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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WKHS icon
401
Workhorse Group
WKHS
$36.9M
$989K 0.02%
17
-10
-37% -$650K
AGNC icon
402
AGNC Investment
AGNC
$12.9B
$977K 0.02%
+62,600
New +$926K
MAR icon
403
Marriott International
MAR
$93.2B
$976K 0.02%
+7,400
New +$845K
DT icon
404
Dynatrace
DT
$14.3B
$974K 0.02%
22,500
-31,281
-58% -$1.24M
SCVX
405
CALL
DELISTED
SCVX Corp.
SCVX
$970K 0.02%
562,298
– –
NHIC
406
CALL
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
$968K 0.02%
+684,373
New +$6.73M
ID
407
DELISTED
PARTS iD, Inc.
ID
$956K 0.02%
+150,287
New +$1.26M
QNGY
408
CALL
DELISTED
Quanergy Systems, Inc.
QNGY
$951K 0.02%
27,479
– –
SPCE icon
409
Virgin Galactic
SPCE
$397M
$949K 0.02%
2,000
-5,600
-74% -$2.62M
PRPB
410
CALL
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$946K 0.02%
+526,973
New +$5.27M
LUV icon
411
Southwest Airlines
LUV
$22.9B
$932K 0.02%
+20,000
New +$866K
SST icon
412
CALL
System1
SST
$17.6M
$927K 0.02%
+43,734
New +$4.44M
GRSV
413
CALL
DELISTED
Gores Holdings V, Inc.
GRSV
$854K 0.02%
+410,625
New +$4.11M
POR icon
414
Portland General Electric
POR
$5.79B
$845K 0.02%
+19,758
New +$805K
NOVA
415
DELISTED
Sunnova Energy
NOVA
$839K 0.02%
+18,592
New +$645K
ELME
416
Elme Communities
ELME
$145M
$818K 0.02%
+37,800
New +$809K
SOFI icon
417
CALL
SoFi Technologies
SOFI
$23.3B
$811K 0.02%
+228,125
New +$2.58M
FRT icon
418
Federal Realty Investment Trust
FRT
$10.3B
$809K 0.02%
+9,500
New +$790K
NRDY icon
419
CALL
Nerdy
NRDY
$97.5M
$807K 0.02%
+365,000
New +$3.96M
ME
420
CALL
DELISTED
23andMe Holding Co
ME
$800K 0.02%
+15,208
New +$3.4M
OUST icon
421
CALL
Ouster
OUST
$2.97B
$796K 0.02%
+22,813
New +$2.38M
BILL icon
422
BILL Holdings
BILL
$4.76B
$792K 0.02%
+5,800
New +$684K
IRT icon
423
Independence Realty Trust
IRT
$4.07B
$782K 0.02%
+58,200
New +$744K
NNN icon
424
NNN REIT
NNN
$8.99B
$777K 0.02%
+19,000
New +$716K
AMH icon
425
American Homes 4 Rent
AMH
$12.5B
$753K 0.02%
25,100
-314,200
-93% -$9.22M
15 16
17
18 19

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.