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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGTA
401
DELISTED
Inception Growth Acquisition Limited Common Stock
IGTA
– –
-233,953
Closed -$2.32M
IVCP
402
DELISTED
Swiftmerge Acquisition Corp. Class A Ordinary Share
IVCP
– –
-93,581
Closed -$929K
PFTA
403
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
– –
-238,623
Closed -$2.35M
ROCL
404
DELISTED
Roth CH Acquisition V Co. Common Stock
ROCL
– –
-93,581
Closed -$935K
THCP
405
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
– –
-477,622
Closed -$4.65M
TLGY
406
DELISTED
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
– –
-233,953
Closed -$2.37M
WEL
407
DELISTED
Integrated Wellness Acquisition Corp
WEL
– –
-187,163
Closed -$1.89M
DPCS
408
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
– –
-668,145
Closed -$6.74M
CBRG
409
DELISTED
Chain Bridge I Class A Ordinary Shares
CBRG
– –
-668,145
Closed -$6.75M
SAVE
410
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-100,000
Closed -$216K
RCFA
411
DELISTED
Perception Capital Corp. IV
RCFA
– –
-238,623
Closed -$2.41M
AXNX
412
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-32,613
Closed -$2.3M
BCSA
413
DELISTED
Blockchain Coinvestors Acquisition Corp. I Class A Ordinary Shares
BCSA
– –
-477,246
Closed -$4.82M
FNVT
414
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
– –
-214,762
Closed -$2.17M
FNVTW
415
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
– –
-134,651
Closed -$9K
INTE
416
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
– –
-238,623
Closed -$2.37M
NPAB
417
DELISTED
New Providence Acquisition Corp. II Class A Common Stock
NPAB
– –
-2,227,500
Closed -$22.4M
MCAA
418
DELISTED
Mountain & Co. I Acquisition Corp. Class A Ordinary Shares
MCAA
– –
-429,521
Closed -$4.4M
APXIW
419
DELISTED
APx Acquisition Corp. I Warrant
APXIW
– –
-94,414
Closed -$6K
MCAAW
420
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
– –
-140,587
Closed -$7K
GAQ
421
DELISTED
Generation Asia I Acquisition Limited Class A Ordinary Shares
GAQ
– –
-1,980,000
Closed -$19.7M
SEDA
422
DELISTED
SDCL EDGE Acquisition Corporation
SEDA
– –
-238,623
Closed -$2.36M
RRAC
423
DELISTED
Rigel Resource Acquisition Corp.
RRAC
– –
-477,246
Closed -$4.82M
CCTS
424
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
– –
-238,623
Closed -$2.4M
AEAE
425
DELISTED
AltEnergy Acquisition Corp
AEAE
– –
-477,247
Closed -$4.78M
15 16
17
18 19

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SAG
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ACI
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CGL
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.