UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+15.79%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$4.75B
AUM Growth
+$910M
Cap. Flow
+$381M
Cap. Flow %
8.03%
Top 10 Hldgs %
38.91%
Holding
529
New
249
Increased
65
Reduced
54
Closed
75

Top Buys

1
WORK
Slack Technologies, Inc.
WORK
$251M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
VAR
Varian Medical Systems, Inc.
VAR
$212M
4
TIF
Tiffany & Co.
TIF
$104M
5
XLNX
Xilinx Inc
XLNX
$87.2M

Top Sells

1
ETFC
E*Trade Financial Corporation
ETFC
$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
$473M
3
WMGI
Wright Medical Group Inc
WMGI
$160M
4
IMMU
Immunomedics Inc
IMMU
$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$93M

Sector Composition

1 Technology 12.17%
2 Financials 9.9%
3 Industrials 9.31%
4 Healthcare 5.88%
5 Real Estate 5.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LUXAU
301
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
$2.68M 0.05%
+228,125
New +$2.68M
CHFW.U
302
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
$2.62M 0.05%
+250,000
New +$2.62M
RTPZ.U
303
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$2.6M 0.05%
+228,125
New +$2.6M
RSG icon
304
Republic Services
RSG
$71.7B
$2.54M 0.05%
26,345
+6,345
+32% +$611K
BWACU
305
DELISTED
Better World Acquisition Corp. Unit
BWACU
$2.52M 0.05%
+228,125
New +$2.52M
CCI icon
306
Crown Castle
CCI
$41.9B
$2.52M 0.05%
+15,800
New +$2.52M
VCVCU
307
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
$2.43M 0.05%
+228,125
New +$2.43M
KRC icon
308
Kilroy Realty
KRC
$5.05B
$2.43M 0.05%
+42,300
New +$2.43M
EXC icon
309
Exelon
EXC
$43.9B
$2.42M 0.05%
+80,409
New +$2.42M
TINV.U
310
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
$2.41M 0.05%
+228,125
New +$2.41M
SVSVU
311
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
$2.41M 0.05%
+228,125
New +$2.41M
ZNTEU
312
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
$2.4M 0.05%
+228,125
New +$2.4M
KWAC.U
313
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
$2.37M 0.05%
+228,125
New +$2.37M
DBDRU
314
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$2.37M 0.05%
+228,125
New +$2.37M
LEAP
315
DELISTED
Ribbit LEAP, Ltd.
LEAP
$2.37M 0.05%
+182,500
New +$2.37M
OTRA
316
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$2.36M 0.05%
+228,125
New +$2.36M
YSAC
317
DELISTED
Yellowstone Acquisition Company
YSAC
$2.31M 0.05%
+228,125
New +$2.31M
LIVK
318
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$2.31M 0.05%
228,569
-169,725
-43% -$1.71M
DSAC
319
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$2.27M 0.05%
+228,125
New +$2.27M
PAE
320
DELISTED
PAE Incorporated Class A Common Stock
PAE
$2.22M 0.05%
242,246
-624,626
-72% -$5.73M
RICE.U
321
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
$2.06M 0.04%
+182,501
New +$2.06M
ETWO
322
DELISTED
E2open Parent Holdings
ETWO
$1.98M 0.04%
182,499
-1,368,746
-88% -$14.8M
BMY.RT
323
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$1.97M 0.04%
2,851,869
-203,957
-7% -$141K
MACUU
324
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$1.96M 0.04%
+182,500
New +$1.96M
AMLP icon
325
Alerian MLP ETF
AMLP
$10.5B
$1.92M 0.04%
+75,000
New +$1.92M
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13
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