We are live on
!
Find out more
UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+3.37%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.02B
AUM Growth
-$31.8M
(-0.79%)
Cap. Flow
-$14.7M
Cap. Flow
% of AUM
-0.37%
Top 10 Holdings %
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208
Avg Time Held Equity + Options
3.7
quarters
Top 10 Avg Time Held Equity + Options
1.3
quarters
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
3.8
quarters
Top 10 Avg Time Held Equity only
1.3
quarters
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Discover Financial Services
DFS
|
+$191M |
| 2 |
Smartsheet Inc.
SMAR
|
+$188M |
| 3 |
Frontier Communications
FYBR
|
+$124M |
| 4 |
Summit Materials, Inc. Class A Common Stock
SUM
|
+$95M |
| 5 |
Altair Engineering Inc
ALTR
|
+$92.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CATALENT, INC.
CTLT
|
+$234M |
| 2 |
Marathon Oil Corporation
MRO
|
+$222M |
| 3 |
Stericycle Inc
SRCL
|
+$172M |
| 4 |
Axonics, Inc. Common Stock
AXNX
|
+$150M |
| 5 |
Perficient Inc
PRFT
|
+$79.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.76% |
| 2 | Energy | 15.79% |
| 3 | Communication Services | 7.77% |
| 4 | Consumer Staples | 7.72% |
| 5 | Financials | 7.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
| $3.77K | ﹤0.01% |
209,630
| – | – |
2023 Q4
4 quarters
|
|
402
Syntec Optics Holdings Warrant
OPTXW
$26.7M
| $3.52K | ﹤0.01% |
32,034
| – | – |
2022 Q1
11 quarters
|
|
403
CALL
Ardelyx
ARDX
$837M
| $3K | ﹤0.01% |
+120,000
| New | +$663K |
2024 Q4
0 quarters
|
|
404
CALL
Geron
GERN
$790M
| $2.65K | ﹤0.01% |
+53,000
| New | +$212K |
2024 Q4
0 quarters
|
|
405
PUT
Peloton Interactive
PTON
$2.27B
| $2.5K | ﹤0.01% |
500,000
| – | – |
2023 Q1
7 quarters
|
|
406
PUT
Antero Midstream
AM
$10B
| $2.4K | ﹤0.01% |
95,800
| – | – |
2024 Q1
3 quarters
|
|
407
CALL
Iovance Biotherapeutics
IOVA
$6.52B
| $2.25K | ﹤0.01% |
+90,000
| New | +$834K |
2024 Q4
0 quarters
|
|
408
PUT
EPR Properties
EPR
$4.2B
| $1.93K | ﹤0.01% |
25,700
| – | – |
2024 Q2
2 quarters
|
|
409
CALL
DELISTED
Soleno Therapeutics
SLNO
| $1.75K | ﹤0.01% |
10,000
-18,000
| -64% | -$933K |
2024 Q3
1 quarter
|
|
410
PUT
Vistra
VST
$54.1B
| $1.4K | ﹤0.01% |
27,900
| – | – |
2024 Q1
3 quarters
|
|
411
PUT
Western Digital
WDC
$146B
| $508 | ﹤0.01% |
19,184
| – | – |
2023 Q1
7 quarters
|
|
412
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
| $299 | ﹤0.01% |
17,995
| – | – |
2023 Q1
7 quarters
|
|
413
American Assets Trust
AAT
$1.32B
| – | – |
-79,318
| Closed | -$2.12M | – |
|
414
Albertsons Companies
ACI
$5.95B
| – | – |
-2,999,902
| Closed | -$55.4M | – |
|
415
Agree Realty
ADC
$8.24B
| – | – |
-19,759
| Closed | -$1.49M | – |
|
416
American Eagle Outfitters
AEO
$3.05B
| – | – |
-55,000
| Closed | -$1.23M | – |
|
417
Affirm
AFRM
$27B
| – | – |
-15,000
| Closed | -$612K | – |
|
418
CALL
Agios Pharmaceuticals
AGIO
$1.88B
| – | – |
-20,000
| Closed | -$37.8K | – |
|
419
Aimco
AIV
$251M
| – | – |
-206,259
| Closed | -$1.86M | – |
|
420
CALL
Amgen
AMGN
$225B
| – | – |
-10,000
| Closed | -$20K | – |
|
421
American Homes 4 Rent
AMH
$11B
| – | – |
-154,973
| Closed | -$5.95M | – |
|
422
American Tower
AMT
$84.6B
| – | – |
-13,219
| Closed | -$3.07M | – |
|
423
CALL
AnaptysBio
ANAB
$1.38B
| – | – |
-10,000
| Closed | -$11K | – |
|
|
424
AnaptysBio
ANAB
$1.38B
| – | – |
-50,588
| Closed | -$1.69M | – |
|
425
Apple Hospitality REIT
APLE
$3.85B
| – | – |
-73,404
| Closed | -$1.09M | – |
|
Similar funds
FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q4 2024 Portfolio in Review
As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.
UBS O'Connor's Q4 2024 filing shows 130 new, 130 increased, 70 reduced and 208 closed positions. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M. The largest sale was CATALENT, INC., an estimated $234M.
By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.
- UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
- UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
- UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
- UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
- UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
- UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
- UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.
Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.