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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.49B
AUM Growth
+$308M
Cap. Flow
-$82.3M
Cap. Flow %
-2.36%
Top 10 Hldgs %
56.89%
Holding
645
New
145
Increased
110
Reduced
156
Closed
135
Avg Time Held Equity + Options
4.1 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
4.4 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
JNPR icon
Juniper Networks
JNPR
+$162M
2
AXNX icon
Axonics, Inc. Common Stock
AXNX
+$128M
3
ANSS icon
Ansys
ANSS
+$119M
4
X icon
US Steel
X
+$104M
5
CTLT icon
CATALENT, INC.
CTLT
+$93.3M

Top Sells

Rank Stock Value
1
SPLK icon
Splunk Inc
SPLK
+$561M
2
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$120M
3
IMGN icon
Immunogen Inc
IMGN
+$56.8M
4
CPRI icon
Capri Holdings
CPRI
+$44.2M
5
PXD icon
Pioneer Natural Resource Co.
PXD
+$34M

Sector Composition

Rank Sector Weight
1 Energy 34.28%
2 Technology 15.43%
3 Healthcare 14.7%
4 Industrials 8%
5 Miscellaneous 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BGS icon
401
PUT
B&G Foods
BGS
$195M
$132K ﹤0.01%
117,500
-107,500
-48% -$1.13M
2023 Q1
4 quarters
BCYC icon
402
CALL
Bicycle Therapeutics
BCYC
$272M
$130K ﹤0.01%
70,000
-55,000
-44% -$1.17M
2023 Q3
2 quarters
NVCR icon
403
CALL
NovoCure
NVCR
$1.7B
$120K ﹤0.01%
+100,000
New +$1.47M
2024 Q1
0 quarters
MGM icon
404
PUT
MGM Resorts International
MGM
$7.36B
$118K ﹤0.01%
75,000
+40,000
+114% +$1.75M
2023 Q1
4 quarters
GAQ.WS icon
405
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$117K ﹤0.01%
938,800
– –
2023 Q2
3 quarters
UBX icon
406
DELISTED
Unity Biotechnology
UBX
$115K ﹤0.01%
70,397
-22,303
-24% -$38.7K
2022 Q3
6 quarters
AEON.WS icon
407
DELISTED
AEON Biopharma Inc
AEON.WS
$114K ﹤0.01%
74,997
– –
2021 Q2
11 quarters
BHVN icon
408
CALL
Biohaven
BHVN
$1.82B
$110K ﹤0.01%
+23,000
New +$1.14M
2024 Q1
0 quarters
STWD icon
409
PUT
Starwood Property Trust
STWD
$4.7B
$104K ﹤0.01%
65,600
-35,600
-35% -$721K
2021 Q2
11 quarters
M icon
410
CALL
Macy's
M
$5.92B
$103K ﹤0.01%
+150,000
New +$2.9M
2024 Q1
0 quarters
AFMD icon
411
DELISTED
Affimed
AFMD
$101K ﹤0.01%
19,071
-6,423
-25% -$36.6K
2023 Q2
3 quarters
VERA icon
412
CALL
Vera Therapeutics
VERA
$2.15B
$97K ﹤0.01%
+20,000
New +$713K
2024 Q1
0 quarters
PMVP icon
413
PMV Pharmaceuticals
PMVP
$81.3M
$96.6K ﹤0.01%
56,852
-69,148
-55% -$129K
2023 Q4
1 quarter
CHGG icon
414
Chegg
CHGG
$81.7M
$94.6K ﹤0.01%
12,500
-12,500
-50% -$115K
2023 Q1
4 quarters
LVS icon
415
PUT
Las Vegas Sands
LVS
$23.4B
$93.2K ﹤0.01%
+21,800
New +$1.12M
2024 Q1
0 quarters
VERA icon
416
PUT
Vera Therapeutics
VERA
$2.15B
$83K ﹤0.01%
+20,000
New +$713K
2024 Q1
0 quarters
EXPE icon
417
PUT
Expedia Group
EXPE
$32.9B
$82.2K ﹤0.01%
13,000
+2,000
+18% +$284K
2022 Q2
7 quarters
MRNA icon
418
CALL
Moderna
MRNA
$89.8B
$68.5K ﹤0.01%
20,000
+8,000
+67% +$806K
2023 Q4
1 quarter
CLBR.WS icon
419
DELISTED
Colombier Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
CLBR.WS
$63.3K ﹤0.01%
+133,333
New +$58K
2024 Q1
0 quarters
MAR icon
420
PUT
Marriott International
MAR
$95.4B
$63.2K ﹤0.01%
+16,000
New +$3.87M
2024 Q1
0 quarters
RAPT icon
421
CALL
DELISTED
RAPT Therapeutics
RAPT
$63.1K ﹤0.01%
+3,125
New +$434K
2024 Q1
0 quarters
MAT icon
422
CALL
Mattel
MAT
$4.77B
$62.3K ﹤0.01%
172,500
– –
2023 Q4
1 quarter
RARE icon
423
CALL
Ultragenyx Pharmaceutical
RARE
$1.53B
$61K ﹤0.01%
10,700
+700
+7% +$33K
2023 Q2
3 quarters
M icon
424
PUT
Macy's
M
$5.92B
$60K ﹤0.01%
60,000
-71,000
-54% -$1.37M
2021 Q2
11 quarters
XAGEW
425
DELISTED
Longevity Health Holdings, Inc. Warrant
XAGEW
$56.5K ﹤0.01%
371,250
– –
2023 Q3
2 quarters
15 16
17
18 19

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2024 Portfolio in Review

As of Q1 2024, UBS O'Connor held 645 positions worth $3.49B, up 9.7% from $3.18B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor's Q1 2024 filing shows 145 new, 110 increased, 156 reduced and 135 closed positions. Its largest new stake was Juniper Networks: 4,428,704 shares worth $164M. The largest sale was Splunk Inc, an estimated $561M.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 30% a quarter earlier, followed by Technology and Healthcare.

  • UBS O'Connor's largest Q1 2024 buy was Juniper Networks: 4,428,704 shares worth $164M.
  • UBS O'Connor added most to Axonics, Inc. Common Stock in Q1 2024, an estimated $128M increase.
  • UBS O'Connor's biggest Q1 2024 reduction was Pioneer Natural Resource Co., cutting an estimated $34M.
  • UBS O'Connor fully exited Splunk Inc in Q1 2024, selling an estimated $561M.
  • UBS O'Connor's ten largest holdings make up 57% of its $3.49B portfolio in Q1 2024.
  • UBS O'Connor opened 145 new positions and closed 135 in Q1 2024.
  • UBS O'Connor's portfolio value rose 9.7% quarter-over-quarter to $3.49B.

Based on UBS O'Connor's 13F filing for Q1 2024, filed 15 May 2024.