We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASBP
376
Aspire Biopharma
ASBP
$10.1M
– –
-191
Closed -$2.33M
XAGE
377
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
– –
-49,500
Closed -$14.5M
AMPS
378
DELISTED
Altus Power
AMPS
– –
-207,098
Closed -$2.28M
SKGRU
379
DELISTED
SK Growth Opportunities Corporation Unit
SKGRU
– –
-919,138
Closed -$9.23M
GATE
380
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
– –
-476,606
Closed -$4.75M
PLAO
381
DELISTED
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
– –
-367,656
Closed -$3.74M
PNST
382
DELISTED
Pinstripes Holdings, Inc.
PNST
– –
-233,953
Closed -$2.34M
NKGN
383
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
– –
-320,103
Closed -$3.12M
ROIC
384
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-200,612
Closed -$2.76M
ALCE
385
DELISTED
Alternus Clean Energy Inc
ALCE
– –
-9,191
Closed -$2.27M
RVNC
386
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-101,179
Closed -$2.73M
RVNC
387
PUT
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-100,000
Closed -$48K
PLMJ
388
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
– –
-381,797
Closed -$3.75M
CITE
389
DELISTED
Cartica Acquisition Corp Class A Ordinary Shares
CITE
– –
-210,558
Closed -$2.13M
CSLM
390
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
– –
-233,953
Closed -$2.32M
CFFS
391
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
– –
-374,325
Closed -$3.75M
IVCB
392
DELISTED
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
– –
-233,953
Closed -$2.37M
MITA
393
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
– –
-238,623
Closed -$2.34M
PRLH
394
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
– –
-233,953
Closed -$2.35M
BFAC
395
DELISTED
Battery Future Acquisition Corp.
BFAC
– –
-233,953
Closed -$2.36M
BOCN
396
DELISTED
Blue Ocean Acquisition Corp Class A Ordinary Shares
BOCN
– –
-561,488
Closed -$5.63M
APXI
397
DELISTED
APx Acquisition Corp. I Class A Ordinary Share
APXI
– –
-280,744
Closed -$2.85M
CTLT
398
DELISTED
CATALENT, INC.
CTLT
– –
-7,800
Closed -$564K
EVE
399
DELISTED
EVe Mobility Acquisition Corp
EVE
– –
-233,953
Closed -$2.36M
GHIX
400
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
– –
-2,339,534
Closed -$22.6M
14 15
16
17 18

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.