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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR.PRB
401
DELISTED
Alere Inc
ALR.PRB
– –
-367,249
Closed -$147M
ALR
402
DELISTED
Alere Inc
ALR
– –
-3,919,823
Closed -$198M
PRXL
403
DELISTED
Parexel International Corp
PRXL
– –
-379,198
Closed -$33.4M
NLSN
404
DELISTED
Nielsen Holdings plc
NLSN
– –
-939,445
Closed -$38.9M
GTT
405
DELISTED
GTT Communications, Inc.
GTT
– –
-75,569
Closed -$2.39M
ESV
406
DELISTED
Ensco Rowan plc
ESV
– –
-395,691
Closed -$9.45M
IIP
407
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
– –
-2,010,349
Closed -$8.74M
SIVB
408
DELISTED
SVB Financial Group
SIVB
– –
-35,000
Closed -$6.55M
CHU
409
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-132,000
Closed -$1.85M
FTR
410
DELISTED
Frontier Communications Corp.
FTR
– –
-554,416
Closed -$5.17M
WLH
411
DELISTED
WILLIAM LYON HOMES
WLH
– –
-288,771
Closed -$6.64M
OREX
412
DELISTED
Orexigen Therapeutics, Inc.
OREX
$0 ﹤0.01%
33,333
– –
BCR
413
DELISTED
CR Bard Inc.
BCR
– –
-1,504,452
Closed -$482M
VXX
414
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-100,000
Closed -$24K
VXX
415
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-25,200
Closed -$831K
FNSR
416
DELISTED
Finisar Corp
FNSR
– –
-65,757
Closed -$1.46M
FGL
417
DELISTED
Fidelity & Guaranty Life
FGL
– –
-249,503
Closed -$7.75M
FDC
418
DELISTED
First Data Corporation
FDC
– –
-350,000
Closed -$6.31M
FDC
419
PUT
DELISTED
First Data Corporation
FDC
– –
-326,600
Closed -$16K
13 14 15 16
17

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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.