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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
(+45%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
21.25%
Top 10 Holdings %
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2
quarters
Top 10 Avg Time Held Equity + Options
1.5
quarters
Top 20 Avg Time Held Equity + Options
2.2
quarters
Avg Time Held Equity only
2.3
quarters
Top 10 Avg Time Held Equity only
1.5
quarters
Top 20 Avg Time Held Equity only
2.2
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$693M |
| 2 |
iShares MSCI Emerging Markets ETF
EEM
|
+$162M |
| 3 |
Coty
COTY
|
+$151M |
| 4 |
WWAV
The WhiteWave Foods Company
WWAV
|
+$138M |
| 5 |
Dell
DELL
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EMC CORPORATION
EMC
|
+$218M |
| 2 |
Charter Communications
CHTR
|
+$67.4M |
| 3 |
AXLL
AXIALL CORP COM STK (DE)
AXLL
|
+$61.2M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$51.3M |
| 5 |
Bread Financial
BFH
|
+$33.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 24.22% |
| 2 | Miscellaneous | 13.28% |
| 3 | Communication Services | 11.75% |
| 4 | Consumer Discretionary | 11.42% |
| 5 | Industrials | 8.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
Corvus Pharmaceuticals
CRVS
$885M
| – | – |
-20,000
| Closed | -$285K | – |
|
402
DELISTED
Coterra Energy
CTRA
| – | – |
-20,000
| Closed | -$515K | – |
|
403
Crane NXT
CXT
$2.9B
| – | – |
-652,537
| Closed | -$12.9M | – |
|
404
Deere & Co
DE
$167B
| – | – |
-124,684
| Closed | -$10.1M | – |
|
405
Dick's Sporting Goods
DKS
$13.5B
| – | – |
-100,000
| Closed | -$4.51M | – |
|
406
Dollar Tree
DLTR
$22.3B
| – | – |
-95,000
| Closed | -$8.95M | – |
|
407
DELISTED
Electronic Arts
EA
| – | – |
-17,500
| Closed | -$1.33M | – |
|
408
Emerson Electric
EMR
$90.3B
| – | – |
-120,092
| Closed | -$6.26M | – |
|
409
CALL
Freeport-McMoran
FCX
$106B
| – | – |
-350,000
| Closed | -$320K | – |
|
|
410
Freeport-McMoran
FCX
$106B
| – | – |
-81,248
| Closed | -$905K | – |
|
411
FedEx
FDX
$69B
| – | – |
-10,000
| Closed | -$1.52M | – |
|
412
F5
FFIV
$27.2B
| – | – |
-10,000
| Closed | -$1.14M | – |
|
413
DELISTED
Foot Locker
FL
| – | – |
-125,000
| Closed | -$6.86M | – |
|
414
DELISTED
Amicus Therapeutics
FOLD
| – | – |
-59,387
| Closed | -$324K | – |
|
415
Fossil Group
FOSL
$423M
| – | – |
-501,823
| Closed | -$14.3M | – |
|
416
Federal Realty Investment Trust
FRT
$9.22B
| – | – |
-6,363
| Closed | -$1.05M | – |
|
417
FTAI Aviation
FTAI
$17.5B
| – | – |
-292,750
| Closed | -$2.3M | – |
|
418
CALL
Gogo Inc
GOGO
$314M
| – | – |
-200,000
| Closed | -$15K | – |
|
419
DELISTED
Hess
HES
| – | – |
-173,800
| Closed | -$10.4M | – |
|
420
Humana
HUM
$51.9B
| – | – |
-176,105
| Closed | -$31.7M | – |
|
421
Brightstar Lottery PLC
BRSL
$1.8B
| – | – |
-68,576
| Closed | -$1.28M | – |
|
422
IMAX
IMAX
$2.79B
| – | – |
-113,400
| Closed | -$3.34M | – |
|
423
Intel
INTC
$553B
| – | – |
-342,901
| Closed | -$11.2M | – |
|
424
Coca-Cola
KO
$379B
| – | – |
-700,000
| Closed | -$31.7M | – |
|
425
Kohl's
KSS
$2.31B
| – | – |
-300,000
| Closed | -$11.4M | – |
|
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UBS O'Connor's Q3 2016 Portfolio in Review
As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.
On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.
- UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
- UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
- UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
- UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
- UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
- UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
- UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.
Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.