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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIR icon
351
CALL
Mirion Technologies
MIR
$3.78B
$1.81M 0.04%
+702,871
New +$7.26M
WTRG icon
352
Essential Utilities
WTRG
$11.4B
$1.79M 0.04%
37,924
-27,076
-42% -$1.2M
QFIN icon
353
Qfin Holdings
QFIN
$1.59B
$1.77M 0.04%
+150,000
New +$1.79M
F icon
354
Ford
F
$55.3B
$1.76M 0.04%
200,000
-100,000
-33% -$837K
CIIC
355
CALL
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$1.73M 0.04%
210,937
-632,813
-75% -$11.4M
GLPI icon
356
Gaming and Leisure Properties
GLPI
$12.8B
$1.72M 0.04%
40,600
+24,800
+157% +$1M
CANO
357
CALL
DELISTED
Cano Health, Inc.
CANO
$1.67M 0.03%
+6,248
New +$7.15M
JBGS
358
JBG SMITH
JBGS
$712M
$1.65M 0.03%
+52,700
New +$1.52M
ESS icon
359
Essex Property Trust
ESS
$18.4B
$1.64M 0.03%
+6,900
New +$1.59M
GM icon
360
General Motors
GM
$76B
$1.64M 0.03%
39,318
-35,682
-48% -$1.39M
EPR icon
361
EPR Properties
EPR
$4.72B
$1.63M 0.03%
+50,000
New +$1.47M
QS icon
362
PUT
QuantumScape Corp
QS
$3.54B
$1.6M 0.03%
+270,000
New +$9.89M
RSI icon
363
CALL
Rush Street Interactive
RSI
$2.96B
$1.59M 0.03%
205,313
-263,268
-56% -$3.94M
OHI icon
364
Omega Healthcare
OHI
$14.7B
$1.56M 0.03%
42,963
-323,037
-88% -$10.9M
VER
365
DELISTED
VEREIT, Inc.
VER
$1.55M 0.03%
+41,000
New +$1.46M
EQIX icon
366
Equinix
EQIX
$104B
$1.52M 0.03%
2,130
-3,057
-59% -$2.28M
CHPM
367
CALL
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$1.49M 0.03%
1,148,023
– –
ZEV
368
CALL
DELISTED
Lightning eMotors, Inc.
ZEV
$1.47M 0.03%
+21,089
New +$4.66M
ORGN
369
CALL
DELISTED
Origin Materials
ORGN
$1.44M 0.03%
+21,381
New +$6.39M
CGRO
370
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$1.43M 0.03%
100,365
-355,883
-78% -$3.88M
LCID icon
371
CALL
Lucid Motors
LCID
$2.76B
$1.4M 0.03%
+91,250
New +$8.94M
HCARU
372
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$1.4M 0.03%
+136,875
New +$1.4M
BFT
373
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
$1.38M 0.03%
+91,250
New +$1.04M
CGRO
374
CALL
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$1.34M 0.03%
351,436
– –
STEM icon
375
CALL
Stem
STEM
$52.6M
$1.32M 0.03%
+11,406
New +$2.87M
13 14
15
16 17

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.