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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVPT
326
DELISTED
Travelport Worldwide Limited
TVPT
– –
-450,000
Closed -$8.34M
AKAO
327
DELISTED
Achaogen Inc
AKAO
– –
-100,000
Closed -$866K
TFCFA
328
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-6,465,559
Closed -$42.4M
FCB
329
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-25,000
Closed -$1.47M
SHLM
330
DELISTED
Schulman (A.) Inc
SHLM
– –
-946,284
Closed -$42.1M
RSPP
331
DELISTED
RSP Permian, Inc.
RSPP
– –
-1,315,370
Closed -$57.9M
VR
332
DELISTED
Validus Hold Ltd
VR
– –
-2,132,282
Closed -$144M
GGP
333
DELISTED
GGP Inc.
GGP
– –
-2,398,357
Closed -$49M
FBC
334
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-101,637
Closed -$3.48M
CAVM
335
DELISTED
Cavium, Inc.
CAVM
– –
-608,670
Closed -$52.6M
XL
336
DELISTED
XL Group Ltd.
XL
– –
-6,634,736
Closed -$371M
SBNY
337
DELISTED
Signature Bank
SBNY
– –
-35,000
Closed -$4.48M
HR
338
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-45,000
Closed -$1.31M
10 11 12 13
14

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ACI
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TCOV
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RC
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A
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CGL
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UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.