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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$564M
Cap. Flow %
-14.32%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 9.34%
3 Industrials 6.85%
4 Technology 5.85%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHI icon
326
D.R. Horton
DHI
$40.8B
– –
-10,800
Closed -$599K
DVN icon
327
Devon Energy
DVN
$47.4B
– –
-350,000
Closed -$3.97M
EDU icon
328
New Oriental
EDU
$9.04B
– –
-26,123
Closed -$3.4M
EEFT icon
329
Euronet Worldwide
EEFT
$2.73B
– –
-145,000
Closed -$13.9M
EIX icon
330
Edison International
EIX
$25.9B
– –
-17,500
Closed -$950K
EOSE icon
331
CALL
Eos Energy Enterprises
EOSE
$1.43B
– –
-71,250
Closed -$136K
ESS icon
332
Essex Property Trust
ESS
$18.3B
– –
-21,700
Closed -$4.97M
EXC icon
333
Exelon
EXC
$46.7B
– –
-70,100
Closed -$1.81M
EXR icon
334
Extra Space Storage
EXR
$31.6B
– –
-19,900
Closed -$1.84M
F icon
335
PUT
Ford
F
$55B
– –
-125,000
Closed -$17K
FCX icon
336
Freeport-McMoran
FCX
$95.5B
– –
-100,000
Closed -$1.16M
FE icon
337
FirstEnergy
FE
$27.4B
– –
-50,000
Closed -$1.94M
FOUR icon
338
Shift4
FOUR
$3.44B
– –
-57,674
Closed -$2.05M
FSLR icon
339
First Solar
FSLR
$26.2B
– –
-17,500
Closed -$866K
GB
340
CALL
DELISTED
Global Blue Group Holding
GB
– –
-31,665
Closed -$17K
GCMG icon
341
GCM Grosvenor
GCMG
$814M
– –
-926,250
Closed -$9.8M
GDS icon
342
GDS Holdings
GDS
$6.38B
– –
-71,037
Closed -$5.66M
GDX icon
343
CALL
VanEck Gold Miners ETF
GDX
$25.6B
– –
-50,000
Closed -$56K
GDYN icon
344
Grid Dynamics Holdings
GDYN
$615M
– –
-621,485
Closed -$4.29M
GH icon
345
Guardant Health
GH
$21.1B
– –
-30,000
Closed -$2.43M
GM icon
346
CALL
General Motors
GM
$76.3B
– –
-150,000
Closed -$97K
GOTU icon
347
Gaotu Techedu
GOTU
$453M
– –
-74,238
Closed -$4.45M
HCAT icon
348
Health Catalyst
HCAT
$171M
– –
-39,302
Closed -$1.15M
HYLN icon
349
Hyliion Holdings
HYLN
$704M
– –
-237,500
Closed -$6.52M
IWM icon
350
iShares Russell 2000 ETF
IWM
$82.1B
– –
-100,000
Closed -$15M
12 13
14
15 16

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $564M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.