UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GWIIW
301
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
– –
-128,942
Closed -$72K
LEGA
302
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
– –
-308,256
Closed -$3M
TBSA
303
DELISTED
TB SA Acquisition Corp Class A Ordinary Share
TBSA
– –
-487,098
Closed -$4.77M
CLAA
304
DELISTED
Colonnade Acquisition Corp. II
CLAA
– –
-514,094
Closed -$4.99M
ACQR
305
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
– –
-514,094
Closed -$5M
AGGR
306
DELISTED
Agile Growth Corp. Class A Ordinary Share
AGGR
– –
-514,094
Closed -$4.99M
PDOT
307
DELISTED
Peridot Acquisition Corp. II
PDOT
– –
-1,011,354
Closed -$9.84M
PTOC
308
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
– –
-257,047
Closed -$2.53M
HORIU
309
DELISTED
Emerging Markets Horizon Corp. Unit
HORIU
– –
-176,987
Closed -$1.77M
WPCB
310
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
– –
-514,094
Closed -$5.02M
SVFB
311
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
– –
-257,717
Closed -$2.56M
WPCA
312
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
– –
-248,330
Closed -$2.43M
ESM
313
DELISTED
ESM Acquisition Corporation
ESM
– –
-514,094
Closed -$5M
LIONW
314
DELISTED
Lionheart III Corp Warrant
LIONW
– –
-103,154
Closed -$48K
FRSG
315
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
– –
-205,303
Closed -$2.03M
HERA
316
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
– –
-514,094
Closed -$5.02M
LION
317
DELISTED
Lionheart III Corp Class A Common Stock
LION
– –
-206,308
Closed -$2.03M
FPAC
318
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-3,886,068
Closed -$39.1M
LOKM
319
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
– –
-519,307
Closed -$5.07M
FTEV
320
DELISTED
FinTech Evolution Acquisition Group
FTEV
– –
-257,048
Closed -$2.5M
MLAIU
321
DELISTED
McLaren Technology Acquisition Corp. Unit
MLAIU
– –
-515,770
Closed -$5.19M
TPBA
322
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
– –
-257,885
Closed -$2.54M
ANAC.WS
323
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
– –
-128,545
Closed -$103K
DCRD
324
DELISTED
Decarbonization Plus Acquisition Corporation IV Class A Ordinary Share
DCRD
– –
-515,770
Closed -$5.09M
ANAC
325
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
– –
-514,178
Closed -$5.01M
11 12
13
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