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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.37%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.02B
AUM Growth
-$31.8M
Cap. Flow
+$159M
Cap. Flow %
3.95%
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$191M
2
SMAR
Smartsheet Inc.
SMAR
+$188M
3
FYBR
Frontier Communications
FYBR
+$124M
4
SUM
Summit Materials, Inc. Class A Common Stock
SUM
+$95M
5
ALTR
Altair Engineering Inc
ALTR
+$92.6M

Top Sells

Rank Stock Value
1
CTLT
CATALENT, INC.
CTLT
+$234M
2
MRO
Marathon Oil Corporation
MRO
+$222M
3
SRCL
Stericycle Inc
SRCL
+$172M
4
AXNX
Axonics, Inc. Common Stock
AXNX
+$150M
5
PRFT
Perficient Inc
PRFT
+$79.6M

Sector Composition

Rank Sector Weight
1 Technology 28.76%
2 Energy 15.79%
3 Communication Services 7.77%
4 Consumer Staples 7.72%
5 Financials 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVCAW
401
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$3.77K ﹤0.01%
209,630
– –
OPTXW icon
402
Syntec Optics Holdings Warrant
OPTXW
$16.2M
$3.52K ﹤0.01%
32,034
– –
ARDX icon
403
CALL
Ardelyx
ARDX
$1.02B
$3K ﹤0.01%
+120,000
New +$663K
GERN icon
404
CALL
Geron
GERN
$988M
$2.65K ﹤0.01%
+53,000
New +$212K
PTON icon
405
PUT
Peloton Interactive
PTON
$2.49B
$2.5K ﹤0.01%
500,000
– –
AM icon
406
PUT
Antero Midstream
AM
$10.2B
$2.4K ﹤0.01%
95,800
– –
IOVA icon
407
CALL
Iovance Biotherapeutics
IOVA
$2.72B
$2.25K ﹤0.01%
+90,000
New +$834K
EPR icon
408
PUT
EPR Properties
EPR
$4.72B
$1.93K ﹤0.01%
25,700
– –
SLNO
409
CALL
DELISTED
Soleno Therapeutics
SLNO
$1.75K ﹤0.01%
10,000
-18,000
-64% -$933K
VST icon
410
PUT
Vistra
VST
$46.1B
$1.4K ﹤0.01%
27,900
– –
WDC icon
411
PUT
Western Digital
WDC
$149B
$508 ﹤0.01%
19,184
– –
WINVW
412
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$299 ﹤0.01%
17,995
– –
AAT
413
American Assets Trust
AAT
$1.39B
– –
-79,318
Closed -$2.12M
ACI icon
414
Albertsons Companies
ACI
$5.89B
– –
-2,999,902
Closed -$55.4M
ADC icon
415
Agree Realty
ADC
$9.51B
– –
-19,759
Closed -$1.49M
AEO icon
416
American Eagle Outfitters
AEO
$2.96B
– –
-55,000
Closed -$1.23M
AFRM icon
417
Affirm
AFRM
$26.2B
– –
-15,000
Closed -$612K
AGIO icon
418
CALL
Agios Pharmaceuticals
AGIO
$1.9B
– –
-20,000
Closed -$37.8K
AIV
419
Aimco
AIV
$384M
– –
-206,259
Closed -$1.86M
AMGN icon
420
CALL
Amgen
AMGN
$220B
– –
-10,000
Closed -$20K
AMH icon
421
American Homes 4 Rent
AMH
$12.5B
– –
-154,973
Closed -$5.95M
AMT icon
422
American Tower
AMT
$80.6B
– –
-13,219
Closed -$3.07M
ANAB icon
423
CALL
AnaptysBio
ANAB
$1.66B
– –
-10,000
Closed -$11K
ANAB icon
424
AnaptysBio
ANAB
$1.66B
– –
-50,588
Closed -$1.69M
APLE icon
425
Apple Hospitality REIT
APLE
$3.87B
– –
-73,404
Closed -$1.09M
15 16
17
18 19

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2024 Portfolio in Review

As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $159M of net new capital in Q4 2024, opening 130 new positions and adding to 130 existing holdings. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was US Steel, an estimated $62.2M trimmed.

  • UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
  • UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
  • UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
  • UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
  • UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
  • UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.

Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.