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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JBLU icon
376
JetBlue
JBLU
$1.4B
$3.35M 0.03%
235,200
+40,000
+20% +$588K
2020 Q4
4 quarters
NGVT icon
377
Ingevity
NGVT
$2.39B
$3.34M 0.03%
46,627
-146,199
-76% -$11.1M
2021 Q1
3 quarters
SPY icon
378
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$3.33M 0.03%
550,000
-350,000
-39% -$161M
2019 Q4
8 quarters
ARTA
379
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
$3.31M 0.03%
334,295
+8,953
+3% +$88.6K
2021 Q3
1 quarter
AXTA icon
380
Axalta
AXTA
$7.01B
$3.31M 0.03%
99,798
-503,468
-83% -$16M
2018 Q4
12 quarters
LVACU
381
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
$3.24M 0.03%
+309,462
New +$3.13M
2021 Q4
0 quarters
BGSX
382
DELISTED
Build Acquisition Corp.
BGSX
$3.22M 0.03%
330,472
+8,851
+3% +$86.1K
2021 Q2
2 quarters
APN.U
383
DELISTED
Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
APN.U
$3.12M 0.03%
+309,462
New +$3.12M
2021 Q4
0 quarters
LGIH icon
384
LGI Homes
LGIH
$1.03B
$3.1M 0.03%
+20,050
New +$2.93M
2021 Q4
0 quarters
GIIX
385
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$3.1M 0.03%
303,406
-296,986
-49% -$2.96M
2021 Q2
2 quarters
LGTOU
386
DELISTED
Legato Merger Corp. II Unit
LGTOU
$3.08M 0.03%
+309,462
New +$3.11M
2021 Q4
0 quarters
CNGLU icon
387
DELISTED
Canna-Global Acquisition Corp Unit
CNGLU
$3.07M 0.03%
+303,406
New +$3.07M
2021 Q4
0 quarters
APCA.U icon
388
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$3.07M 0.03%
+303,406
New +$3.07M
2021 Q4
0 quarters
APXIU icon
389
DELISTED
APx Acquisition Corp. I Unit
APXIU
$3.06M 0.03%
+303,406
New +$3.05M
2021 Q4
0 quarters
AMPI
390
DELISTED
Advanced Merger Partners Inc
AMPI
$3.05M 0.03%
313,783
+8,404
+3% +$81.9K
2021 Q2
2 quarters
BRKHU icon
391
DELISTED
BurTech Acquisition Corp. Unit
BRKHU
$3.04M 0.03%
+303,406
New +$3.03M
2021 Q4
0 quarters
STET.U
392
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$3.04M 0.03%
+303,406
New +$3.03M
2021 Q4
0 quarters
S icon
393
SentinelOne
S
$8.92B
$3.03M 0.03%
60,000
+20,000
+50% +$1.17M
2021 Q2
2 quarters
CPAR
394
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$3M 0.03%
308,256
+8,256
+3% +$80.6K
2021 Q3
1 quarter
ZWRK
395
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$3M 0.03%
308,257
+8,268
+3% +$80.6K
2021 Q2
2 quarters
LEGA
396
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$3M 0.03%
308,256
+8,256
+3% +$80.8K
2021 Q2
2 quarters
INVH icon
397
Invitation Homes
INVH
$15.8B
$3M 0.03%
66,100
-149,900
-69% -$6.19M
2020 Q1
7 quarters
GRAB icon
398
Grab
GRAB
$12.8B
$3M 0.03%
+420,000
New +$3.2M
2021 Q4
0 quarters
BNL icon
399
Broadstone Net Lease
BNL
$3.54B
$2.93M 0.03%
+118,200
New +$3.02M
2021 Q4
0 quarters
SDST icon
400
Stardust Power Inc
SDST
$709K
$2.92M 0.03%
30,019
– –
2021 Q1
3 quarters
14 15
16
17 18

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.