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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.37%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.02B
AUM Growth
-$31.8M
Cap. Flow
-$14.7M
Cap. Flow %
-0.37%
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208
Avg Time Held Equity + Options
3.7 quarters
Top 10 Avg Time Held Equity + Options
1.3 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
3.8 quarters
Top 10 Avg Time Held Equity only
1.3 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
DFS icon
Discover Financial Services
DFS
+$191M
2
SMAR icon
Smartsheet Inc.
SMAR
+$188M
3
FYBR icon
Frontier Communications
FYBR
+$124M
4
SUM icon
Summit Materials, Inc. Class A Common Stock
SUM
+$95M
5
ALTR icon
Altair Engineering Inc
ALTR
+$92.6M

Top Sells

Rank Stock Value
1
CTLT icon
CATALENT, INC.
CTLT
+$234M
2
MRO icon
Marathon Oil Corporation
MRO
+$222M
3
SRCL icon
Stericycle Inc
SRCL
+$172M
4
AXNX icon
Axonics, Inc. Common Stock
AXNX
+$150M
5
PRFT icon
Perficient Inc
PRFT
+$79.6M

Sector Composition

Rank Sector Weight
1 Technology 28.76%
2 Energy 15.79%
3 Communication Services 7.77%
4 Consumer Staples 7.72%
5 Financials 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TSLA icon
326
Tesla
TSLA
$1.51T
$202K 0.01%
+500
New +$161K
2024 Q4
0 quarters
ALT icon
327
Altimmune
ALT
$508M
$194K ﹤0.01%
26,899
+4,851
+22% +$37.1K
2023 Q4
4 quarters
NCLH icon
328
PUT
Norwegian Cruise Line
NCLH
$7.15B
$150K ﹤0.01%
233,800
– –
2021 Q2
14 quarters
SVRA icon
329
Savara
SVRA
$1.01B
$149K ﹤0.01%
48,482
+10,000
+26% +$34.9K
2022 Q2
10 quarters
CLBR.WS icon
330
DELISTED
Colombier Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
CLBR.WS
$149K ﹤0.01%
100,000
-29,160
-23% -$23.8K
2024 Q1
3 quarters
EVLVW icon
331
DELISTED
Evolv Technologies Warrant
EVLVW
$148K ﹤0.01%
463,341
– –
2021 Q3
13 quarters
STWD icon
332
PUT
Starwood Property Trust
STWD
$4.7B
$143K ﹤0.01%
138,100
– –
2021 Q2
14 quarters
TSLA icon
333
PUT
Tesla
TSLA
$1.51T
$132K ﹤0.01%
10,500
-39,500
-79% -$12.7M
2024 Q3
1 quarter
XIFR icon
334
PUT
XPLR Infrastructure LP
XIFR
$978M
$127K ﹤0.01%
27,100
– –
2023 Q3
5 quarters
RSP icon
335
PUT
Invesco S&P 500 Equal Weight ETF
RSP
$97.5B
$125K ﹤0.01%
+50,000
New +$9.04M
2024 Q4
0 quarters
LVS icon
336
PUT
Las Vegas Sands
LVS
$23.4B
$118K ﹤0.01%
37,200
– –
2024 Q1
3 quarters
RSP icon
337
CALL
Invesco S&P 500 Equal Weight ETF
RSP
$97.5B
$114K ﹤0.01%
+45,000
New +$8.14M
2024 Q4
0 quarters
DXCM icon
338
CALL
DexCom
DXCM
$31.7B
$108K ﹤0.01%
+20,000
New +$1.48M
2024 Q4
0 quarters
HLVX icon
339
DELISTED
HilleVax
HLVX
$107K ﹤0.01%
51,779
– –
2022 Q2
10 quarters
GTM icon
340
ZoomInfo Technologies
GTM
$1.13B
$105K ﹤0.01%
10,000
– –
2024 Q2
2 quarters
XBI icon
341
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$101K ﹤0.01%
50,000
-20,000
-29% -$1.94M
2024 Q3
1 quarter
VRNA
342
CALL
DELISTED
Verona Pharma
VRNA
$100K ﹤0.01%
25,000
– –
2024 Q2
2 quarters
ALEC icon
343
Alector
ALEC
$232M
$94.5K ﹤0.01%
+50,000
New +$188K
2024 Q4
0 quarters
NKE icon
344
PUT
Nike
NKE
$51.6B
$84K ﹤0.01%
+68,000
New +$5.34M
2024 Q4
0 quarters
VNO icon
345
PUT
Vornado Realty Trust
VNO
$6.28B
$83.8K ﹤0.01%
33,500
– –
2024 Q2
2 quarters
LEGN icon
346
PUT
Legend Biotech
LEGN
$3.62B
$81K ﹤0.01%
+20,000
New +$828K
2024 Q4
0 quarters
OMF icon
347
PUT
OneMain Financial
OMF
$6.45B
$76.4K ﹤0.01%
30,500
– –
2022 Q3
9 quarters
LYV icon
348
PUT
Live Nation Entertainment
LYV
$39.7B
$72.8K ﹤0.01%
215,400
– –
2023 Q3
5 quarters
AENTW icon
349
Alliance Entertainment Holding Corp Warrants
AENTW
$1.53M
$69.1K ﹤0.01%
114,255
– –
2023 Q2
6 quarters
SPY icon
350
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$67K ﹤0.01%
130,000
+15,000
+13% +$8.84M
2024 Q2
2 quarters
12 13
14
15 16

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CGL
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JCM
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UBS O'Connor's Q4 2024 Portfolio in Review

As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor's Q4 2024 filing shows 130 new, 130 increased, 70 reduced and 208 closed positions. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M. The largest sale was CATALENT, INC., an estimated $234M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.

  • UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
  • UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
  • UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
  • UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
  • UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
  • UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.

Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.