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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOMO icon
301
Domo
DOMO
$179M
– –
-38,974
Closed -$1.06M
EA
302
DELISTED
Electronic Arts
EA
– –
-35,571
Closed -$3.6M
EPRT icon
303
Essential Properties Realty Trust
EPRT
$6.62B
– –
-343,067
Closed -$6.88M
ESS icon
304
Essex Property Trust
ESS
$18.3B
– –
-6,300
Closed -$1.84M
FSLY icon
305
Fastly Inc
FSLY
$3.61B
– –
-150,435
Closed -$3.05M
FXI icon
306
PUT
iShares China Large-Cap ETF
FXI
$4.29B
– –
-240,000
Closed -$73K
GDDY icon
307
GoDaddy
GDDY
$11.4B
– –
-7,944
Closed -$557K
GLD icon
308
SPDR Gold Trust
GLD
$138B
– –
-16,217
Closed -$2.16M
GLW icon
309
Corning
GLW
$135B
– –
-37,500
Closed -$1.25M
HCA icon
310
HCA Healthcare
HCA
$88.5B
– –
-25,000
Closed -$3.38M
HLF icon
311
CALL
Herbalife
HLF
$1.21B
– –
-300,000
Closed -$118K
HRTX icon
312
Heron Therapeutics
HRTX
$94.5M
– –
-100,000
Closed -$1.86M
PPLI
313
People Inc
PPLI
$3.2B
– –
-29,728
Closed -$1.16M
INSM icon
314
Insmed
INSM
$28.9B
– –
-40,000
Closed -$1.02M
INVH icon
315
Invitation Homes
INVH
$18B
– –
-17,490
Closed -$468K
JNK icon
316
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
– –
-1,500,000
Closed -$338K
LUMN icon
317
CALL
Lumen
LUMN
$6.09B
– –
-1,000,000
Closed -$265K
LUMN icon
318
Lumen
LUMN
$6.09B
– –
-500,000
Closed -$5.88M
MTCH icon
319
Match Group
MTCH
$8.4B
– –
-13,549
Closed -$911K
NEO icon
320
NeoGenomics
NEO
$2B
– –
-68,750
Closed -$1.51M
O icon
321
Realty Income
O
$59B
– –
-51,048
Closed -$3.41M
PBR icon
322
Petrobras
PBR
$119B
– –
-250,000
Closed -$3.89M
PD icon
323
PagerDuty
PD
$856M
– –
-22,200
Closed -$1.04M
PEB icon
324
Pebblebrook Hotel Trust
PEB
$2.08B
– –
-106,300
Closed -$3M
PI icon
325
Impinj
PI
$5.25B
– –
-50,000
Closed -$1.43M
11 12
13
14 15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.