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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
401
DuPont de Nemours
DD
$19.5B
– –
-113,332
Closed -$9.23M
DE icon
402
Deere & Co
DE
$166B
– –
-86,476
Closed -$7.2M
DK icon
403
Delek US
DK
$3.59B
– –
-113,756
Closed -$3.27M
DOC icon
404
Healthpeak Properties
DOC
$14.5B
– –
-327,833
Closed -$13.6M
DVAX
405
DELISTED
Dynavax Technologies
DVAX
– –
-32,910
Closed -$362K
DXJ icon
406
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
– –
-200,000
Closed -$430K
EEM icon
407
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.2B
– –
-450,800
Closed -$61K
EGBN icon
408
Eagle Bancorp
EGBN
$849M
– –
-73,334
Closed -$1.64M
EGP icon
409
EastGroup Properties
EGP
$10.8B
– –
-281,109
Closed -$15.8M
EIX icon
410
CALL
Edison International
EIX
$25.9B
– –
-100,000
Closed -$2K
ELV icon
411
Elevance Health
ELV
$84.9B
– –
-35,000
Closed -$2.86M
EMR icon
412
Emerson Electric
EMR
$87.5B
– –
-236,626
Closed -$12.9M
EOG icon
413
EOG Resources
EOG
$71.4B
– –
-168,000
Closed -$11.1M
EPR icon
414
EPR Properties
EPR
$4.7B
– –
-17,777
Closed -$894K
EQIX icon
415
CALL
Equinix
EQIX
$104B
– –
-78,600
Closed -$388K
EWZ icon
416
CALL
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-59,700
Closed -$1K
EXAS
417
DELISTED
Exact Sciences
EXAS
– –
-330,000
Closed -$4.59M
EXR icon
418
Extra Space Storage
EXR
$31.6B
– –
-287,373
Closed -$12.1M
FANG icon
419
Diamondback Energy
FANG
$53.1B
– –
-95,135
Closed -$3.17M
FAST icon
420
Fastenal
FAST
$58.3B
– –
-82,404
Closed -$945K
FDX icon
421
FedEx
FDX
$74.7B
– –
-84,001
Closed -$8.28M
FE icon
422
CALL
FirstEnergy
FE
$27.4B
– –
-100,000
Closed -$2K
FHN icon
423
CALL
First Horizon
FHN
$12.1B
– –
-320,000
Closed -$184K
FITB
424
Fifth Third Bancorp
FITB
$51.7B
– –
-27,769
Closed -$501K
FOR icon
425
Forestar Group
FOR
$1.49B
– –
-70,276
Closed -$1.41M
15 16
17
18 19

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.