UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+11.27%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$3.84B
AUM Growth
-$595M
Cap. Flow
-$974M
Cap. Flow %
-25.39%
Top 10 Hldgs %
53.45%
Holding
380
New
54
Increased
47
Reduced
98
Closed
114

Top Buys

1
ETFC
E*Trade Financial Corporation
ETFC
$165M
2
VAR
Varian Medical Systems, Inc.
VAR
$123M
3
IMMU
Immunomedics Inc
IMMU
$118M
4
MXIM
Maxim Integrated Products
MXIM
$117M
5
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$102M

Top Sells

1
LM
Legg Mason, Inc.
LM
$165M
2
EE
El Paso Electric Company
EE
$106M
3
LOGM
LogMein, Inc.
LOGM
$76.5M
4
TIF
Tiffany & Co.
TIF
$70.9M
5
CZR
Caesars Entertainment Corporation
CZR
$70.2M

Sector Composition

1 Financials 32.46%
2 Healthcare 9.07%
3 Industrials 7.33%
4 Technology 6.14%
5 Communication Services 5.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WW
326
DELISTED
WW International
WW
– –
0
– –
X
327
DELISTED
US Steel
X
– –
-50,000
Closed -$361K
XLF icon
328
Financial Select Sector SPDR Fund
XLF
$53.2B
– –
-550,000
Closed -$12.7M
ZS icon
329
Zscaler
ZS
$42.3B
– –
-31,000
Closed -$3.39M
ZTO icon
330
ZTO Express
ZTO
$14.7B
– –
-54,645
Closed -$2.01M
BMTX
331
DELISTED
BM Technologies, Inc.
BMTX
– –
0
– –
SILK
332
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
– –
-43,828
Closed -$1.84M
SOLO
333
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
0
– –
FSR
334
DELISTED
Fisker Inc.
FSR
– –
-950,000
Closed -$10.2M
SPLK
335
DELISTED
Splunk Inc
SPLK
– –
-28,600
Closed -$5.68M
GOEV
336
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-1,894
Closed -$9.37M
ID
337
DELISTED
PARTS iD, Inc.
ID
– –
0
– –
DMS
338
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-63,333
Closed -$9.88M
RIDE
339
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-136,167
Closed -$21M
IAA
340
DELISTED
IAA, Inc. Common Stock
IAA
– –
-92,500
Closed -$3.57M
PAYA
341
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-1,700,500
Closed -$19M
ZEN
342
DELISTED
ZENDESK INC
ZEN
– –
-41,400
Closed -$3.67M
ESSC
343
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-570,000
Closed -$5.62M
SAFM
344
DELISTED
Sanderson Farms Inc
SAFM
– –
-10,000
Closed -$1.16M
RDS.A
345
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-187,500
Closed -$6.13M
PPD
346
DELISTED
PPD, Inc. Common Stock
PPD
– –
-103,844
Closed -$2.78M
GSAH.U
347
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
– –
-2,921,326
Closed -$30.7M
FUSE.U
348
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
– –
-1,803,195
Closed -$18.3M
WPF.U
349
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
– –
-2,660,000
Closed -$28.4M
HECCU
350
DELISTED
Hudson Executive Investment Corp. Units
HECCU
– –
-1,500,646
Closed -$15.4M
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