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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
326
Kimberly-Clark
KMB
$36.3B
$623K 0.01%
5,457
-240,865
-98% -$28M
CMRE icon
327
Costamare
CMRE
$1.78B
$560K 0.01%
+100,000
New +$663K
BBG
328
DELISTED
Bill Barrett Corp
BBG
$474K 0.01%
67,746
-262,419
-79% -$1.68M
GCVRZ
329
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$470K 0.01%
1,238,077
– –
STNG icon
330
Scorpio Tankers
STNG
$3.78B
$400K 0.01%
+8,826
New +$381K
NFLX icon
331
CALL
Netflix
NFLX
$309B
$379K 0.01%
+324,000
New +$3.84M
ESTE
332
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$375K 0.01%
27,323
+2,536
+10% +$29.9K
STRR
333
Star Equity Holdings
STRR
$42.4M
$335K 0.01%
+24,660
New +$366K
MCF
334
DELISTED
Contango Oil & Gas Co.
MCF
$326K 0.01%
34,905
+3,290
+10% +$31.2K
TESO
335
DELISTED
Tesco Corp
TESO
$320K 0.01%
38,848
-42,527
-52% -$337K
MNDT
336
DELISTED
Mandiant, Inc. Common Stock
MNDT
$298K 0.01%
25,000
-225,000
-90% -$2.92M
BL icon
337
BlackLine
BL
$1.8B
$294K 0.01%
+10,640
New +$272K
KSS icon
338
PUT
Kohl's
KSS
$2.09B
$293K 0.01%
+77,100
New +$3.82M
BBY icon
339
PUT
Best Buy
BBY
$17.2B
$279K 0.01%
+77,100
New +$3.28M
NPKI
340
NPK International
NPKI
$1.13B
$263K 0.01%
+35,010
New +$254K
DIS icon
341
PUT
Walt Disney
DIS
$181B
$262K 0.01%
+323,600
New +$31.6M
GM icon
342
CALL
General Motors
GM
$75.9B
$252K ﹤0.01%
14,727
– –
MDR
343
PUT
DELISTED
McDermott International
MDR
$232K ﹤0.01%
+100,000
New +$1.86M
ON icon
344
CALL
ON Semiconductor
ON
$19.1B
$210K ﹤0.01%
+600,000
New +$7.16M
ASC icon
345
Ardmore Shipping
ASC
$685M
$189K ﹤0.01%
+25,607
New +$172K
JCP
346
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$183K ﹤0.01%
+650,900
New +$5.88M
K
347
CALL
DELISTED
Kellanova
K
$172K ﹤0.01%
+112,677
New +$7.84M
TIF
348
PUT
DELISTED
Tiffany & Co.
TIF
$156K ﹤0.01%
102,900
+23,900
+30% +$1.84M
XRT icon
349
PUT
State Street SPDR S&P Retail ETF
XRT
$326M
$153K ﹤0.01%
+75,000
New +$3.34M
TAP icon
350
CALL
Molson Coors Class B
TAP
$8.04B
$98K ﹤0.01%
52,400
-801,300
-94% -$81.8M
12 13
14
15 16

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.