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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+8.86%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.64B
AUM Growth
-$812M
Cap. Flow
-$958M
Cap. Flow %
-20.66%
Top 10 Hldgs %
24.73%
Holding
580
New
151
Increased
91
Reduced
112
Closed
186

Top Buys

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$168M
2
STJ
St Jude Medical
STJ
+$91M
3
EMC
EMC CORPORATION
EMC
+$79.3M
4
CHTR icon
Charter Communications
CHTR
+$44.5M
5
GLPI icon
Gaming and Leisure Properties
GLPI
+$31.8M

Top Sells

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$122M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$119M
3
SCHW
Charles Schwab
SCHW
+$79.9M
4
AGN
Allergan plc
AGN
+$73.4M
5
MDLZ icon
Mondelez International
MDLZ
+$62.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.01%
2 Technology 13.11%
3 Industrials 11.74%
4 Consumer Discretionary 11.63%
5 Communication Services 11.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
326
PUT
Salesforce
CRM
$158B
$319K 0.01%
+334,000
New +$26.2M
GCVRZ
327
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$297K 0.01%
1,238,077
+19,798
+2% +$3.4K
CHH icon
328
Choice Hotels
CHH
$4.8B
$295K 0.01%
+6,187
New +$300K
CRVS icon
329
Corvus Pharmaceuticals
CRVS
$1.17B
$285K 0.01%
20,000
-40,000
-67% -$540K
GOGO icon
330
PUT
Gogo Inc
GOGO
$493M
$285K 0.01%
+200,000
New +$1.99M
GNMX
331
DELISTED
Aevi Genomic Medicine Inc
GNMX
$278K 0.01%
+50,000
New +$263K
VZ icon
332
PUT
Verizon
VZ
$196B
$263K 0.01%
4,040,500
+540,500
+15% +$28M
STZ icon
333
PUT
Constellation Brands
STZ
$23.2B
$250K 0.01%
+156,600
New +$24.5M
NBR icon
334
CALL
Nabors Industries
NBR
$1.21B
$213K ﹤0.01%
+2,674
New +$1.26M
INVN
335
DELISTED
Invensense Inc
INVN
$205K ﹤0.01%
33,385
+8,385
+34% +$57.9K
AMZN icon
336
PUT
Amazon
AMZN
$2.96T
$196K ﹤0.01%
+560,000
New +$18.9M
RXDX
337
DELISTED
Ignyta, Inc.
RXDX
$195K ﹤0.01%
+36,000
New +$240K
SPY icon
338
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$175K ﹤0.01%
711,400
+306,300
+76% +$63.6M
X
339
PUT
DELISTED
US Steel
X
$153K ﹤0.01%
118,300
-876,300
-88% -$14.7M
POT
340
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
$139K ﹤0.01%
+539,700
New +$9.03M
AAL icon
341
CALL
American Airlines Group
AAL
$10.6B
$91K ﹤0.01%
1,822,500
-677,500
-27% -$22.9M
MDLZ icon
342
CALL
Mondelez International
MDLZ
$79.9B
$88K ﹤0.01%
171,700
-80,800
-32% -$3.52M
XLF icon
343
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$85K ﹤0.01%
+535,399
New +$10.8M
TLT icon
344
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$82K ﹤0.01%
100,000
+50,000
+100% +$6.59M
NKE icon
345
CALL
Nike
NKE
$61.9B
$57K ﹤0.01%
+54,000
New +$3.08M
BABA icon
346
CALL
Alibaba
BABA
$308B
$38K ﹤0.01%
+100,000
New +$7.83M
COP icon
347
CALL
ConocoPhillips
COP
$141B
$38K ﹤0.01%
+54,400
New +$2.4M
EMC
348
PUT
DELISTED
EMC CORPORATION
EMC
$35K ﹤0.01%
+437,000
New +$11.8M
XME icon
349
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$34K ﹤0.01%
+151,100
New +$3.4M
TXMD icon
350
CALL
TherapeuticsMD
TXMD
$24M
$33K ﹤0.01%
+418
New +$172K
12 13
14
15 16

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SAG
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ACI
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CGL
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JCM
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UBS O'Connor's Q2 2016 Portfolio in Review

As of Q2 2016, UBS O'Connor held 580 positions worth $4.64B, down 15% from $5.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

UBS O'Connor withdrew a net $958M in Q2 2016, closing 186 positions and reducing 112 holdings. Its most notable exit was BAXALTA INC COM STK (DE), an estimated $122M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, UBS O'Connor opened a new position in LinkedIn Corporation worth $229M.

  • UBS O'Connor's largest Q2 2016 buy was LinkedIn Corporation: 1,210,490 shares worth $229M.
  • UBS O'Connor added most to EMC CORPORATION in Q2 2016, an estimated $79.3M increase.
  • UBS O'Connor's biggest Q2 2016 reduction was Charles Schwab, cutting an estimated $79.9M.
  • UBS O'Connor fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $122M.
  • UBS O'Connor's ten largest holdings make up 25% of its $4.64B portfolio in Q2 2016.
  • UBS O'Connor opened 151 new positions and closed 186 in Q2 2016.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.64B.

Based on UBS O'Connor's 13F filing for Q2 2016, filed 12 Aug 2016.