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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KSS icon
401
PUT
Kohl's
KSS
$2.37B
$25K ﹤0.01%
+100,000
New +$5.66M
2014 Q3
0 quarters
USO icon
402
PUT
United States Oil Fund
USO
$1.94B
$17K ﹤0.01%
+6,250
New +$1.8M
2014 Q3
0 quarters
EXC icon
403
PUT
Exelon
EXC
$43.4B
$12K ﹤0.01%
+70,100
New +$1.64M
2014 Q3
0 quarters
X icon
404
PUT
DELISTED
US Steel
X
$8K ﹤0.01%
+25,000
New +$876K
2014 Q3
0 quarters
TE icon
405
PUT
DELISTED
TECO ENERGY INC
TE
$8K ﹤0.01%
+30,000
New +$531K
2014 Q3
0 quarters
DD icon
406
PUT
DELISTED
Du Pont De Nemours E I
DD
$6K ﹤0.01%
+42,120
New +$2.65M
2014 Q3
0 quarters
IYR icon
407
CALL
iShares US Real Estate ETF
IYR
$4.14B
$5K ﹤0.01%
+200,000
New +$14.5M
2014 Q3
0 quarters
MDGL icon
408
CALL
Madrigal Pharmaceuticals
MDGL
$10.9B
$4K ﹤0.01%
714
– –
2014 Q1
2 quarters
PEG icon
409
CALL
Public Service Enterprise Group
PEG
$35.3B
$4K ﹤0.01%
+50,000
New +$1.85M
2014 Q3
0 quarters
MDLZ icon
410
CALL
Mondelez International
MDLZ
$78.6B
$2K ﹤0.01%
+50,000
New +$1.82M
2014 Q3
0 quarters
SQNM
411
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$2K ﹤0.01%
50,000
– –
2013 Q3
4 quarters
FE icon
412
CALL
FirstEnergy
FE
$26.2B
$1K ﹤0.01%
+50,000
New +$1.65M
2014 Q3
0 quarters
AAT icon
413
American Assets Trust
AAT
$1.32B
– –
-470,000
Closed -$16.2M –
AGO icon
414
Assured Guaranty
AGO
$3.06B
– –
-183,281
Closed -$4.49M –
AJG icon
415
Arthur J. Gallagher & Co
AJG
$59.8B
– –
-413,038
Closed -$19.2M –
AKR icon
416
Acadia Realty Trust
AKR
$2.52B
– –
-133,745
Closed -$3.76M –
AL icon
417
DELISTED
Air Lease Corp
AL
– –
-211,939
Closed -$8.18M –
AMC icon
418
AMC Entertainment Holdings
AMC
$2.71B
– –
-10,198
Closed -$2.54M –
AMT icon
419
American Tower
AMT
$84.9B
– –
-172,481
Closed -$15.5M –
AMZN icon
420
Amazon
AMZN
$2.8T
– –
-50,000
Closed -$812K –
ANSS icon
421
DELISTED
Ansys
ANSS
– –
-37,389
Closed -$2.83M –
BAC icon
422
Bank of America
BAC
$381B
– –
-1,481,006
Closed -$22.8M –
BBD icon
423
Banco Bradesco
BBD
$45.3B
– –
-140,002
Closed -$797K –
BHR icon
424
Braemar Hotels & Resorts
BHR
$85.8M
– –
-151,614
Closed -$2.58M –
BKNG icon
425
Booking.com
BKNG
$120B
– –
-50,000
Closed -$2.41M –
15 16
17
18 19

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.