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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
326
DELISTED
Paramount Global Class B
PARA
– –
-63,200
Closed -$3.67M
PLAY icon
327
Dave & Buster's
PLAY
$351M
– –
-73,806
Closed -$3.87M
PM icon
328
Philip Morris
PM
$293B
– –
-90,000
Closed -$9.99M
PPG icon
329
PPG Industries
PPG
$26B
– –
-98,645
Closed -$10.7M
PYPL icon
330
PayPal
PYPL
$51.1B
– –
-500,000
Closed -$32M
RDWR icon
331
Radware
RDWR
$1.17B
– –
-65,000
Closed -$1.1M
RIG icon
332
Transocean
RIG
$5.71B
– –
-849,397
Closed -$9.14M
RLJ icon
333
RLJ Lodging Trust
RLJ
$1.81B
– –
-746,007
Closed -$16.4M
RRGB icon
334
Red Robin
RRGB
$156M
– –
-18,756
Closed -$1.26M
SBGI icon
335
Sinclair Inc
SBGI
$1.07B
– –
-23,255
Closed -$745K
SBUX icon
336
Starbucks
SBUX
$120B
– –
-181,471
Closed -$9.75M
SHW icon
337
Sherwin-Williams
SHW
$88.2B
– –
-68,580
Closed -$8.19M
SIG icon
338
Signet Jewelers
SIG
$3.65B
– –
-45,000
Closed -$3M
SNAP icon
339
CALL
Snap
SNAP
$8.83B
– –
-414,400
Closed -$8K
SON icon
340
Sonoco
SON
$5.64B
– –
-39,370
Closed -$1.99M
SPY icon
341
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-513,400
Closed -$546K
SYF icon
342
Synchrony
SYF
$25.6B
– –
-250,000
Closed -$7.76M
TAP icon
343
CALL
Molson Coors Class B
TAP
$7.92B
– –
-103,100
Closed -$3K
TAP icon
344
Molson Coors Class B
TAP
$7.92B
– –
-269,025
Closed -$22M
TCBI icon
345
Texas Capital Bancshares
TCBI
$4.32B
– –
-56,000
Closed -$4.8M
TEVA icon
346
Teva Pharmaceuticals
TEVA
$40.6B
– –
-40,000
Closed -$704K
TPB icon
347
Turning Point Brands
TPB
$1.7B
– –
-90,000
Closed -$1.53M
TRV icon
348
Travelers Companies
TRV
$80.5B
– –
-40,000
Closed -$4.9M
TSM icon
349
TSMC
TSM
$2.17T
– –
-184,604
Closed -$6.93M
TWLO icon
350
Twilio
TWLO
$29.3B
– –
-125,000
Closed -$3.73M
12 13
14
15 16

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.