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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.37%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.02B
AUM Growth
-$31.8M
Cap. Flow
+$159M
Cap. Flow %
3.95%
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$191M
2
SMAR
Smartsheet Inc.
SMAR
+$188M
3
FYBR
Frontier Communications
FYBR
+$124M
4
SUM
Summit Materials, Inc. Class A Common Stock
SUM
+$95M
5
ALTR
Altair Engineering Inc
ALTR
+$92.6M

Top Sells

Rank Stock Value
1
CTLT
CATALENT, INC.
CTLT
+$234M
2
MRO
Marathon Oil Corporation
MRO
+$222M
3
SRCL
Stericycle Inc
SRCL
+$172M
4
AXNX
Axonics, Inc. Common Stock
AXNX
+$150M
5
PRFT
Perficient Inc
PRFT
+$79.6M

Sector Composition

Rank Sector Weight
1 Technology 28.76%
2 Energy 15.79%
3 Communication Services 7.77%
4 Consumer Staples 7.72%
5 Financials 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIX icon
376
PUT
Neurocrine Biosciences
NBIX
$16.7B
$18K ﹤0.01%
15,000
-15,000
-50% -$1.86M
CORT icon
377
CALL
Corcept Therapeutics
CORT
$11.8B
$17.5K ﹤0.01%
40,000
-5,000
-11% -$262K
FAASW
378
DELISTED
DigiAsia Corp Warrant
FAASW
$16.3K ﹤0.01%
135,667
– –
NVO
379
PUT
Novo Nordisk
NVO
$208B
$15.2K ﹤0.01%
10,000
– –
ARVN icon
380
CALL
Arvinas
ARVN
$570M
$15K ﹤0.01%
40,000
+20,000
+100% +$486K
SWTX
381
CALL
DELISTED
SpringWorks Therapeutics
SWTX
$13.8K ﹤0.01%
+25,000
New +$873K
KDKRW
382
Kodiak AI Warrants
KDKRW
$12.5K ﹤0.01%
82,711
– –
IEF icon
383
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$12.4K ﹤0.01%
+75,000
New +$7.09M
ARKO icon
384
CALL
ARKO Corp
ARKO
$693M
$12K ﹤0.01%
+80,000
New +$551K
RDZNW icon
385
Roadzen Inc Warrants
RDZNW
$8.64M
$11.2K ﹤0.01%
65,696
– –
TVGNW icon
386
Tevogen Inc. Warrant
TVGNW
$814K
$11.1K ﹤0.01%
181,387
– –
BEAM icon
387
CALL
Beam Therapeutics
BEAM
$2.84B
$11K ﹤0.01%
+20,000
New +$510K
SLV icon
388
CALL
iShares Silver Trust
SLV
$30.7B
$10.6K ﹤0.01%
+708,300
New +$20.2M
RENEW
389
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
$10.1K ﹤0.01%
118,982
– –
BNAIW
390
Brand Engagement Network Warrant
BNAIW
$1.85M
$9.47K ﹤0.01%
150,251
– –
VKTX icon
391
CALL
Viking Therapeutics
VKTX
$3.89B
$8.13K ﹤0.01%
25,000
+5,000
+25% +$285K
CSLMW
392
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$6.39K ﹤0.01%
67,295
– –
MSAIW icon
393
MultiSensor AI Holdings Warrant
MSAIW
$755K
$6.06K ﹤0.01%
142,585
– –
RMCOW icon
394
Royalty Management Holding Warrant
RMCOW
$1.49M
$5.79K ﹤0.01%
221,686
– –
BRLSW icon
395
Borealis Foods Inc Warrant
BRLSW
$949K
$5.42K ﹤0.01%
70,030
– –
BSLKW
396
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$5.27K ﹤0.01%
110,914
– –
BE icon
397
PUT
Bloom Energy
BE
$64.4B
$5.25K ﹤0.01%
+35,000
New +$613K
EWTX icon
398
CALL
Edgewise Therapeutics
EWTX
$4.59B
$4.88K ﹤0.01%
15,000
-20,000
-57% -$637K
SKT icon
399
PUT
Tanger
SKT
$4.52B
$4.24K ﹤0.01%
24,200
– –
CRSP icon
400
CALL
CRISPR Therapeutics
CRSP
$5.17B
$4K ﹤0.01%
20,000
-10,000
-33% -$472K
14 15
16
17 18

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2024 Portfolio in Review

As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $159M of net new capital in Q4 2024, opening 130 new positions and adding to 130 existing holdings. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was US Steel, an estimated $62.2M trimmed.

  • UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
  • UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
  • UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
  • UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
  • UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
  • UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.

Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.