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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
-$924M
Cap. Flow %
-17.8%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.8 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.8 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Financials 19.72%
2 Technology 19.37%
3 Miscellaneous 14.69%
4 Materials 13.55%
5 Industrials 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UNFI icon
351
United Natural Foods
UNFI
$2.68B
– –
-185,741
Closed -$9.15M –
USB icon
352
US Bancorp
USB
$88.9B
– –
-123,108
Closed -$6.6M –
V icon
353
Visa
V
$724B
– –
-216,262
Closed -$24.7M –
VIRT icon
354
Virtu Financial
VIRT
$5.08B
– –
-511,175
Closed -$9.36M –
VLO icon
355
Valero Energy
VLO
$125B
– –
-9,746
Closed -$896K –
VSTM icon
356
Verastem
VSTM
$759M
– –
-16,667
Closed -$614K –
WAL icon
357
Western Alliance Bancorporation
WAL
$8.1B
– –
-141,728
Closed -$8.03M –
WB icon
358
Weibo
WB
$1.61B
– –
-11,216
Closed -$1.16M –
WDC icon
359
Western Digital
WDC
$149B
– –
-223,190
Closed -$13.4M –
XLV icon
360
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-7,087
Closed -$586K –
YELP icon
361
Yelp
YELP
$1.01B
– –
-115,000
Closed -$4.83M –
ZION icon
362
Zions Bancorporation
ZION
$9.12B
– –
-208,730
Closed -$10.6M –
CPAY icon
363
Corpay
CPAY
$26.1B
– –
-23,729
Closed -$4.57M –
NBIS icon
364
Nebius Group N.V.
NBIS
$60.1B
– –
-41,942
Closed -$1.37M –
QVCGA
365
DELISTED
QVC Group Inc Series A
QVCGA
– –
-35,605
Closed -$42.2M –
LGF.A
366
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-139,236
Closed -$4.71M –
KA icon
367
DELISTED
Kineta, Inc. Common Stock
KA
– –
-843
Closed -$688K –
WRK icon
368
DELISTED
WestRock Company
WRK
– –
-749,060
Closed -$47.3M –
JT
369
DELISTED
Jianpu Technology Inc. American Depositary Shares, each representing twenty Class A Ordinary Shares
JT
– –
-4,247
Closed -$220K –
IMGN icon
370
DELISTED
Immunogen Inc
IMGN
– –
-200,000
Closed -$1.28M –
VMW
371
DELISTED
VMware, Inc
VMW
– –
-60,000
Closed -$7.52M –
RAD
372
PUT
DELISTED
Rite Aid Corporation
RAD
– –
-40,030
Closed -$148K –
KDNY
373
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-15,000
Closed -$562K –
AUD
374
DELISTED
Audacy, Inc.
AUD
– –
-425,694
Closed -$4.6M –
FRC
375
DELISTED
First Republic Bank
FRC
– –
-5,000
Closed -$433K –
13 14
15
16 17

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor withdrew a net $924M in Q1 2018, closing 142 positions and reducing 81 holdings. Its most notable exit was Becton Dickinson, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 10% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in XL Group Ltd. worth $263M.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.