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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
(-13%)
Cap. Flow
-$893M
Cap. Flow
% of AUM
-22.69%
Top 10 Holdings %
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7
quarters
Top 10 Avg Time Held Equity + Options
1.1
quarters
Top 20 Avg Time Held Equity + Options
1
quarter
Avg Time Held Equity only
2.6
quarters
Top 10 Avg Time Held Equity only
1.1
quarters
Top 20 Avg Time Held Equity only
1
quarter
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$172M |
| 2 |
MXIM
Maxim Integrated Products
MXIM
|
+$117M |
| 3 |
VAR
Varian Medical Systems, Inc.
VAR
|
+$112M |
| 4 |
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
|
+$102M |
| 5 |
TD Ameritrade Holding Corp
AMTD
|
+$88.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
LM
Legg Mason, Inc.
LM
|
+$165M |
| 2 |
El Paso Electric Company
EE
|
+$106M |
| 3 |
LOGM
LogMein, Inc.
LOGM
|
+$76.5M |
| 4 |
TIF
Tiffany & Co.
TIF
|
+$74.4M |
| 5 |
Caesars Entertainment Corporation
CZR
|
+$70.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 31.8% |
| 2 | Healthcare | 15.47% |
| 3 | Technology | 11.7% |
| 4 | Miscellaneous | 10.56% |
| 5 | Consumer Discretionary | 8.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
Albertsons Companies
ACI
$5.92B
| – | – |
-180,000
| Closed | -$2.84M | – |
|
302
ACM Research
ACMR
$4.97B
| – | – |
-127,221
| Closed | -$2.65M | – |
|
303
DELISTED
Advent Technologies
ADN
| – | – |
-12,636
| Closed | -$3.87M | – |
|
304
Afya
AFYA
$1.31B
| – | – |
-72,574
| Closed | -$1.7M | – |
|
305
Aimco
AIV
$257M
| – | – |
-891,808
| Closed | -$4.47M | – |
|
306
Aptiv
APTV
$9.09B
| – | – |
-47,500
| Closed | -$3.7M | – |
|
307
CALL
ARKO Corp
ARKO
$461M
| – | – |
-55,415
| Closed | -$88K | – |
|
|
308
ARKO Corp
ARKO
$461M
| – | – |
-1,068,358
| Closed | -$11.1M | – |
|
309
AerSale
ASLE
$242M
| – | – |
-718,675
| Closed | -$7.38M | – |
|
310
ATI
ATI
$26.1B
| – | – |
-108,700
| Closed | -$1M | – |
|
311
DELISTED
AvalonBay Communities
AVB
| – | – |
-18,400
| Closed | -$2.85M | – |
|
312
CALL
Bank of America
BAC
$380B
| – | – |
-250,000
| Closed | -$39K | – |
|
313
Bilibili
BILI
$6.38B
| – | – |
-202,092
| Closed | -$9.36M | – |
|
314
BILL Holdings
BILL
$3.82B
| – | – |
-19,000
| Closed | -$1.71M | – |
|
315
DELISTED
bluebird bio
BLUE
| – | – |
-1,081
| Closed | -$855K | – |
|
316
Boston Properties
BXP
$9.43B
| – | – |
-10,700
| Closed | -$967K | – |
|
317
CALL
Conagra Brands
CAG
$6.44B
| – | – |
-300,000
| Closed | -$158K | – |
|
318
Cabot Corp
CBT
$3.87B
| – | – |
-14,650
| Closed | -$543K | – |
|
319
CMS Energy
CMS
$20.5B
| – | – |
-30,000
| Closed | -$1.75M | – |
|
320
CrowdStrike
CRWD
$282B
| – | – |
-277,032
| Closed | -$6.95M | – |
|
321
CoStar Group
CSGP
$12B
| – | – |
-210,000
| Closed | -$14.9M | – |
|
322
Corteva
CTVA
$8.83B
| – | – |
-37,500
| Closed | -$1M | – |
|
323
CALL
CuriosityStream
CURI
$166M
| – | – |
-237,500
| Closed | -$245K | – |
|
|
324
CuriosityStream
CURI
$166M
| – | – |
-569,082
| Closed | -$5.72M | – |
|
325
Darling Ingredients
DAR
$9.51B
| – | – |
-58,750
| Closed | -$1.45M | – |
|
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UBS O'Connor's Q3 2020 Portfolio in Review
As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.
UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.
By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.
Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.
- UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
- UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
- UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
- UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
- UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
- UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
- UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.
Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.