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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ALR.PRB
401
DELISTED
Alere Inc
ALR.PRB
– –
-367,249
Closed -$147M –
ALR
402
DELISTED
Alere Inc
ALR
– –
-3,919,823
Closed -$198M –
PRXL
403
DELISTED
Parexel International Corp
PRXL
– –
-379,198
Closed -$33.4M –
NLSN
404
DELISTED
Nielsen Holdings plc
NLSN
– –
-939,445
Closed -$38.9M –
GTT
405
DELISTED
GTT Communications, Inc.
GTT
– –
-75,569
Closed -$2.39M –
ESV
406
DELISTED
Ensco Rowan plc
ESV
– –
-395,691
Closed -$9.45M –
IIP
407
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
– –
-2,010,349
Closed -$8.74M –
SIVB
408
DELISTED
SVB Financial Group
SIVB
– –
-35,000
Closed -$6.55M –
CHU
409
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-132,000
Closed -$1.85M –
FTR
410
DELISTED
Frontier Communications Corp.
FTR
– –
-554,416
Closed -$5.17M –
WLH
411
DELISTED
WILLIAM LYON HOMES
WLH
– –
-288,771
Closed -$6.64M –
OREX
412
DELISTED
Orexigen Therapeutics, Inc.
OREX
$0 ﹤0.01%
33,333
– –
2017 Q1
3 quarters
BCR
413
DELISTED
CR Bard Inc.
BCR
– –
-1,504,452
Closed -$482M –
VXX icon
414
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-100,000
Closed -$24K –
VXX icon
415
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-25,200
Closed -$831K –
FNSR
416
DELISTED
Finisar Corp
FNSR
– –
-65,757
Closed -$1.46M –
FGL
417
DELISTED
Fidelity & Guaranty Life
FGL
– –
-249,503
Closed -$7.75M –
FDC
418
DELISTED
First Data Corporation
FDC
– –
-350,000
Closed -$6.31M –
FDC
419
PUT
DELISTED
First Data Corporation
FDC
– –
-326,600
Closed -$16K –
13 14 15 16
17

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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.