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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
(+45%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
21.25%
Top 10 Holdings %
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2
quarters
Top 10 Avg Time Held Equity + Options
1.5
quarters
Top 20 Avg Time Held Equity + Options
2.2
quarters
Avg Time Held Equity only
2.3
quarters
Top 10 Avg Time Held Equity only
1.5
quarters
Top 20 Avg Time Held Equity only
2.2
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$693M |
| 2 |
iShares MSCI Emerging Markets ETF
EEM
|
+$162M |
| 3 |
Coty
COTY
|
+$151M |
| 4 |
WWAV
The WhiteWave Foods Company
WWAV
|
+$138M |
| 5 |
Dell
DELL
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EMC CORPORATION
EMC
|
+$218M |
| 2 |
Charter Communications
CHTR
|
+$67.4M |
| 3 |
AXLL
AXIALL CORP COM STK (DE)
AXLL
|
+$61.2M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$51.3M |
| 5 |
Bread Financial
BFH
|
+$33.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 24.22% |
| 2 | Miscellaneous | 13.28% |
| 3 | Communication Services | 11.75% |
| 4 | Consumer Discretionary | 11.42% |
| 5 | Industrials | 8.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
TIF
376
CALL
DELISTED
Tiffany & Co.
TIF
| $26K | ﹤0.01% |
+105,400
| New | +$7.03M |
2016 Q3
0 quarters
|
|
|
WEB
377
PUT
DELISTED
Web.com Group, Inc.
WEB
| $25K | ﹤0.01% |
200,000
| – | – |
2016 Q2
1 quarter
|
|
378
CALL
General Mills
GIS
$17.3B
| $12K | ﹤0.01% |
+105,400
| New | +$7.33M |
2016 Q3
0 quarters
|
|
379
CALL
Nike
NKE
$52B
| $12K | ﹤0.01% |
52,700
-1,300
| -2% | -$73.4K |
2016 Q2
1 quarter
|
|
|
QVCGA
380
CALL
DELISTED
QVC Group Inc Series A
QVCGA
| $11K | ﹤0.01% |
+2,260
| New | +$2.49M |
2016 Q3
0 quarters
|
|
381
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$31B
| $4K | ﹤0.01% |
+97,800
| New | +$5.68M |
2016 Q3
0 quarters
|
|
382
CALL
Alcoa
AA
$11B
| – | – |
-233,708
| Closed | -$22K | – |
|
|
383
Alcoa
AA
$11B
| – | – |
-222,541
| Closed | -$4.96M | – |
|
384
CALL
American Airlines Group
AAL
$8.41B
| – | – |
-1,822,500
| Closed | -$91K | – |
|
385
ADMA Biologics
ADMA
$2.32B
| – | – |
-75,000
| Closed | -$446K | – |
|
386
Akamai
AKAM
$14.6B
| – | – |
-50,000
| Closed | -$2.8M | – |
|
387
AMC Global Media
AMCX
$444M
| – | – |
-17,615
| Closed | -$1.06M | – |
|
388
PUT
Amazon
AMZN
$2.82T
| – | – |
-560,000
| Closed | -$196K | – |
|
389
Ardmore Shipping
ASC
$811M
| – | – |
-317,825
| Closed | -$2.15M | – |
|
390
ASML
ASML
$678B
| – | – |
-77,598
| Closed | -$7.7M | – |
|
391
CALL
Alibaba
BABA
$274B
| – | – |
-100,000
| Closed | -$38K | – |
|
|
392
Bread Financial
BFH
$3.91B
| – | – |
-216,026
| Closed | -$33.8M | – |
|
393
BioMarin Pharmaceuticals
BMRN
$10.8B
| – | – |
-15,000
| Closed | -$1.17M | – |
|
394
Citigroup
C
$218B
| – | – |
-73,109
| Closed | -$3.1M | – |
|
395
Cameco
CCJ
$37.7B
| – | – |
-755,514
| Closed | -$8.29M | – |
|
396
Cerus
CERS
$451M
| – | – |
-125,000
| Closed | -$780K | – |
|
397
CF Industries
CF
$17.2B
| – | – |
-165,000
| Closed | -$3.98M | – |
|
|
398
Charter Communications
CHTR
$11.8B
| – | – |
-294,994
| Closed | -$67.4M | – |
|
399
CALL
ConocoPhillips
COP
$163B
| – | – |
-54,400
| Closed | -$38K | – |
|
400
PUT
Salesforce
CRM
$193B
| – | – |
-334,000
| Closed | -$319K | – |
|
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UBS O'Connor's Q3 2016 Portfolio in Review
As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.
On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.
- UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
- UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
- UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
- UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
- UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
- UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
- UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.
Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.