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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
APA icon
326
APA Corp
APA
$16.1B
$1.11M 0.02%
+17,400
New +$951K
2016 Q3
0 quarters
MPT icon
327
Medical Properties Trust
MPT
$1.88B
$1.11M 0.02%
+75,089
New +$1.14M
2016 Q3
0 quarters
EGN
328
DELISTED
Energen
EGN
$1.1M 0.02%
19,000
-73,075
-79% -$3.82M
2015 Q2
5 quarters
CST
329
DELISTED
CST Brands, Inc.
CST
$1.07M 0.02%
+22,275
New +$1.02M
2016 Q3
0 quarters
CCI icon
330
Crown Castle
CCI
$33.9B
$1.04M 0.02%
+11,083
New +$1.07M
2016 Q3
0 quarters
PANW icon
331
Palo Alto Networks
PANW
$343B
$1.04M 0.02%
39,000
-611,118
-94% -$13.9M
2015 Q4
3 quarters
FNB icon
332
FNB Corp
FNB
$6.07B
$1.03M 0.02%
+83,472
New +$1.03M
2016 Q3
0 quarters
GASL
333
DELISTED
Direxion Daily Natural Gas Related Bull 3X Shares
GASL
$1.01M 0.02%
+42
New +$910K
2016 Q3
0 quarters
CPAY icon
334
Corpay
CPAY
$26.1B
$1.01M 0.02%
+5,814
New +$932K
2016 Q3
0 quarters
ABCB icon
335
Ameris Bancorp
ABCB
$5.3B
$1M 0.01%
+28,678
New +$956K
2016 Q3
0 quarters
CMA icon
336
DELISTED
Comerica
CMA
$962K 0.01%
+20,323
New +$921K
2016 Q3
0 quarters
AXAS
337
DELISTED
Abraxas Petroleum Corp
AXAS
$960K 0.01%
28,400
-6,600
-19% -$180K
2016 Q2
1 quarter
PLKI
338
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$915K 0.01%
17,211
+379
+2% +$21.1K
2016 Q2
1 quarter
REI icon
339
Ring Energy
REI
$341M
$860K 0.01%
78,539
+22,510
+40% +$211K
2016 Q2
1 quarter
CHRD icon
340
Chord Energy
CHRD
$7.74B
$856K 0.01%
+74,631
New +$682K
2016 Q3
0 quarters
SN icon
341
DELISTED
Sanchez Energy Corporation
SN
$851K 0.01%
96,219
-233,774
-71% -$1.8M
2014 Q2
9 quarters
LLTC
342
DELISTED
Linear Technology Corp
LLTC
$813K 0.01%
+13,700
New +$768K
2016 Q3
0 quarters
WEX icon
343
WEX
WEX
$5.88B
$754K 0.01%
+6,980
New +$684K
2016 Q3
0 quarters
NFLX icon
344
PUT
Netflix
NFLX
$293B
$714K 0.01%
+1,569,000
New +$15M
2016 Q3
0 quarters
MIME
345
DELISTED
Mimecast Limited
MIME
$691K 0.01%
+36,133
New +$501K
2016 Q3
0 quarters
TESO
346
DELISTED
Tesco Corp
TESO
$664K 0.01%
81,375
+17,038
+26% +$120K
2016 Q2
1 quarter
POT
347
DELISTED
Potash Corp Of Saskatchewan
POT
$531K 0.01%
32,514
-270,841
-89% -$4.47M
2016 Q2
1 quarter
MOBL
348
DELISTED
MobileIron, Inc.
MOBL
$523K 0.01%
190,242
+14,928
+9% +$46.1K
2014 Q3
8 quarters
INNL
349
DELISTED
Innocoll Holdings plc Ordinary Shares
INNL
$414K 0.01%
70,380
-59,620
-46% -$337K
2016 Q2
1 quarter
CAG icon
350
CALL
Conagra Brands
CAG
$6.44B
$375K 0.01%
+256,358
New +$9.2M
2016 Q3
0 quarters
12 13
14
15 16

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.