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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
+$179M
Cap. Flow %
3.44%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Financials 17.37%
3 Materials 13.46%
4 Communication Services 10.59%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNFI icon
351
United Natural Foods
UNFI
$2.9B
– –
-185,741
Closed -$9.15M
USB icon
352
US Bancorp
USB
$99.4B
– –
-123,108
Closed -$6.6M
V icon
353
Visa
V
$692B
– –
-216,262
Closed -$24.7M
VIRT icon
354
Virtu Financial
VIRT
$4.91B
– –
-511,175
Closed -$9.36M
VLO icon
355
Valero Energy
VLO
$87.2B
– –
-9,746
Closed -$896K
VSTM icon
356
Verastem
VSTM
$519M
– –
-16,667
Closed -$614K
WAL icon
357
Western Alliance Bancorporation
WAL
$8.87B
– –
-141,728
Closed -$8.03M
WB icon
358
Weibo
WB
$1.94B
– –
-11,216
Closed -$1.16M
WDC icon
359
Western Digital
WDC
$156B
– –
-223,190
Closed -$13.4M
XLV icon
360
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-7,087
Closed -$586K
YELP icon
361
Yelp
YELP
$1.38B
– –
-115,000
Closed -$4.83M
ZION icon
362
Zions Bancorporation
ZION
$10.3B
– –
-208,730
Closed -$10.6M
CPAY icon
363
Corpay
CPAY
$26B
– –
-23,729
Closed -$4.57M
NBIS
364
Nebius Group N.V.
NBIS
$48.2B
– –
-41,942
Closed -$1.37M
QVCGA
365
DELISTED
QVC Group Inc Series A
QVCGA
– –
-35,605
Closed -$42.2M
LGF.A
366
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-139,236
Closed -$4.71M
KA
367
DELISTED
Kineta, Inc. Common Stock
KA
– –
-843
Closed -$688K
WRK
368
DELISTED
WestRock Company
WRK
– –
-749,060
Closed -$47.3M
JT
369
DELISTED
Jianpu Technology Inc. American Depositary Shares, each representing twenty Class A Ordinary Shares
JT
– –
-4,247
Closed -$220K
IMGN
370
DELISTED
Immunogen Inc
IMGN
– –
-200,000
Closed -$1.28M
VMW
371
DELISTED
VMware, Inc
VMW
– –
-60,000
Closed -$7.52M
RAD
372
PUT
DELISTED
Rite Aid Corporation
RAD
– –
-40,030
Closed -$148K
KDNY
373
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-15,000
Closed -$562K
AUD
374
DELISTED
Audacy, Inc.
AUD
– –
-425,694
Closed -$4.6M
FRC
375
DELISTED
First Republic Bank
FRC
– –
-5,000
Closed -$433K
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor deployed $179M of net new capital in Q1 2018, opening 147 new positions and adding to 36 existing holdings. Its largest new stake was XL Group Ltd.: 4,767,914 shares worth $263M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Akorn Inc, an estimated $62.4M trimmed.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.