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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
401
PUT
Kohl's
KSS
$2.09B
$25K ﹤0.01%
+100,000
New +$5.66M
USO icon
402
PUT
United States Oil Fund
USO
$1.86B
$17K ﹤0.01%
+6,250
New +$1.8M
EXC icon
403
PUT
Exelon
EXC
$46.7B
$12K ﹤0.01%
+70,100
New +$1.64M
X
404
PUT
DELISTED
US Steel
X
$8K ﹤0.01%
+25,000
New +$876K
TE
405
PUT
DELISTED
TECO ENERGY INC
TE
$8K ﹤0.01%
+30,000
New +$531K
DD
406
PUT
DELISTED
Du Pont De Nemours E I
DD
$6K ﹤0.01%
+42,120
New +$2.65M
IYR icon
407
CALL
iShares US Real Estate ETF
IYR
$4.63B
$5K ﹤0.01%
+200,000
New +$14.5M
MDGL icon
408
CALL
Madrigal Pharmaceuticals
MDGL
$11.8B
$4K ﹤0.01%
714
– –
PEG icon
409
CALL
Public Service Enterprise Group
PEG
$37.4B
$4K ﹤0.01%
+50,000
New +$1.85M
MDLZ icon
410
CALL
Mondelez International
MDLZ
$80.1B
$2K ﹤0.01%
+50,000
New +$1.82M
SQNM
411
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$2K ﹤0.01%
50,000
– –
FE icon
412
CALL
FirstEnergy
FE
$27.4B
$1K ﹤0.01%
+50,000
New +$1.65M
AAT
413
American Assets Trust
AAT
$1.38B
– –
-470,000
Closed -$16.2M
AGO icon
414
Assured Guaranty
AGO
$3.66B
– –
-183,281
Closed -$4.49M
AJG icon
415
Arthur J. Gallagher & Co
AJG
$64.5B
– –
-413,038
Closed -$19.2M
AKR icon
416
Acadia Realty Trust
AKR
$2.84B
– –
-133,745
Closed -$3.76M
AL
417
DELISTED
Air Lease Corp
AL
– –
-211,939
Closed -$8.18M
AMC icon
418
AMC Entertainment Holdings
AMC
$2.29B
– –
-10,198
Closed -$2.54M
AMT icon
419
American Tower
AMT
$79.8B
– –
-172,481
Closed -$15.5M
AMZN icon
420
Amazon
AMZN
$2.94T
– –
-50,000
Closed -$812K
ANSS
421
DELISTED
Ansys
ANSS
– –
-37,389
Closed -$2.83M
BAC icon
422
Bank of America
BAC
$441B
– –
-1,481,006
Closed -$22.8M
BBD icon
423
Banco Bradesco
BBD
$37.1B
– –
-140,002
Closed -$797K
BHR
424
Braemar Hotels & Resorts
BHR
$146M
– –
-151,614
Closed -$2.58M
BKNG icon
425
Booking.com
BKNG
$156B
– –
-50,000
Closed -$2.41M
15 16
17
18 19

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.