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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
(-13%)
Cap. Flow
-$893M
Cap. Flow
% of AUM
-22.69%
Top 10 Holdings %
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7
quarters
Top 10 Avg Time Held Equity + Options
1.1
quarters
Top 20 Avg Time Held Equity + Options
1
quarter
Avg Time Held Equity only
2.6
quarters
Top 10 Avg Time Held Equity only
1.1
quarters
Top 20 Avg Time Held Equity only
1
quarter
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$172M |
| 2 |
MXIM
Maxim Integrated Products
MXIM
|
+$117M |
| 3 |
VAR
Varian Medical Systems, Inc.
VAR
|
+$112M |
| 4 |
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
|
+$102M |
| 5 |
TD Ameritrade Holding Corp
AMTD
|
+$88.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
LM
Legg Mason, Inc.
LM
|
+$165M |
| 2 |
El Paso Electric Company
EE
|
+$106M |
| 3 |
LOGM
LogMein, Inc.
LOGM
|
+$76.5M |
| 4 |
TIF
Tiffany & Co.
TIF
|
+$74.4M |
| 5 |
Caesars Entertainment Corporation
CZR
|
+$70.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 31.8% |
| 2 | Healthcare | 15.47% |
| 3 | Technology | 11.7% |
| 4 | Miscellaneous | 10.56% |
| 5 | Consumer Discretionary | 8.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
326
D.R. Horton
DHI
$37.7B
| – | – |
-10,800
| Closed | -$599K | – |
|
327
Devon Energy
DVN
$53.1B
| – | – |
-350,000
| Closed | -$3.97M | – |
|
328
New Oriental
EDU
$9.09B
| – | – |
-26,123
| Closed | -$3.4M | – |
|
329
Euronet Worldwide
EEFT
$2.42B
| – | – |
-145,000
| Closed | -$13.9M | – |
|
330
Edison International
EIX
$21.3B
| – | – |
-17,500
| Closed | -$950K | – |
|
331
CALL
Eos Energy Enterprises
EOSE
$918M
| – | – |
-71,250
| Closed | -$136K | – |
|
332
Essex Property Trust
ESS
$17.5B
| – | – |
-21,700
| Closed | -$4.97M | – |
|
333
Exelon
EXC
$43B
| – | – |
-70,100
| Closed | -$1.81M | – |
|
334
Extra Space Storage
EXR
$28.4B
| – | – |
-19,900
| Closed | -$1.84M | – |
|
335
PUT
Ford
F
$48.5B
| – | – |
-125,000
| Closed | -$17K | – |
|
336
Freeport-McMoran
FCX
$106B
| – | – |
-100,000
| Closed | -$1.16M | – |
|
337
FirstEnergy
FE
$26B
| – | – |
-50,000
| Closed | -$1.94M | – |
|
338
Shift4
FOUR
$3.16B
| – | – |
-57,674
| Closed | -$2.05M | – |
|
339
First Solar
FSLR
$19.1B
| – | – |
-17,500
| Closed | -$866K | – |
|
340
CALL
DELISTED
Global Blue Group Holding
GB
| – | – |
-31,665
| Closed | -$17K | – |
|
341
GCM Grosvenor
GCMG
$807M
| – | – |
-926,250
| Closed | -$9.8M | – |
|
342
GDS Holdings
GDS
$6.21B
| – | – |
-71,037
| Closed | -$5.66M | – |
|
343
CALL
VanEck Gold Miners ETF
GDX
$26.7B
| – | – |
-50,000
| Closed | -$56K | – |
|
344
Grid Dynamics Holdings
GDYN
$645M
| – | – |
-621,485
| Closed | -$4.29M | – |
|
345
Guardant Health
GH
$22.5B
| – | – |
-30,000
| Closed | -$2.43M | – |
|
346
CALL
General Motors
GM
$72.6B
| – | – |
-150,000
| Closed | -$97K | – |
|
347
Gaotu Techedu
GOTU
$646M
| – | – |
-74,238
| Closed | -$4.45M | – |
|
348
Health Catalyst
HCAT
$133M
| – | – |
-39,302
| Closed | -$1.15M | – |
|
349
Hyliion Holdings
HYLN
$686M
| – | – |
-237,500
| Closed | -$6.52M | – |
|
350
iShares Russell 2000 ETF
IWM
$77.4B
| – | – |
-100,000
| Closed | -$15M | – |
|
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CGL
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UBS O'Connor's Q3 2020 Portfolio in Review
As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.
UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.
By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.
Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.
- UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
- UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
- UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
- UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
- UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
- UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
- UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.
Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.