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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLB icon
376
Core Laboratories
CLB
$513M
– –
-34,000
Closed -$3.82M
CMCSA icon
377
Comcast
CMCSA
$89.3B
– –
-788,474
Closed -$26.2M
COF icon
378
Capital One
COF
$135B
– –
-63,539
Closed -$4.56M
COLM icon
379
Columbia Sportswear
COLM
$2.93B
– –
-45,000
Closed -$2.55M
COST icon
380
Costco
COST
$421B
– –
-10,415
Closed -$1.59M
CRI icon
381
Carter's
CRI
$1.48B
– –
-50,000
Closed -$4.34M
DHT icon
382
DHT Holdings
DHT
$2.96B
– –
-436,495
Closed -$1.83M
DIN icon
383
Dine Brands
DIN
$449M
– –
-23,768
Closed -$1.88M
DPZ icon
384
Domino's
DPZ
$11.9B
– –
-26,140
Closed -$3.97M
DRI icon
385
Darden Restaurants
DRI
$24.1B
– –
-94,164
Closed -$5.77M
EMLC icon
386
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.81B
– –
-150,000
Closed -$5.72M
EWW icon
387
iShares MSCI Mexico ETF
EWW
$1.97B
– –
-80,572
Closed -$3.91M
FTI icon
388
TechnipFMC
FTI
$27.3B
– –
-874,444
Closed -$19.3M
FTK icon
389
Flotek Industries
FTK
$1.32B
– –
-19,167
Closed -$1.67M
FTV icon
390
Fortive
FTV
$18.4B
– –
-591,771
Closed -$19M
FXI icon
391
iShares China Large-Cap ETF
FXI
$4.29B
– –
-150,000
Closed -$5.7M
GIS icon
392
CALL
General Mills
GIS
$19.3B
– –
-105,400
Closed -$12K
GOGO icon
393
PUT
Gogo Inc
GOGO
$492M
– –
-200,000
Closed -$65K
GWW icon
394
W.W. Grainger
GWW
$60.4B
– –
-46,203
Closed -$10.4M
HLF icon
395
CALL
Herbalife
HLF
$1.21B
– –
-2,121,000
Closed -$4.39M
HUN icon
396
Huntsman Corp
HUN
$1.78B
– –
-122,216
Closed -$1.99M
HXL icon
397
Hexcel
HXL
$7.79B
– –
-44,483
Closed -$1.97M
HYG icon
398
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-26,800
Closed -$28K
HYG icon
399
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-256,401
Closed -$22.4M
PPLI
400
People Inc
PPLI
$3.2B
– –
-637,916
Closed -$7.12M
14 15
16
17 18

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.