UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTAA
326
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
– –
-472,163
Closed -$4.68M
ZGN.WS
327
DELISTED
Ermenegildo Zegna N.V. Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50 per share
ZGN.WS
– –
-580,255
Closed -$1.17M
NVSA
328
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
– –
-154,526
Closed -$1.5M
LGAC
329
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-503,799
Closed -$4.9M
LGACW
330
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
– –
-151,338
Closed -$131K
ACDI.U
331
DELISTED
Ascendant Digital Acquisition Corp. III Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ACDI.U
– –
-257,885
Closed -$2.62M
LGTOU
332
DELISTED
Legato Merger Corp. II Unit
LGTOU
– –
-309,462
Closed -$3.08M
ITQ
333
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
– –
-201,520
Closed -$1.96M
CTAQW
334
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
– –
-171,253
Closed -$119K
CTAQ
335
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
– –
-422,027
Closed -$4.12M
WQGA
336
DELISTED
World Quantum Growth Acquisition Corp.
WQGA
– –
-515,770
Closed -$5.06M
SCOB
337
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
– –
-256,881
Closed -$2.5M
GSQD
338
DELISTED
G Squared Ascend I Inc.
GSQD
– –
-411,408
Closed -$4.07M
SCMAU
339
DELISTED
Seaport Calibre Materials Acquisition Corp. Unit
SCMAU
– –
-257,885
Closed -$2.59M
MIT
340
DELISTED
Mason Industrial Technology, Inc.
MIT
– –
-512,944
Closed -$5.01M
DTRT
341
DELISTED
DTRT Health Acquisition Corp. Class A Common Stock
DTRT
– –
-262,932
Closed -$2.64M
CPAR
342
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
– –
-308,256
Closed -$3M
APN.U
343
DELISTED
Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
APN.U
– –
-309,462
Closed -$3.12M
DNZ
344
DELISTED
D and Z Media Acquisition Corp.
DNZ
– –
-256,271
Closed -$2.5M
GIAC
345
DELISTED
Gesher I Acquisition Corp. Class A Ordinary Shares
GIAC
– –
-1,021,225
Closed -$9.98M
NAACW
346
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
– –
-498,761
Closed -$382K
SVFA
347
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-253,839
Closed -$2.55M
NAAC
348
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
– –
-1,496,283
Closed -$14.7M
THAC
349
DELISTED
Thrive Acquisition Corporation Class A ordinary shares
THAC
– –
-257,885
Closed -$2.57M
THACW
350
DELISTED
Thrive Acquisition Corporation Warrant
THACW
– –
-128,942
Closed -$62K
12 13
14
15 16