We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPACU
326
DELISTED
Bullpen Parlay Acquisition Company Unit
BPACU
$4.11M 0.04%
+404,541
New +$4.07M
CFFSU
327
DELISTED
CF Acquisition Corp. VII Unit
CFFSU
$4.11M 0.04%
+404,541
New +$4.06M
GGAAU
328
DELISTED
Genesis Growth Tech Acquisition Corp. Unit
GGAAU
$4.07M 0.04%
+404,541
New +$4.06M
MBSC
329
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
$4.07M 0.04%
+412,616
New +$4.06M
GSQD
330
DELISTED
G Squared Ascend I Inc.
GSQD
$4.07M 0.04%
411,408
+11,027
+3% +$109K
AHRNU
331
DELISTED
Ahren Acquisition Corp Unit
AHRNU
$4.05M 0.04%
+404,541
New +$4.05M
SCUA.U
332
DELISTED
Sculptor Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SCUA.U
$4.05M 0.04%
+404,541
New +$4.06M
ARTE
333
DELISTED
Artemis Strategic Investment Corporation Class A Common Stock
ARTE
$4.05M 0.04%
+412,616
New +$4.09M
PORT.U
334
DELISTED
Southport Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-half of one warrant
PORT.U
$4.04M 0.04%
+404,541
New +$4.05M
IIII
335
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$4.04M 0.04%
412,627
-87,355
-17% -$856K
QNGY
336
DELISTED
Quanergy Systems, Inc.
QNGY
$4.03M 0.04%
20,128
+148
+0.7% +$29.6K
AISP
337
Airship AI Holdings
AISP
$66.5M
$4.02M 0.04%
410,806
+11,002
+3% +$107K
KAIR
338
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$4.02M 0.04%
410,603
+11,012
+3% +$108K
ATAQ
339
DELISTED
Altimar Acquisition Corp III
ATAQ
$4.01M 0.04%
411,275
+11,014
+3% +$108K
AZRE
340
DELISTED
Azure Power Global Limited
AZRE
$4.01M 0.04%
221,138
+56,928
+35% +$1.2M
NDAC
341
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
$4.01M 0.04%
411,275
+11,014
+3% +$108K
DHBC
342
DELISTED
DHB Capital Corp. Class A common stock
DHBC
$4.01M 0.04%
410,940
+11,005
+3% +$108K
FMIV
343
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$4M 0.04%
411,208
+11,012
+3% +$108K
FRXB
344
DELISTED
Forest Road Acquisition Corp. II
FRXB
$4M 0.04%
411,275
+11,014
+3% +$108K
NOGN
345
DELISTED
Nogin, Inc. Common Stock
NOGN
$4M 0.04%
20,313
+154
+0.8% +$30.4K
PLMJ
346
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$4M 0.04%
412,616
+111,441
+37% +$1.08M
GHAC
347
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
$4M 0.04%
410,603
+11,012
+3% +$108K
PV
348
DELISTED
Primavera Capital Acquisition Corporation
PV
$4M 0.04%
411,610
-89,360
-18% -$872K
RKTA
349
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
$4M 0.04%
407,721
+10,919
+3% +$107K
BOAS
350
DELISTED
BOA Acquisition Corp.
BOAS
$3.98M 0.04%
+404,541
New +$3.95M
12 13
14
15 16

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.