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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.17%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.18B
AUM Growth
-$1.54B
(-23%)
Cap. Flow
-$1.42B
Cap. Flow
% of AUM
-27.47%
Top 10 Holdings %
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Avg Time Held Equity + Options
2.5
quarters
Top 10 Avg Time Held Equity + Options
0.3
quarters
Top 20 Avg Time Held Equity + Options
1.9
quarters
Avg Time Held Equity only
2.5
quarters
Top 10 Avg Time Held Equity only
0.3
quarters
Top 20 Avg Time Held Equity only
1.9
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NXP Semiconductors
NXPI
|
+$134M |
| 2 |
Gulfport Energy Corp.
GPOR
|
+$88.1M |
| 3 |
Molson Coors Class B
TAP
|
+$69.4M |
| 4 |
Expedia Group
EXPE
|
+$63.8M |
| 5 |
STJ
St Jude Medical
STJ
|
+$53.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$728M |
| 2 |
LNKD
LinkedIn Corporation
LNKD
|
+$283M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$158M |
| 4 |
Coty
COTY
|
+$100M |
| 5 |
IM
Ingram Micro
IM
|
+$94.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 18.01% |
| 2 | Consumer Discretionary | 13.1% |
| 3 | Industrials | 12.06% |
| 4 | Communication Services | 10.13% |
| 5 | Technology | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
IBM
IBM
$214B
| – | – |
-19,087
| Closed | -$2.9M | – |
|
402
iShares US Technology ETF
IYW
$27B
| – | – |
-139,112
| Closed | -$4.14M | – |
|
403
LivaNova
LIVN
$4.21B
| – | – |
-29,042
| Closed | -$1.75M | – |
|
404
lululemon athletica
LULU
$10.9B
| – | – |
-125,000
| Closed | -$7.62M | – |
|
405
Masco
MAS
$13.6B
| – | – |
-139,942
| Closed | -$4.8M | – |
|
406
McDonald's
MCD
$166B
| – | – |
-311,913
| Closed | -$36M | – |
|
407
Microchip Technology
MCHP
$41B
| – | – |
-285,200
| Closed | -$8.86M | – |
|
408
The Mosaic Company
MOS
$5.96B
| – | – |
-134,160
| Closed | -$3.28M | – |
|
409
Marathon Petroleum
MPC
$128B
| – | – |
-105,623
| Closed | -$4.29M | – |
|
410
Medical Properties Trust
MPT
$1.88B
| – | – |
-75,089
| Closed | -$1.11M | – |
|
411
Morgan Stanley
MS
$298B
| – | – |
-100,978
| Closed | -$3.24M | – |
|
412
Microsoft
MSFT
$3.97T
| – | – |
-400,000
| Closed | -$23M | – |
|
413
Micron Technology
MU
$1.16T
| – | – |
-436,673
| Closed | -$7.76M | – |
|
414
PUT
Netflix
NFLX
$293B
| – | – |
-1,569,000
| Closed | -$714K | – |
|
415
CALL
Nike
NKE
$51.6B
| – | – |
-52,700
| Closed | -$12K | – |
|
|
416
Nike
NKE
$51.6B
| – | – |
-118,900
| Closed | -$6.26M | – |
|
417
Northern Oil and Gas
NOG
$2.64B
| – | – |
-7,700
| Closed | -$206K | – |
|
418
NOV
NOV
$6.76B
| – | – |
-540,000
| Closed | -$19.8M | – |
|
419
ServiceNow
NOW
$146B
| – | – |
-325,000
| Closed | -$5.14M | – |
|
420
Ollie's Bargain Outlet
OLLI
$5.07B
| – | – |
-282,500
| Closed | -$7.4M | – |
|
421
CALL
Ovintiv
OVV
$17.7B
| – | – |
-21,120
| Closed | -$87K | – |
|
|
422
Procter & Gamble
PG
$351B
| – | – |
-8,105,925
| Closed | -$728M | – |
|
|
423
PUT
Procter & Gamble
PG
$351B
| – | – |
-10,069,300
| Closed | -$307M | – |
|
424
Invesco Golden Dragon China ETF
PGJ
$85.4M
| – | – |
-49,742
| Closed | -$1.65M | – |
|
425
Patterson-UTI
PTEN
$4.31B
| – | – |
-332,807
| Closed | -$7.45M | – |
|
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UBS O'Connor's Q4 2016 Portfolio in Review
As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS O'Connor withdrew a net $1.42B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.
By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.
Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.
- UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
- UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
- UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
- UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
- UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
- UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
- UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.
Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.