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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$1.42B
Cap. Flow %
-27.47%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.3 quarters
Top 20 Avg Time Held Equity + Options
1.9 quarters
Avg Time Held Equity only
2.5 quarters
Top 10 Avg Time Held Equity only
0.3 quarters
Top 20 Avg Time Held Equity only
1.9 quarters

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR icon
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.01%
2 Consumer Discretionary 13.1%
3 Industrials 12.06%
4 Communication Services 10.13%
5 Technology 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KMB icon
326
Kimberly-Clark
KMB
$32.5B
$623K 0.01%
5,457
-240,865
-98% -$28M
2015 Q1
7 quarters
CMRE icon
327
Costamare
CMRE
$1.83B
$560K 0.01%
+100,000
New +$663K
2016 Q4
0 quarters
BBG
328
DELISTED
Bill Barrett Corp
BBG
$474K 0.01%
67,746
-262,419
-79% -$1.68M
2016 Q3
1 quarter
GCVRZ
329
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$470K 0.01%
1,238,077
– –
2013 Q2
14 quarters
STNG icon
330
Scorpio Tankers
STNG
$4.26B
$400K 0.01%
+8,826
New +$381K
2016 Q4
0 quarters
NFLX icon
331
CALL
Netflix
NFLX
$293B
$379K 0.01%
+324,000
New +$3.84M
2016 Q4
0 quarters
ESTE
332
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$375K 0.01%
27,323
+2,536
+10% +$29.9K
2016 Q2
2 quarters
STRR icon
333
Star Equity Holdings
STRR
$38.1M
$335K 0.01%
+24,660
New +$366K
2016 Q4
0 quarters
MCF
334
DELISTED
Contango Oil & Gas Co.
MCF
$326K 0.01%
34,905
+3,290
+10% +$31.2K
2016 Q3
1 quarter
TESO
335
DELISTED
Tesco Corp
TESO
$320K 0.01%
38,848
-42,527
-52% -$337K
2016 Q2
2 quarters
MNDT
336
DELISTED
Mandiant, Inc. Common Stock
MNDT
$298K 0.01%
25,000
-225,000
-90% -$2.92M
2016 Q3
1 quarter
BL icon
337
BlackLine
BL
$1.73B
$294K 0.01%
+10,640
New +$272K
2016 Q4
0 quarters
KSS icon
338
PUT
Kohl's
KSS
$2.31B
$293K 0.01%
+77,100
New +$3.82M
2016 Q4
0 quarters
BBY icon
339
PUT
Best Buy
BBY
$18.2B
$279K 0.01%
+77,100
New +$3.28M
2016 Q4
0 quarters
NPKI icon
340
NPK International
NPKI
$963M
$263K 0.01%
+35,010
New +$254K
2016 Q4
0 quarters
DIS icon
341
PUT
Walt Disney
DIS
$187B
$262K 0.01%
+323,600
New +$31.6M
2016 Q4
0 quarters
GM icon
342
CALL
General Motors
GM
$72.6B
$252K ﹤0.01%
14,727
– –
2013 Q2
14 quarters
MDR
343
PUT
DELISTED
McDermott International
MDR
$232K ﹤0.01%
+100,000
New +$1.86M
2016 Q4
0 quarters
ON icon
344
CALL
ON Semiconductor
ON
$30.2B
$210K ﹤0.01%
+600,000
New +$7.16M
2016 Q4
0 quarters
ASC icon
345
Ardmore Shipping
ASC
$788M
$189K ﹤0.01%
+25,607
New +$172K
2016 Q4
0 quarters
JCP
346
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$183K ﹤0.01%
+650,900
New +$5.88M
2016 Q4
0 quarters
K icon
347
CALL
DELISTED
Kellanova
K
$172K ﹤0.01%
+112,677
New +$7.84M
2016 Q4
0 quarters
TIF
348
PUT
DELISTED
Tiffany & Co.
TIF
$156K ﹤0.01%
102,900
+23,900
+30% +$1.84M
2016 Q3
1 quarter
XRT icon
349
PUT
State Street SPDR S&P Retail ETF
XRT
$395M
$153K ﹤0.01%
+75,000
New +$3.34M
2016 Q4
0 quarters
TAP icon
350
CALL
Molson Coors Class B
TAP
$6.94B
$98K ﹤0.01%
52,400
-801,300
-94% -$81.8M
2016 Q3
1 quarter
12 13
14
15 16

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $1.42B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.