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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
401
IBM
IBM
$220B
– –
-19,087
Closed -$2.9M
IYW icon
402
iShares US Technology ETF
IYW
$24.8B
– –
-139,112
Closed -$4.14M
LIVN icon
403
LivaNova
LIVN
$4.17B
– –
-29,042
Closed -$1.75M
LULU icon
404
lululemon athletica
LULU
$14.2B
– –
-125,000
Closed -$7.62M
MAS icon
405
Masco
MAS
$14.9B
– –
-139,942
Closed -$4.8M
MCD icon
406
McDonald's
MCD
$196B
– –
-311,913
Closed -$36M
MCHP icon
407
Microchip Technology
MCHP
$40.4B
– –
-285,200
Closed -$8.86M
MOS icon
408
The Mosaic Company
MOS
$7.46B
– –
-134,160
Closed -$3.28M
MPC icon
409
Marathon Petroleum
MPC
$84B
– –
-105,623
Closed -$4.29M
MPT
410
Medical Properties Trust
MPT
$2.75B
– –
-75,089
Closed -$1.11M
MS icon
411
Morgan Stanley
MS
$336B
– –
-100,978
Closed -$3.24M
MSFT icon
412
Microsoft
MSFT
$3.71T
– –
-400,000
Closed -$23M
MU icon
413
Micron Technology
MU
$996B
– –
-436,673
Closed -$7.76M
NFLX icon
414
PUT
Netflix
NFLX
$307B
– –
-1,569,000
Closed -$714K
NKE icon
415
CALL
Nike
NKE
$62.3B
– –
-52,700
Closed -$12K
NKE icon
416
Nike
NKE
$62.3B
– –
-118,900
Closed -$6.26M
NOG icon
417
Northern Oil and Gas
NOG
$2.21B
– –
-7,700
Closed -$206K
NOV icon
418
NOV
NOV
$7.09B
– –
-540,000
Closed -$19.8M
NOW icon
419
ServiceNow
NOW
$121B
– –
-325,000
Closed -$5.14M
OLLI icon
420
Ollie's Bargain Outlet
OLLI
$4.71B
– –
-282,500
Closed -$7.4M
OVV icon
421
CALL
Ovintiv
OVV
$16.6B
– –
-21,120
Closed -$87K
PG icon
422
Procter & Gamble
PG
$342B
– –
-8,105,925
Closed -$728M
PG icon
423
PUT
Procter & Gamble
PG
$342B
– –
-10,069,300
Closed -$307M
PGJ icon
424
Invesco Golden Dragon China ETF
PGJ
$97.9M
– –
-49,742
Closed -$1.65M
PTEN icon
425
Patterson-UTI
PTEN
$3.83B
– –
-332,807
Closed -$7.45M
15 16
17
18 19

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.