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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIF
376
CALL
DELISTED
Tiffany & Co.
TIF
$26K ﹤0.01%
+105,400
New +$7.03M
WEB
377
PUT
DELISTED
Web.com Group, Inc.
WEB
$25K ﹤0.01%
200,000
– –
GIS icon
378
CALL
General Mills
GIS
$19.3B
$12K ﹤0.01%
+105,400
New +$7.33M
NKE icon
379
CALL
Nike
NKE
$62.3B
$12K ﹤0.01%
52,700
-1,300
-2% -$73.4K
QVCGA
380
CALL
DELISTED
QVC Group Inc Series A
QVCGA
$11K ﹤0.01%
+2,260
New +$2.49M
XLI icon
381
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$4K ﹤0.01%
+97,800
New +$5.68M
AA icon
382
CALL
Alcoa
AA
$12.5B
– –
-233,708
Closed -$22K
AA icon
383
Alcoa
AA
$12.5B
– –
-222,541
Closed -$4.96M
AAL icon
384
CALL
American Airlines Group
AAL
$10.6B
– –
-1,822,500
Closed -$91K
ADMA icon
385
ADMA Biologics
ADMA
$2.25B
– –
-75,000
Closed -$446K
AKAM icon
386
Akamai
AKAM
$17.2B
– –
-50,000
Closed -$2.8M
AMCX icon
387
AMC Global Media
AMCX
$490M
– –
-17,615
Closed -$1.06M
AMZN icon
388
PUT
Amazon
AMZN
$2.94T
– –
-560,000
Closed -$196K
ASC icon
389
Ardmore Shipping
ASC
$695M
– –
-317,825
Closed -$2.15M
ASML icon
390
ASML
ASML
$655B
– –
-77,598
Closed -$7.7M
BABA icon
391
CALL
Alibaba
BABA
$304B
– –
-100,000
Closed -$38K
BFH icon
392
Bread Financial
BFH
$4.44B
– –
-216,026
Closed -$33.8M
BMRN icon
393
BioMarin Pharmaceuticals
BMRN
$11.9B
– –
-15,000
Closed -$1.17M
C icon
394
Citigroup
C
$224B
– –
-73,109
Closed -$3.1M
CCJ icon
395
Cameco
CCJ
$40.8B
– –
-755,514
Closed -$8.29M
CERS icon
396
Cerus
CERS
$468M
– –
-125,000
Closed -$780K
CF icon
397
CF Industries
CF
$17.7B
– –
-165,000
Closed -$3.98M
CHTR icon
398
Charter Communications
CHTR
$18.8B
– –
-294,994
Closed -$67.4M
COP icon
399
CALL
ConocoPhillips
COP
$140B
– –
-54,400
Closed -$38K
CRM icon
400
PUT
Salesforce
CRM
$153B
– –
-334,000
Closed -$319K
14 15
16
17 18

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.