Old Dominion Freight Line
ODFL
$43.8B
– –
-339,981
Closed -$6.83M
ORCL icon
444
Oracle
ORCL
$413B
– –
-368,099
Closed -$15.1M
ORLY icon
445
O'Reilly Automotive
ORLY
$76.2B
– –
-720,000
Closed -$13M
OSK icon
446
Oshkosh
OSK
$9.47B
– –
-98,007
Closed -$4.68M
PM icon
447
Philip Morris
PM
$293B
– –
-145,000
Closed -$14.7M
PRTA icon
448
Prothena Corp
PRTA
$449M
– –
-30,000
Closed -$1.05M
SAGE
449
DELISTED
Sage Therapeutics
SAGE
– –
-20,000
Closed -$603K
SCYX icon
450
SCYNEXIS
SCYX
$51.6M
– –
-3,125
Closed -$542K
16 17
18
19 20

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.