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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOH icon
426
Bank of Hawaii
BOH
$3.12B
– –
-5,114
Closed -$300K
BRX icon
427
Brixmor Property Group
BRX
$9.25B
– –
-424,000
Closed -$9.73M
BXP icon
428
Boston Properties
BXP
$11B
– –
-40,000
Closed -$4.73M
CCJ icon
429
Cameco
CCJ
$40.8B
– –
-437,645
Closed -$8.58M
CHTR icon
430
Charter Communications
CHTR
$18.8B
– –
-31,206
Closed -$4.94M
CPT icon
431
Camden Property Trust
CPT
$11B
– –
-39,432
Closed -$2.81M
CSGP icon
432
CoStar Group
CSGP
$12B
– –
-183,640
Closed -$2.9M
CUZ icon
433
Cousins Properties
CUZ
$4.91B
– –
-152,328
Closed -$5.35M
CVEO icon
434
Civeo
CVEO
$325M
– –
-6,414
Closed -$1.93M
DG icon
435
CALL
Dollar General
DG
$28.1B
– –
-35,000
Closed -$72K
EIDO icon
436
iShares MSCI Indonesia ETF
EIDO
$489M
– –
-34,334
Closed -$906K
ELS icon
437
Equity Lifestyle Properties
ELS
$12.5B
– –
-239,782
Closed -$5.29M
EMN icon
438
Eastman Chemical
EMN
$8.4B
– –
-219,643
Closed -$19.2M
EMR icon
439
Emerson Electric
EMR
$87.5B
– –
-252,593
Closed -$16.8M
EPAC icon
440
Enerpac Tool Group
EPAC
$1.92B
– –
-131,041
Closed -$4.53M
EPHE icon
441
iShares MSCI Philippines ETF
EPHE
$144M
– –
-24,243
Closed -$893K
EWJ icon
442
CALL
iShares MSCI Japan ETF
EWJ
$22.5B
– –
-67,800
Closed -$39K
FAST icon
443
CALL
Fastenal
FAST
$58.3B
– –
-52,000
Closed -$3K
FCX icon
444
Freeport-McMoran
FCX
$95.5B
– –
-53,624
Closed -$1.96M
FFIV icon
445
F5
FFIV
$23.5B
– –
-74,216
Closed -$8.27M
FIBK icon
446
First Interstate BancSystem
FIBK
$3.57B
– –
-194,380
Closed -$5.28M
GIS icon
447
CALL
General Mills
GIS
$19.3B
– –
-50,000
Closed -$4K
GT icon
448
PUT
Goodyear
GT
$1.94B
– –
-20,000
Closed -$2K
HD icon
449
Home Depot
HD
$349B
– –
-168,755
Closed -$13.7M
HEI icon
450
HEICO Corp
HEI
$50.8B
– –
-43,335
Closed -$922K
16 17
18
19 20

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.