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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCVRZ
351
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$334K 0.01%
1,238,077
– –
MCF
352
DELISTED
Contango Oil & Gas Co.
MCF
$323K ﹤0.01%
+31,615
New +$325K
CHH icon
353
Choice Hotels
CHH
$4.94B
$276K ﹤0.01%
6,120
-67
-1% -$3.22K
RDS.A
354
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$248K ﹤0.01%
5,120
-159,953
-97% -$7.82M
STZ icon
355
PUT
Constellation Brands
STZ
$22.6B
$243K ﹤0.01%
101,100
-55,500
-35% -$9.15M
AMT icon
356
CALL
American Tower
AMT
$79.8B
$231K ﹤0.01%
+210,400
New +$24.1M
ESTE
357
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$213K ﹤0.01%
24,787
-107,670
-81% -$1.07M
CHK
358
DELISTED
Chesapeake Energy Corporation
CHK
$207K ﹤0.01%
165
-255
-61% -$294K
NOG icon
359
Northern Oil and Gas
NOG
$2.21B
$206K ﹤0.01%
+7,700
New +$281K
GM icon
360
CALL
General Motors
GM
$76.3B
$204K ﹤0.01%
14,727
-14,727
-50% -$460K
CAT icon
361
PUT
Caterpillar
CAT
$394B
$121K ﹤0.01%
+161,400
New +$13.2M
NAV
362
PUT
DELISTED
Navistar International
NAV
$115K ﹤0.01%
+200,000
New +$3.04M
OVV icon
363
CALL
Ovintiv
OVV
$16.6B
$87K ﹤0.01%
+21,120
New +$947K
T icon
364
CALL
AT&T
T
$162B
$85K ﹤0.01%
+1,740,795
New +$55M
SMH icon
365
PUT
VanEck Semiconductor ETF
SMH
$71.8B
$75K ﹤0.01%
+500,000
New +$16M
GOGO icon
366
PUT
Gogo Inc
GOGO
$492M
$65K ﹤0.01%
200,000
– –
TIF
367
PUT
DELISTED
Tiffany & Co.
TIF
$57K ﹤0.01%
+79,000
New +$5.27M
TLT icon
368
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$56K ﹤0.01%
70,000
-30,000
-30% -$4.16M
X
369
PUT
DELISTED
US Steel
X
$54K ﹤0.01%
80,700
-37,600
-32% -$776K
NE
370
CALL
DELISTED
Noble Corporation
NE
$50K ﹤0.01%
+349,400
New +$2.35M
MDR
371
CALL
DELISTED
McDermott International
MDR
$50K ﹤0.01%
166,667
-50,000
-23% -$747K
CYHHZ
372
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$46K ﹤0.01%
5,055,677
– –
VZ icon
373
CALL
Verizon
VZ
$195B
$32K ﹤0.01%
+715,300
New +$38.4M
MON
374
CALL
DELISTED
Monsanto Co
MON
$31K ﹤0.01%
+75,000
New +$7.87M
HYG icon
375
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$28K ﹤0.01%
+26,800
New +$2.31M
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.