We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
326
APA Corp
APA
$12.9B
$1.11M 0.02%
+17,400
New +$951K
MPT
327
Medical Properties Trust
MPT
$2.75B
$1.11M 0.02%
+75,089
New +$1.14M
EGN
328
DELISTED
Energen
EGN
$1.1M 0.02%
19,000
-73,075
-79% -$3.82M
CST
329
DELISTED
CST Brands, Inc.
CST
$1.07M 0.02%
+22,275
New +$1.02M
CCI icon
330
Crown Castle
CCI
$31.9B
$1.04M 0.02%
+11,083
New +$1.07M
PANW icon
331
Palo Alto Networks
PANW
$293B
$1.04M 0.02%
39,000
-611,118
-94% -$13.9M
FNB icon
332
FNB Corp
FNB
$6.75B
$1.03M 0.02%
+83,472
New +$1.03M
GASL
333
DELISTED
Direxion Daily Natural Gas Related Bull 3X Shares
GASL
$1.01M 0.02%
+42
New +$910K
CPAY icon
334
Corpay
CPAY
$26B
$1.01M 0.02%
+5,814
New +$932K
ABCB icon
335
Ameris Bancorp
ABCB
$5.92B
$1M 0.01%
+28,678
New +$956K
CMA
336
DELISTED
Comerica
CMA
$962K 0.01%
+20,323
New +$921K
AXAS
337
DELISTED
Abraxas Petroleum Corp
AXAS
$960K 0.01%
28,400
-6,600
-19% -$180K
PLKI
338
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$915K 0.01%
17,211
+379
+2% +$21.1K
REI icon
339
Ring Energy
REI
$333M
$860K 0.01%
78,539
+22,510
+40% +$211K
CHRD icon
340
Chord Energy
CHRD
$7.46B
$856K 0.01%
+74,631
New +$682K
SN
341
DELISTED
Sanchez Energy Corporation
SN
$851K 0.01%
96,219
-233,774
-71% -$1.8M
LLTC
342
DELISTED
Linear Technology Corp
LLTC
$813K 0.01%
+13,700
New +$768K
WEX icon
343
WEX
WEX
$6.46B
$754K 0.01%
+6,980
New +$684K
NFLX icon
344
PUT
Netflix
NFLX
$307B
$714K 0.01%
+1,569,000
New +$15M
MIME
345
DELISTED
Mimecast Limited
MIME
$691K 0.01%
+36,133
New +$501K
TESO
346
DELISTED
Tesco Corp
TESO
$664K 0.01%
81,375
+17,038
+26% +$120K
POT
347
DELISTED
Potash Corp Of Saskatchewan
POT
$531K 0.01%
32,514
-270,841
-89% -$4.47M
MOBL
348
DELISTED
MobileIron, Inc.
MOBL
$523K 0.01%
190,242
+14,928
+9% +$46.1K
INNL
349
DELISTED
Innocoll Holdings plc Ordinary Shares
INNL
$414K 0.01%
70,380
-59,620
-46% -$337K
CAG icon
350
CALL
Conagra Brands
CAG
$7.11B
$375K 0.01%
+256,358
New +$9.2M
12 13
14
15 16

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.