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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WKHS icon
401
Workhorse Group
WKHS
$32.2M
$989K 0.02%
17
-10
-37% -$650K
2019 Q3
5 quarters
AGNC icon
402
AGNC Investment
AGNC
$10.3B
$977K 0.02%
+62,600
New +$926K
2020 Q4
0 quarters
MAR icon
403
Marriott International
MAR
$95.7B
$976K 0.02%
+7,400
New +$845K
2020 Q4
0 quarters
DT icon
404
Dynatrace
DT
$18.6B
$974K 0.02%
22,500
-31,281
-58% -$1.24M
2019 Q3
5 quarters
SCVX
405
CALL
DELISTED
SCVX Corp.
SCVX
$970K 0.02%
562,298
– –
2020 Q2
2 quarters
NHIC
406
CALL
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
$968K 0.02%
+684,373
New +$6.73M
2020 Q4
0 quarters
ID
407
DELISTED
PARTS iD, Inc.
ID
$956K 0.02%
+150,287
New +$1.26M
2020 Q4
0 quarters
QNGY
408
CALL
DELISTED
Quanergy Systems, Inc.
QNGY
$951K 0.02%
27,479
– –
2020 Q2
2 quarters
SPCE icon
409
Virgin Galactic
SPCE
$417M
$949K 0.02%
2,000
-5,600
-74% -$2.62M
2020 Q1
3 quarters
PRPB
410
CALL
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$946K 0.02%
+526,973
New +$5.27M
2020 Q4
0 quarters
LUV icon
411
Southwest Airlines
LUV
$20.4B
$932K 0.02%
+20,000
New +$866K
2020 Q4
0 quarters
SST icon
412
CALL
System1
SST
$19.1M
$927K 0.02%
+43,734
New +$4.44M
2020 Q4
0 quarters
GRSV
413
CALL
DELISTED
Gores Holdings V, Inc.
GRSV
$854K 0.02%
+410,625
New +$4.11M
2020 Q4
0 quarters
POR icon
414
Portland General Electric
POR
$5.37B
$845K 0.02%
+19,758
New +$805K
2020 Q4
0 quarters
NOVA icon
415
DELISTED
Sunnova Energy
NOVA
$839K 0.02%
+18,592
New +$645K
2020 Q4
0 quarters
ELME icon
416
Elme Communities
ELME
$156M
$818K 0.02%
+37,800
New +$809K
2020 Q4
0 quarters
SOFI icon
417
CALL
SoFi Technologies
SOFI
$19.9B
$811K 0.02%
+228,125
New +$2.58M
2020 Q4
0 quarters
FRT icon
418
Federal Realty Investment Trust
FRT
$9.23B
$809K 0.02%
+9,500
New +$790K
2020 Q4
0 quarters
NRDY icon
419
CALL
Nerdy
NRDY
$56.7M
$807K 0.02%
+24,333
New +$3.96M
2020 Q4
0 quarters
ME icon
420
CALL
DELISTED
23andMe Holding Co
ME
$800K 0.02%
+15,208
New +$3.4M
2020 Q4
0 quarters
OUST icon
421
CALL
Ouster
OUST
$2.73B
$796K 0.02%
+22,813
New +$2.38M
2020 Q4
0 quarters
BILL icon
422
BILL Holdings
BILL
$3.81B
$792K 0.02%
+5,800
New +$684K
2020 Q4
0 quarters
IRT icon
423
Independence Realty Trust
IRT
$3.47B
$782K 0.02%
+58,200
New +$744K
2020 Q4
0 quarters
NNN icon
424
NNN REIT
NNN
$7.76B
$777K 0.02%
+19,000
New +$716K
2020 Q4
0 quarters
AMH icon
425
American Homes 4 Rent
AMH
$11B
$753K 0.02%
25,100
-314,200
-93% -$9.22M
2020 Q2
2 quarters
15 16
17
18 19

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.