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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VICI icon
301
VICI Properties
VICI
$29.2B
$2.87M 0.06%
112,700
-97,120
-46% -$2.41M
PHICU
302
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
$2.86M 0.06%
+273,750
New +$2.82M
MGP
303
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$2.86M 0.06%
91,300
-210,530
-70% -$6.28M
MILE
304
DELISTED
Metromile, Inc. Common Stock
MILE
$2.84M 0.06%
+182,501
New +$2.45M
SVOKU
305
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
$2.83M 0.06%
+273,750
New +$2.83M
EDTXU
306
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$2.83M 0.06%
+273,750
New +$2.8M
KINZU
307
DELISTED
KINS Technology Group Inc. Unit
KINZU
$2.82M 0.06%
+273,750
New +$2.82M
BFT
308
CALL
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
$2.78M 0.06%
+608,333
New +$6.93M
LUXAU
309
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
$2.68M 0.05%
+228,125
New +$2.45M
CHFW.U
310
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
$2.62M 0.05%
+250,000
New +$2.55M
RTPZ.U
311
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$2.6M 0.05%
+228,125
New +$2.57M
RSG icon
312
Republic Services
RSG
$64.5B
$2.54M 0.05%
26,345
+6,345
+32% +$604K
BWACU
313
DELISTED
Better World Acquisition Corp. Unit
BWACU
$2.52M 0.05%
+228,125
New +$2.35M
CCI icon
314
Crown Castle
CCI
$31.9B
$2.52M 0.05%
+15,800
New +$2.56M
UWMC icon
315
CALL
UWM Holdings
UWMC
$407M
$2.51M 0.05%
599,861
– –
VCVCU
316
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
$2.43M 0.05%
+228,125
New +$2.35M
KRC icon
317
Kilroy Realty
KRC
$4.34B
$2.43M 0.05%
+42,300
New +$2.38M
EXC icon
318
Exelon
EXC
$46.7B
$2.42M 0.05%
+80,409
New +$2.37M
TINV.U
319
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
$2.41M 0.05%
+228,125
New +$2.37M
SVSVU
320
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
$2.41M 0.05%
+228,125
New +$2.39M
ZNTEU
321
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
$2.4M 0.05%
+228,125
New +$2.33M
KWAC.U
322
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
$2.37M 0.05%
+228,125
New +$2.33M
DBDRU
323
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$2.37M 0.05%
+228,125
New +$2.36M
LEAP
324
DELISTED
Ribbit LEAP, Ltd.
LEAP
$2.37M 0.05%
+182,500
New +$2.23M
OTRA
325
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$2.36M 0.05%
+228,125
New +$2.32M
11 12
13
14 15

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.