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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
(-18%)
Cap. Flow
-$1.68B
Cap. Flow
% of AUM
-29.75%
Top 10 Holdings %
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8
quarters
Top 10 Avg Time Held Equity + Options
1.4
quarters
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.8
quarters
Top 10 Avg Time Held Equity only
1.4
quarters
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AET
Aetna Inc
AET
|
+$235M |
| 2 |
Becton Dickinson
BDX
|
+$178M |
| 3 |
MON
Monsanto Co
MON
|
+$151M |
| 4 |
COL
Rockwell Collins
COL
|
+$137M |
| 5 |
NXP Semiconductors
NXPI
|
+$114M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BCR
CR Bard Inc.
BCR
|
+$482M |
| 2 |
LVLT
Level 3 Communications Inc
LVLT
|
+$259M |
| 3 |
TWX
Time Warner Inc
TWX
|
+$237M |
| 4 |
ALR
Alere Inc
ALR
|
+$198M |
| 5 |
ALR.PRB
Alere Inc
ALR.PRB
|
+$147M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 13.38% |
| 2 | Technology | 12.72% |
| 3 | Miscellaneous | 12.25% |
| 4 | Materials | 11.07% |
| 5 | Industrials | 10.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
326
DELISTED
Paramount Global Class B
PARA
| – | – |
-63,200
| Closed | -$3.67M | – |
|
327
Dave & Buster's
PLAY
$240M
| – | – |
-73,806
| Closed | -$3.87M | – |
|
328
Philip Morris
PM
$314B
| – | – |
-90,000
| Closed | -$9.99M | – |
|
329
PPG Industries
PPG
$23.1B
| – | – |
-98,645
| Closed | -$10.7M | – |
|
330
PayPal
PYPL
$47.5B
| – | – |
-500,000
| Closed | -$32M | – |
|
331
Radware
RDWR
$1.3B
| – | – |
-65,000
| Closed | -$1.1M | – |
|
332
Transocean
RIG
$6.15B
| – | – |
-849,397
| Closed | -$9.14M | – |
|
333
RLJ Lodging Trust
RLJ
$1.71B
| – | – |
-746,007
| Closed | -$16.4M | – |
|
334
Red Robin
RRGB
$163M
| – | – |
-18,756
| Closed | -$1.26M | – |
|
335
Sinclair Inc
SBGI
$921M
| – | – |
-23,255
| Closed | -$745K | – |
|
336
Starbucks
SBUX
$103B
| – | – |
-181,471
| Closed | -$9.75M | – |
|
337
Sherwin-Williams
SHW
$77.5B
| – | – |
-68,580
| Closed | -$8.19M | – |
|
338
Signet Jewelers
SIG
$4.03B
| – | – |
-45,000
| Closed | -$3M | – |
|
339
CALL
Snap
SNAP
$10.5B
| – | – |
-414,400
| Closed | -$8K | – |
|
340
Sonoco
SON
$4.74B
| – | – |
-39,370
| Closed | -$1.99M | – |
|
341
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
| – | – |
-513,400
| Closed | -$546K | – |
|
342
Synchrony
SYF
$23.7B
| – | – |
-250,000
| Closed | -$7.76M | – |
|
343
CALL
Molson Coors Class B
TAP
$6.94B
| – | – |
-103,100
| Closed | -$3K | – |
|
|
344
Molson Coors Class B
TAP
$6.94B
| – | – |
-269,025
| Closed | -$22M | – |
|
345
Texas Capital Bancshares
TCBI
$3.93B
| – | – |
-56,000
| Closed | -$4.8M | – |
|
346
Teva Pharmaceutical Industries Limited
TEVA
$47.9B
| – | – |
-40,000
| Closed | -$704K | – |
|
347
Turning Point Brands
TPB
$1.15B
| – | – |
-90,000
| Closed | -$1.53M | – |
|
348
Travelers Companies
TRV
$76.9B
| – | – |
-40,000
| Closed | -$4.9M | – |
|
349
TSMC
TSM
$2.35T
| – | – |
-184,604
| Closed | -$6.93M | – |
|
350
Twilio
TWLO
$44.5B
| – | – |
-125,000
| Closed | -$3.73M | – |
|
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UBS O'Connor's Q4 2017 Portfolio in Review
As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.
Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.
- UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
- UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
- UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
- UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
- UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
- UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
- UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.
Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.