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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
(-9.9%)
Cap. Flow
-$1.24B
Cap. Flow
% of AUM
-25.85%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6
quarters
Top 10 Avg Time Held Equity + Options
0.6
quarters
Top 20 Avg Time Held Equity + Options
0.4
quarters
Avg Time Held Equity only
0.6
quarters
Top 10 Avg Time Held Equity only
0.6
quarters
Top 20 Avg Time Held Equity only
0.4
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Colgate-Palmolive
CL
|
+$59.4M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$56.3M |
| 3 |
Simon Property Group
SPG
|
+$52M |
| 4 |
TSMC
TSM
|
+$45.4M |
| 5 |
Macy's
M
|
+$44.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pfizer
PFE
|
+$167M |
| 2 |
GDI
GARDNER DENVER,INC
GDI
|
+$60.4M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$58.7M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$55.2M |
| 5 |
Advance Auto Parts
AAP
|
+$48.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 29.53% |
| 2 | Real Estate | 16.41% |
| 3 | Consumer Staples | 12.46% |
| 4 | Financials | 6.75% |
| 5 | Consumer Discretionary | 6.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
DuPont de Nemours
DD
$17.5B
| – | – |
-113,332
| Closed | -$9.23M | – |
|
402
Deere & Co
DE
$175B
| – | – |
-86,476
| Closed | -$7.2M | – |
|
403
Delek US
DK
$4.94B
| – | – |
-113,756
| Closed | -$3.27M | – |
|
404
Healthpeak Properties
DOC
$13.1B
| – | – |
-327,833
| Closed | -$13.6M | – |
|
405
DELISTED
Dynavax Technologies
DVAX
| – | – |
-32,910
| Closed | -$362K | – |
|
406
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$2.38B
| – | – |
-600,000
| Closed | -$430K | – |
|
407
CALL
iShares MSCI Emerging Markets ETF
EEM
$30.5B
| – | – |
-450,800
| Closed | -$61K | – |
|
408
Eagle Bancorp
EGBN
$859M
| – | – |
-73,334
| Closed | -$1.64M | – |
|
409
EastGroup Properties
EGP
$10.6B
| – | – |
-281,109
| Closed | -$15.8M | – |
|
410
CALL
Edison International
EIX
$21.3B
| – | – |
-100,000
| Closed | -$2K | – |
|
411
Elevance Health
ELV
$92.2B
| – | – |
-35,000
| Closed | -$2.86M | – |
|
412
Emerson Electric
EMR
$91.2B
| – | – |
-236,626
| Closed | -$12.9M | – |
|
413
EOG Resources
EOG
$80.3B
| – | – |
-168,000
| Closed | -$11.1M | – |
|
414
EPR Properties
EPR
$4.2B
| – | – |
-17,777
| Closed | -$894K | – |
|
415
CALL
Equinix
EQIX
$101B
| – | – |
-78,600
| Closed | -$388K | – |
|
416
CALL
iShares MSCI Brazil ETF
EWZ
$11.9B
| – | – |
-59,700
| Closed | -$1K | – |
|
417
DELISTED
Exact Sciences
EXAS
| – | – |
-330,000
| Closed | -$4.59M | – |
|
418
Extra Space Storage
EXR
$28.3B
| – | – |
-287,373
| Closed | -$12.1M | – |
|
419
Diamondback Energy
FANG
$55.5B
| – | – |
-95,135
| Closed | -$3.17M | – |
|
420
Fastenal
FAST
$59B
| – | – |
-82,404
| Closed | -$945K | – |
|
421
FedEx
FDX
$68.8B
| – | – |
-84,001
| Closed | -$8.28M | – |
|
422
CALL
FirstEnergy
FE
$26.2B
| – | – |
-100,000
| Closed | -$2K | – |
|
423
CALL
First Horizon
FHN
$10.8B
| – | – |
-320,000
| Closed | -$184K | – |
|
424
Fifth Third Bancorp
FITB
$45.5B
| – | – |
-27,769
| Closed | -$501K | – |
|
425
Forestar Group
FOR
$1.3B
| – | – |
-70,276
| Closed | -$1.41M | – |
|
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UBS O'Connor's Q3 2013 Portfolio in Review
As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.
Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.
- UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
- UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
- UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
- UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
- UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
- UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
- UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.
Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.