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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBLU icon
376
JetBlue
JBLU
$2.25B
$3.35M 0.03%
235,200
+40,000
+20% +$588K
NGVT icon
377
Ingevity
NGVT
$2.68B
$3.34M 0.03%
46,627
-146,199
-76% -$11.1M
SPY icon
378
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$3.33M 0.03%
550,000
-350,000
-39% -$161M
ARTA
379
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
$3.31M 0.03%
334,295
+8,953
+3% +$88.6K
AXTA icon
380
Axalta
AXTA
$8.16B
$3.31M 0.03%
99,798
-503,468
-83% -$16M
LVACU
381
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
$3.24M 0.03%
+309,462
New +$3.13M
BGSX
382
DELISTED
Build Acquisition Corp.
BGSX
$3.22M 0.03%
330,472
+8,851
+3% +$86.1K
APN.U
383
DELISTED
Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
APN.U
$3.12M 0.03%
+309,462
New +$3.12M
LGIH icon
384
LGI Homes
LGIH
$1.41B
$3.1M 0.03%
+20,050
New +$2.93M
GIIX
385
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$3.1M 0.03%
303,406
-296,986
-49% -$2.96M
LGTOU
386
DELISTED
Legato Merger Corp. II Unit
LGTOU
$3.08M 0.03%
+309,462
New +$3.11M
CNGLU
387
DELISTED
Canna-Global Acquisition Corp Unit
CNGLU
$3.07M 0.03%
+303,406
New +$3.07M
APCA.U
388
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$3.07M 0.03%
+303,406
New +$3.07M
APXIU
389
DELISTED
APx Acquisition Corp. I Unit
APXIU
$3.06M 0.03%
+303,406
New +$3.05M
AMPI
390
DELISTED
Advanced Merger Partners Inc
AMPI
$3.05M 0.03%
313,783
+8,404
+3% +$81.9K
BRKHU
391
DELISTED
BurTech Acquisition Corp. Unit
BRKHU
$3.04M 0.03%
+303,406
New +$3.03M
STET.U
392
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$3.04M 0.03%
+303,406
New +$3.03M
S icon
393
SentinelOne
S
$7.3B
$3.03M 0.03%
60,000
+20,000
+50% +$1.17M
CPAR
394
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$3M 0.03%
308,256
+8,256
+3% +$80.6K
ZWRK
395
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$3M 0.03%
308,257
+8,268
+3% +$80.6K
LEGA
396
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$3M 0.03%
308,256
+8,256
+3% +$80.8K
INVH icon
397
Invitation Homes
INVH
$18.1B
$3M 0.03%
66,100
-149,900
-69% -$6.19M
GRAB icon
398
Grab
GRAB
$15B
$3M 0.03%
+420,000
New +$3.2M
BNL icon
399
Broadstone Net Lease
BNL
$3.97B
$2.93M 0.03%
+118,200
New +$3.02M
SDST
400
Stardust Power Inc
SDST
$7.12M
$2.92M 0.03%
30,019
– –
14 15
16
17 18

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.