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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.37%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.02B
AUM Growth
-$31.8M
Cap. Flow
+$159M
Cap. Flow %
3.95%
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$191M
2
SMAR
Smartsheet Inc.
SMAR
+$188M
3
FYBR
Frontier Communications
FYBR
+$124M
4
SUM
Summit Materials, Inc. Class A Common Stock
SUM
+$95M
5
ALTR
Altair Engineering Inc
ALTR
+$92.6M

Top Sells

Rank Stock Value
1
CTLT
CATALENT, INC.
CTLT
+$234M
2
MRO
Marathon Oil Corporation
MRO
+$222M
3
SRCL
Stericycle Inc
SRCL
+$172M
4
AXNX
Axonics, Inc. Common Stock
AXNX
+$150M
5
PRFT
Perficient Inc
PRFT
+$79.6M

Sector Composition

Rank Sector Weight
1 Technology 28.76%
2 Energy 15.79%
3 Communication Services 7.77%
4 Consumer Staples 7.72%
5 Financials 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
326
Tesla
TSLA
$1.3T
$202K 0.01%
+500
New +$161K
ALT icon
327
Altimmune
ALT
$593M
$194K ﹤0.01%
26,899
+4,851
+22% +$37.1K
NCLH icon
328
PUT
Norwegian Cruise Line
NCLH
$8.82B
$150K ﹤0.01%
233,800
– –
SVRA icon
329
Savara
SVRA
$1.19B
$149K ﹤0.01%
48,482
+10,000
+26% +$34.9K
CLBR.WS
330
DELISTED
Colombier Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
CLBR.WS
$149K ﹤0.01%
100,000
-29,160
-23% -$23.8K
EVLVW
331
DELISTED
Evolv Technologies Warrant
EVLVW
$148K ﹤0.01%
463,341
– –
STWD icon
332
PUT
Starwood Property Trust
STWD
$6B
$143K ﹤0.01%
138,100
– –
TSLA icon
333
PUT
Tesla
TSLA
$1.3T
$132K ﹤0.01%
10,500
-39,500
-79% -$12.7M
XIFR
334
PUT
XPLR Infrastructure LP
XIFR
$1.09B
$127K ﹤0.01%
27,100
– –
RSP icon
335
PUT
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$125K ﹤0.01%
+50,000
New +$9.04M
LVS icon
336
PUT
Las Vegas Sands
LVS
$29.6B
$118K ﹤0.01%
37,200
– –
RSP icon
337
CALL
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$114K ﹤0.01%
+45,000
New +$8.14M
DXCM icon
338
CALL
DexCom
DXCM
$31.7B
$108K ﹤0.01%
+20,000
New +$1.48M
HLVX
339
DELISTED
HilleVax
HLVX
$107K ﹤0.01%
51,779
– –
GTM
340
ZoomInfo Technologies
GTM
$1.19B
$105K ﹤0.01%
10,000
– –
XBI icon
341
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$101K ﹤0.01%
50,000
-20,000
-29% -$1.94M
VRNA
342
CALL
DELISTED
Verona Pharma
VRNA
$100K ﹤0.01%
25,000
– –
ALEC icon
343
Alector
ALEC
$195M
$94.5K ﹤0.01%
+50,000
New +$188K
NKE icon
344
PUT
Nike
NKE
$62.1B
$84K ﹤0.01%
+68,000
New +$5.34M
VNO icon
345
PUT
Vornado Realty Trust
VNO
$7.37B
$83.8K ﹤0.01%
33,500
– –
LEGN icon
346
PUT
Legend Biotech
LEGN
$3.95B
$81K ﹤0.01%
+20,000
New +$828K
OMF icon
347
PUT
OneMain Financial
OMF
$7.43B
$76.4K ﹤0.01%
30,500
– –
LYV icon
348
PUT
Live Nation Entertainment
LYV
$42.6B
$72.8K ﹤0.01%
215,400
– –
AENTW icon
349
Alliance Entertainment Holding Corp Warrants
AENTW
$4.27M
$69.1K ﹤0.01%
114,255
– –
SPY icon
350
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$67K ﹤0.01%
130,000
+15,000
+13% +$8.84M
12 13
14
15 16

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q4 2024 Portfolio in Review

As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $159M of net new capital in Q4 2024, opening 130 new positions and adding to 130 existing holdings. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was US Steel, an estimated $62.2M trimmed.

  • UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
  • UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
  • UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
  • UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
  • UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
  • UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.

Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.