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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$564M
Cap. Flow %
-14.32%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 9.34%
3 Industrials 6.85%
4 Technology 5.85%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACI icon
301
Albertsons Companies
ACI
$5.86B
– –
-180,000
Closed -$2.84M
ACMR icon
302
ACM Research
ACMR
$5.46B
– –
-127,221
Closed -$2.65M
ADN
303
DELISTED
Advent Technologies
ADN
– –
-12,636
Closed -$3.87M
AFYA icon
304
Afya
AFYA
$1.27B
– –
-72,574
Closed -$1.7M
AIV
305
Aimco
AIV
$381M
– –
-891,808
Closed -$4.47M
APTV icon
306
Aptiv
APTV
$9.61B
– –
-47,500
Closed -$3.7M
ARKO icon
307
CALL
ARKO Corp
ARKO
$818M
– –
-55,415
Closed -$88K
ARKO icon
308
ARKO Corp
ARKO
$818M
– –
-1,068,358
Closed -$11.1M
ASLE icon
309
AerSale
ASLE
$298M
– –
-718,675
Closed -$7.38M
ATI icon
310
ATI
ATI
$30.5B
– –
-108,700
Closed -$1M
AVB icon
311
AvalonBay Communities
AVB
$26.6B
– –
-18,400
Closed -$2.85M
BAC icon
312
CALL
Bank of America
BAC
$441B
– –
-250,000
Closed -$39K
BILI icon
313
Bilibili
BILI
$7.81B
– –
-202,092
Closed -$9.36M
BILL icon
314
BILL Holdings
BILL
$4.68B
– –
-19,000
Closed -$1.71M
BLUE
315
DELISTED
bluebird bio
BLUE
– –
-1,081
Closed -$855K
BXP icon
316
Boston Properties
BXP
$11B
– –
-10,700
Closed -$967K
CAG icon
317
CALL
Conagra Brands
CAG
$7.11B
– –
-300,000
Closed -$158K
CBT icon
318
Cabot Corp
CBT
$4.52B
– –
-14,650
Closed -$543K
CMS icon
319
CMS Energy
CMS
$22.3B
– –
-30,000
Closed -$1.75M
CRWD icon
320
CrowdStrike
CRWD
$211B
– –
-277,032
Closed -$6.95M
CSGP icon
321
CoStar Group
CSGP
$12B
– –
-210,000
Closed -$14.9M
CTVA icon
322
Corteva
CTVA
$51.3B
– –
-37,500
Closed -$1M
CURI icon
323
CALL
CuriosityStream
CURI
$159M
– –
-237,500
Closed -$245K
CURI icon
324
CuriosityStream
CURI
$159M
– –
-569,082
Closed -$5.72M
DAR icon
325
Darling Ingredients
DAR
$9.62B
– –
-58,750
Closed -$1.45M
11 12
13
14 15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $564M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.