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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSACU
401
DELISTED
Vision Sensing Acquisition Corp. Unit
VSACU
$2.89M 0.03%
+283,674
New +$2.87M
PSAG
402
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$2.86M 0.03%
294,864
+7,897
+3% +$76.8K
PLTR icon
403
Palantir
PLTR
$407B
$2.82M 0.03%
155,000
+55,000
+55% +$1.21M
SGII
404
DELISTED
Seaport Global Acquisition II Corp. Class A Common Stock
SGII
$2.8M 0.03%
+283,674
New +$2.79M
PHIC
405
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
$2.8M 0.03%
284,490
+108,018
+61% +$1.06M
RWT
406
Redwood Trust
RWT
$593M
$2.8M 0.03%
212,100
-116,500
-35% -$1.58M
TOST icon
407
Toast
TOST
$20.1B
$2.78M 0.03%
80,000
+45,000
+129% +$2.08M
HIII
408
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$2.77M 0.03%
284,452
-215,157
-43% -$2.1M
FTPA
409
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$2.76M 0.03%
281,868
+7,548
+3% +$74K
ZGN icon
410
Zegna
ZGN
$3.98B
$2.7M 0.03%
+257,302
New +$2.93M
JBGS
411
JBG SMITH
JBGS
$707M
$2.7M 0.03%
93,900
-244,700
-72% -$7.17M
RGTI icon
412
Rigetti Computing
RGTI
$5.7B
$2.65M 0.03%
257,885
-442,572
-63% -$4.62M
SZZLU
413
DELISTED
Sizzle Acquisition Corp. Unit
SZZLU
$2.65M 0.03%
+257,885
New +$2.61M
DTRT
414
DELISTED
DTRT Health Acquisition Corp. Class A Common Stock
DTRT
$2.64M 0.03%
+262,932
New +$2.62M
FEXDU
415
DELISTED
Fintech Ecosystem Development Corp. Units
FEXDU
$2.63M 0.03%
+257,885
New +$2.63M
GTACU
416
DELISTED
Global Technology Acquisition Corp. I Unit
GTACU
$2.62M 0.03%
+257,885
New +$2.6M
ENCPU
417
DELISTED
Energem Corp Unit
ENCPU
$2.62M 0.03%
+257,885
New +$2.62M
ACDI.U
418
DELISTED
Ascendant Digital Acquisition Corp. III Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ACDI.U
$2.62M 0.03%
+257,885
New +$2.6M
SBEA
419
DELISTED
SilverBox Engaged Merger Corp I Class A Common Stock
SBEA
$2.62M 0.03%
257,896
-392,104
-60% -$3.94M
PHYT.U
420
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$2.62M 0.03%
+257,885
New +$2.62M
AVHIU
421
DELISTED
Achari Ventures Holdings Corp I Unit
AVHIU
$2.62M 0.03%
+257,885
New +$2.63M
SANB
422
DELISTED
Sanaby Health Acquisition Corp. I Class A Common Stock
SANB
$2.61M 0.03%
+262,932
New +$2.61M
RCFA.U
423
DELISTED
Perception Capital Corp. IV Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
RCFA.U
$2.6M 0.03%
+257,885
New +$2.59M
GBTG icon
424
American Express Global Business Travel
GBTG
$4.93B
$2.6M 0.03%
262,932
-188,830
-42% -$1.86M
CCTSU
425
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$2.59M 0.02%
+257,885
New +$2.6M
15 16
17
18 19

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.