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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KBH icon
326
PUT
KB Home
KBH
$2.62B
$69K ﹤0.01%
235,400
+205,400
+685% +$3.59M
2013 Q2
1 quarter
GD icon
327
PUT
General Dynamics
GD
$89.6B
$67K ﹤0.01%
+25,000
New +$2.12M
2013 Q3
0 quarters
AMRN icon
328
CALL
Amarin Corp
AMRN
$254M
$66K ﹤0.01%
7,555
– –
2013 Q2
1 quarter
LMT icon
329
PUT
Lockheed Martin
LMT
$118B
$66K ﹤0.01%
+25,000
New +$3.03M
2013 Q3
0 quarters
NOC icon
330
PUT
Northrop Grumman
NOC
$68.3B
$64K ﹤0.01%
+25,000
New +$2.31M
2013 Q3
0 quarters
PVH icon
331
CALL
PVH
PVH
$3.75B
$60K ﹤0.01%
+100,000
New +$12.8M
2013 Q3
0 quarters
RTN
332
PUT
DELISTED
Raytheon Company
RTN
$60K ﹤0.01%
+25,000
New +$1.86M
2013 Q3
0 quarters
DFS icon
333
CALL
DELISTED
Discover Financial Services
DFS
$58K ﹤0.01%
+43,200
New +$2.16M
2013 Q3
0 quarters
JPM icon
334
CALL
JPMorgan Chase
JPM
$885B
$58K ﹤0.01%
+300,000
New +$16.1M
2013 Q3
0 quarters
MGM icon
335
PUT
MGM Resorts International
MGM
$7.36B
$58K ﹤0.01%
+150,000
New +$2.61M
2013 Q3
0 quarters
PLUR icon
336
CALL
Pluri
PLUR
$12M
$54K ﹤0.01%
2,188
– –
2013 Q2
1 quarter
MS icon
337
CALL
Morgan Stanley
MS
$298B
$52K ﹤0.01%
150,000
+58,800
+64% +$1.58M
2013 Q2
1 quarter
WMGI
338
CALL
DELISTED
Wright Medical Group Inc
WMGI
$50K ﹤0.01%
+50,000
New +$1.31M
2013 Q3
0 quarters
RIO icon
339
PUT
Rio Tinto
RIO
$154B
$48K ﹤0.01%
+30,000
New +$1.4M
2013 Q3
0 quarters
NLY icon
340
PUT
Annaly Capital Management
NLY
$13.8B
$39K ﹤0.01%
85,775
– –
2013 Q2
1 quarter
DLLR
341
PUT
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$34K ﹤0.01%
+100,000
New +$1.37M
2013 Q3
0 quarters
CL icon
342
CALL
Colgate-Palmolive
CL
$70.4B
$31K ﹤0.01%
+100,000
New +$5.92M
2013 Q3
0 quarters
NKE icon
343
PUT
Nike
NKE
$51.6B
$31K ﹤0.01%
+300,000
New +$9.8M
2013 Q3
0 quarters
AVP
344
CALL
DELISTED
Avon Products, Inc.
AVP
$30K ﹤0.01%
+100,000
New +$2.14M
2013 Q3
0 quarters
XLU icon
345
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$28K ﹤0.01%
240,000
-160,000
-40% -$3.05M
2013 Q2
1 quarter
NOV icon
346
PUT
NOV
NOV
$6.76B
$24K ﹤0.01%
+22,180
New +$1.48M
2013 Q3
0 quarters
DE icon
347
PUT
Deere & Co
DE
$167B
$22K ﹤0.01%
+25,000
New +$2.08M
2013 Q3
0 quarters
PEP icon
348
CALL
PepsiCo
PEP
$172B
$21K ﹤0.01%
200,000
+100,000
+100% +$8.22M
2013 Q2
1 quarter
EPC icon
349
CALL
Edgewell Personal Care
EPC
$1.28B
$19K ﹤0.01%
+202,350
New +$15M
2013 Q3
0 quarters
SQNM
350
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$16K ﹤0.01%
+50,000
New +$168K
2013 Q3
0 quarters
12 13
14
15 16

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.