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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.49B
AUM Growth
+$308M
Cap. Flow
-$9.33M
Cap. Flow %
-0.27%
Top 10 Hldgs %
56.89%
Holding
645
New
145
Increased
110
Reduced
156
Closed
135

Top Buys

Rank Stock Value
1
JNPR
Juniper Networks
JNPR
+$162M
2
AXNX
Axonics, Inc. Common Stock
AXNX
+$128M
3
ANSS
Ansys
ANSS
+$119M
4
X
US Steel
X
+$104M
5
CTLT
CATALENT, INC.
CTLT
+$93.3M

Top Sells

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$561M
2
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$120M
3
IMGN
Immunogen Inc
IMGN
+$56.8M
4
CPRI icon
Capri Holdings
CPRI
+$44.2M
5
PXD
Pioneer Natural Resource Co.
PXD
+$34M

Sector Composition

Rank Sector Weight
1 Energy 34.28%
2 Technology 15.43%
3 Healthcare 14.7%
4 Industrials 8%
5 Materials 6.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAPT
301
DELISTED
RAPT Therapeutics
RAPT
$656K 0.02%
9,136
+1,400
+18% +$195K
PRCT icon
302
Procept Biorobotics
PRCT
$1.15B
$653K 0.02%
13,217
-6,500
-33% -$309K
COTY icon
303
PUT
Coty
COTY
$2.39B
$639K 0.02%
1,364,500
-53,500
-4% -$653K
TEVA icon
304
Teva Pharmaceuticals
TEVA
$40.6B
$633K 0.02%
44,896
-45,121
-50% -$569K
BOLD
305
Boundless Bio
BOLD
$63.8M
$594K 0.02%
+41,650
New +$594K
OSI
306
DELISTED
Osiris Acquisition Corp.
OSI
$589K 0.02%
55,585
– –
IFRX icon
307
InflaRx
IFRX
$253M
$589K 0.02%
382,409
+180,529
+89% +$295K
VRNA
308
DELISTED
Verona Pharma
VRNA
$584K 0.02%
36,305
-12,228
-25% -$211K
ALT icon
309
Altimmune
ALT
$585M
$578K 0.02%
56,795
+22,497
+66% +$229K
CARG icon
310
CarGurus
CARG
$3.28B
$577K 0.02%
+25,000
New +$578K
ZYME icon
311
Zymeworks
ZYME
$1.7B
$573K 0.02%
54,457
-81,856
-60% -$909K
KALA icon
312
KALA BIO
KALA
$14.2M
$569K 0.02%
+1,451
New +$539K
BHAC
313
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
$568K 0.02%
54,209
– –
VSTM icon
314
Verastem
VSTM
$519M
$546K 0.02%
46,232
-15,571
-25% -$180K
BIIB icon
315
Biogen
BIIB
$30.5B
$539K 0.02%
2,500
-2,379
-49% -$557K
CPNG icon
316
Coupang
CPNG
$29.4B
$534K 0.02%
+30,000
New +$491K
ANNX icon
317
CALL
Annexon
ANNX
$918M
$532K 0.02%
+418,500
New +$2.17M
AURA icon
318
Aura Biosciences
AURA
$799M
$529K 0.02%
67,325
-22,675
-25% -$188K
COO icon
319
Cooper Companies
COO
$14.3B
$526K 0.02%
+5,189
New +$502K
DNLI icon
320
Denali Therapeutics
DNLI
$3.92B
$514K 0.01%
25,033
-9,431
-27% -$177K
ALC icon
321
Alcon
ALC
$33.9B
$504K 0.01%
+6,054
New +$486K
SHOP icon
322
Shopify
SHOP
$190B
$502K 0.01%
+6,500
New +$514K
ALGS icon
323
Aligos Therapeutics
ALGS
$34.1M
$490K 0.01%
+20,000
New +$398K
SLRN
324
DELISTED
ACELYRIN
SLRN
$482K 0.01%
71,412
+11,412
+19% +$86.7K
AVBP icon
325
ArriVent BioPharma
AVBP
$1.44B
$468K 0.01%
+26,181
New +$528K
11 12
13
14 15

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UBS O'Connor's Q1 2024 Portfolio in Review

As of Q1 2024, UBS O'Connor held 645 positions worth $3.49B, up 9.7% from $3.18B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor's Q1 2024 filing shows 145 new, 110 increased, 156 reduced and 135 closed positions. Its largest new stake was Juniper Networks: 4,428,704 shares worth $164M. The largest sale was Splunk Inc, an estimated $561M.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 30% a quarter earlier, followed by Technology and Healthcare.

  • UBS O'Connor's largest Q1 2024 buy was Juniper Networks: 4,428,704 shares worth $164M.
  • UBS O'Connor added most to Axonics, Inc. Common Stock in Q1 2024, an estimated $128M increase.
  • UBS O'Connor's biggest Q1 2024 reduction was Pioneer Natural Resource Co., cutting an estimated $34M.
  • UBS O'Connor fully exited Splunk Inc in Q1 2024, selling an estimated $561M.
  • UBS O'Connor's ten largest holdings make up 57% of its $3.49B portfolio in Q1 2024.
  • UBS O'Connor opened 145 new positions and closed 135 in Q1 2024.
  • UBS O'Connor's portfolio value rose 9.7% quarter-over-quarter to $3.49B.

Based on UBS O'Connor's 13F filing for Q1 2024, filed 15 May 2024.