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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HUCK icon
301
Huckleberry.ai, Inc. Class B Common Stock
HUCK
$147M
– –
-38,974
Closed -$1.06M –
EA icon
302
DELISTED
Electronic Arts
EA
– –
-35,571
Closed -$3.6M –
EPRT icon
303
Essential Properties Realty Trust
EPRT
$5.49B
– –
-343,067
Closed -$6.88M –
ESS icon
304
Essex Property Trust
ESS
$17.5B
– –
-6,300
Closed -$1.84M –
FSLY icon
305
Fastly Inc
FSLY
$4.67B
– –
-150,435
Closed -$3.05M –
FXI icon
306
PUT
iShares China Large-Cap ETF
FXI
$3.94B
– –
-240,000
Closed -$73K –
GDDY icon
307
GoDaddy
GDDY
$13.2B
– –
-7,944
Closed -$557K –
GLD icon
308
SPDR Gold Trust
GLD
$142B
– –
-16,217
Closed -$2.16M –
GLW icon
309
Corning
GLW
$135B
– –
-37,500
Closed -$1.25M –
HCA icon
310
HCA Healthcare
HCA
$97.7B
– –
-25,000
Closed -$3.38M –
HLF icon
311
CALL
Herbalife
HLF
$1.37B
– –
-300,000
Closed -$118K –
HRTX icon
312
Heron Therapeutics
HRTX
$77.1M
– –
-100,000
Closed -$1.86M –
PPLI icon
313
People Inc
PPLI
$3.04B
– –
-29,728
Closed -$1.16M –
INSM icon
314
Insmed
INSM
$22B
– –
-40,000
Closed -$1.02M –
INVH icon
315
Invitation Homes
INVH
$15.8B
– –
-17,490
Closed -$468K –
JNK icon
316
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.26B
– –
-1,500,000
Closed -$338K –
LUMN icon
317
CALL
Lumen Technologies, Inc. Common Stock
LUMN
$5.45B
– –
-1,000,000
Closed -$265K –
LUMN icon
318
Lumen Technologies, Inc. Common Stock
LUMN
$5.45B
– –
-500,000
Closed -$5.88M –
MTCH icon
319
Match Group
MTCH
$9.43B
– –
-13,549
Closed -$911K –
NEO icon
320
NeoGenomics
NEO
$2.1B
– –
-68,750
Closed -$1.51M –
O icon
321
Realty Income
O
$51.3B
– –
-51,048
Closed -$3.41M –
PBR icon
322
Petrobras
PBR
$163B
– –
-250,000
Closed -$3.89M –
PD icon
323
PagerDuty
PD
$1.27B
– –
-22,200
Closed -$1.04M –
PEB icon
324
Pebblebrook Hotel Trust
PEB
$2.16B
– –
-106,300
Closed -$3M –
PI icon
325
Impinj
PI
$5.79B
– –
-50,000
Closed -$1.43M –
11 12
13
14 15

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.