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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTAQ
301
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
$3.98M 0.06%
+410,707
New +$4.14M
MBAC.U
302
DELISTED
M3-Brigade Acquisition II Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
MBAC.U
$3.97M 0.06%
+400,261
New +$3.99M
RCLFU
303
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$3.97M 0.06%
+400,000
New +$4.03M
SCLEU
304
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$3.96M 0.06%
+400,000
New +$4.08M
FMIVU
305
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$3.96M 0.06%
+400,196
New +$3.98M
IPVA.U
306
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
$3.96M 0.06%
+400,261
New +$3.99M
BNZI icon
307
Banzai International
BNZI
$6.33M
$3.96M 0.06%
+40
New +$3.99M
DNZ.U
308
DELISTED
D and Z Media Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
DNZ.U
$3.96M 0.06%
+399,985
New +$4.08M
IPVF.U
309
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
$3.95M 0.06%
+400,261
New +$3.99M
ACAHU
310
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$3.94M 0.06%
+400,261
New +$3.98M
ACII
311
DELISTED
Atlas Crest Investment Corp. II
ACII
$3.91M 0.06%
+399,985
New +$3.93M
CFV
312
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$3.9M 0.06%
+399,985
New +$3.95M
QFIN icon
313
Qfin Holdings
QFIN
$1.62B
$3.9M 0.06%
150,000
– –
EQHA
314
DELISTED
EQ Health Acquisition Corp.
EQHA
$3.87M 0.06%
+399,985
New +$3.88M
FMC icon
315
FMC
FMC
$1.34B
$3.87M 0.06%
35,000
-38,683
-52% -$4.29M
NGVT icon
316
Ingevity
NGVT
$2.68B
$3.86M 0.06%
+51,121
New +$3.72M
AGCUU
317
DELISTED
Altimeter Growth Corp Unit
AGCUU
$3.86M 0.06%
315,556
-49,444
-14% -$704K
AAL icon
318
PUT
American Airlines Group
AAL
$10.5B
$3.83M 0.06%
7,903,000
+8,500
+0.1% +$164K
EA
319
DELISTED
Electronic Arts
EA
$3.79M 0.05%
+28,000
New +$3.88M
TACA
320
DELISTED
Trepont Acquisition Corp I
TACA
$3.77M 0.05%
+384,171
New +$3.9M
DUNEU
321
DELISTED
Dune Acquisition Corporation Unit
DUNEU
$3.76M 0.05%
374,987
+9,987
+3% +$104K
CCJ icon
322
Cameco
CCJ
$42.1B
$3.74M 0.05%
+225,000
New +$3.46M
UNH icon
323
UnitedHealth
UNH
$371B
$3.72M 0.05%
10,000
-8,000
-44% -$2.77M
MAR icon
324
Marriott International
MAR
$93.3B
$3.72M 0.05%
25,100
+17,700
+239% +$2.42M
NRACU
325
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$3.71M 0.05%
+374,987
New +$3.8M
11 12
13
14 15

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.