UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIIX
376
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
– –
-303,406
Closed -$3.1M
ASAXW
377
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
– –
-179,817
Closed -$93K
FACA
378
DELISTED
Figure Acquisition Corp. I
FACA
– –
-256,690
Closed -$2.52M
CLAS
379
DELISTED
Class Acceleration Corp.
CLAS
– –
-121,464
Closed -$1.18M
MDH
380
DELISTED
MDH Acquisition Corp.
MDH
– –
-257,885
Closed -$2.53M
AKIC
381
DELISTED
Sports Ventures Acquisition Corp. Class A Ordinary Shares
AKIC
– –
-515,791
Closed -$5.02M
AKICW
382
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
– –
-222,629
Closed -$152K
LFG
383
DELISTED
Archaea Energy Inc.
LFG
– –
-262,004
Closed -$4.79M
FTVI
384
DELISTED
FinTech Acquisition Corp. VI Class A Common Stock
FTVI
– –
-515,770
Closed -$5.06M
GACQ
385
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
– –
-369,227
Closed -$3.66M
SHCAU
386
DELISTED
Spindletop Health Acquisition Corp. Unit
SHCAU
– –
-515,770
Closed -$5.18M
AGAC.WS
387
DELISTED
African Gold Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AGAC.WS
– –
-254,100
Closed -$127K
MONCW
388
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
– –
-256,881
Closed -$135K
MON
389
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
– –
-513,762
Closed -$5.01M
HCARW
390
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
– –
-77,065
Closed -$40K
HCAR
391
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
– –
-257,885
Closed -$2.52M
PSAG
392
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
– –
-294,864
Closed -$2.86M
DAOOU
393
DELISTED
Crypto 1 Acquisition Corp Unit
DAOOU
– –
-131,476
Closed -$1.33M
EQHA
394
DELISTED
EQ Health Acquisition Corp.
EQHA
– –
-256,271
Closed -$2.49M
HCIC
395
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
– –
-138,743
Closed -$1.35M
GNACW
396
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
– –
-171,253
Closed -$87K
HCICW
397
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
– –
-89,908
Closed -$77K
NETC.U
398
DELISTED
Nabors Energy Transition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
NETC.U
– –
-515,770
Closed -$5.24M
BURU.WS
399
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-256,881
Closed -$137K
FRXB
400
DELISTED
Forest Road Acquisition Corp. II
FRXB
– –
-411,275
Closed -$4M
14 15
16
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