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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GCVRZ
351
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$334K 0.01%
1,238,077
– –
2013 Q2
13 quarters
MCF
352
DELISTED
Contango Oil & Gas Co.
MCF
$323K ﹤0.01%
+31,615
New +$325K
2016 Q3
0 quarters
CHH icon
353
Choice Hotels
CHH
$4.75B
$276K ﹤0.01%
6,120
-67
-1% -$3.22K
2016 Q2
1 quarter
RDS.A
354
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$248K ﹤0.01%
5,120
-159,953
-97% -$7.82M
2016 Q2
1 quarter
STZ icon
355
PUT
Constellation Brands
STZ
$20.8B
$243K ﹤0.01%
101,100
-55,500
-35% -$9.15M
2016 Q2
1 quarter
AMT icon
356
CALL
American Tower
AMT
$84.9B
$231K ﹤0.01%
+210,400
New +$24.1M
2016 Q3
0 quarters
ESTE
357
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$213K ﹤0.01%
24,787
-107,670
-81% -$1.07M
2016 Q2
1 quarter
CHK icon
358
DELISTED
Chesapeake Energy Corporation
CHK
$207K ﹤0.01%
165
-255
-61% -$294K
2016 Q2
1 quarter
NOG icon
359
Northern Oil and Gas
NOG
$2.64B
$206K ﹤0.01%
+7,700
New +$281K
2016 Q3
0 quarters
GM icon
360
CALL
General Motors
GM
$72.6B
$204K ﹤0.01%
14,727
-14,727
-50% -$460K
2013 Q2
13 quarters
CAT icon
361
PUT
Caterpillar
CAT
$368B
$121K ﹤0.01%
+161,400
New +$13.2M
2016 Q3
0 quarters
NAV
362
PUT
DELISTED
Navistar International
NAV
$115K ﹤0.01%
+200,000
New +$3.04M
2016 Q3
0 quarters
OVV icon
363
CALL
Ovintiv
OVV
$17.7B
$87K ﹤0.01%
+21,120
New +$947K
2016 Q3
0 quarters
T icon
364
CALL
AT&T
T
$152B
$85K ﹤0.01%
+1,740,795
New +$55M
2016 Q3
0 quarters
SMH icon
365
PUT
VanEck Semiconductor ETF
SMH
$74B
$75K ﹤0.01%
+500,000
New +$16M
2016 Q3
0 quarters
GOGO icon
366
PUT
Gogo Inc
GOGO
$314M
$65K ﹤0.01%
200,000
– –
2016 Q2
1 quarter
TIF
367
PUT
DELISTED
Tiffany & Co.
TIF
$57K ﹤0.01%
+79,000
New +$5.27M
2016 Q3
0 quarters
TLT icon
368
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$46.7B
$56K ﹤0.01%
70,000
-30,000
-30% -$4.16M
2016 Q1
2 quarters
X icon
369
PUT
DELISTED
US Steel
X
$54K ﹤0.01%
80,700
-37,600
-32% -$776K
2016 Q1
2 quarters
NE icon
370
CALL
DELISTED
Noble Corporation
NE
$50K ﹤0.01%
+349,400
New +$2.35M
2016 Q3
0 quarters
MDR
371
CALL
DELISTED
McDermott International
MDR
$50K ﹤0.01%
166,667
-50,000
-23% -$747K
2015 Q4
3 quarters
CYHHZ
372
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$46K ﹤0.01%
5,055,677
– –
2014 Q1
10 quarters
VZ icon
373
CALL
Verizon
VZ
$173B
$32K ﹤0.01%
+715,300
New +$38.4M
2016 Q3
0 quarters
MON
374
CALL
DELISTED
Monsanto Co
MON
$31K ﹤0.01%
+75,000
New +$7.87M
2016 Q3
0 quarters
HYG icon
375
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$28K ﹤0.01%
+26,800
New +$2.31M
2016 Q3
0 quarters
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.