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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$1.72B
Cap. Flow %
-62.08%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA icon
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.1%
2 Technology 17.58%
3 Miscellaneous 16.82%
4 Financials 7.82%
5 Industrials 6.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LPT
301
DELISTED
Liberty Property Trust
LPT
– –
-55,596
Closed -$2.35M –
PSDO
302
DELISTED
Presidio, Inc. Common Stock
PSDO
– –
-45,711
Closed -$697K –
BRS
303
DELISTED
Bristow Group, Inc.
BRS
– –
-89,528
Closed -$1.09M –
USG icon
304
DELISTED
Usg
USG
– –
-131,954
Closed -$5.71M –
MB icon
305
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
– –
-173,498
Closed -$7.05M –
CVON
306
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
– –
-512,050
Closed -$4.77M –
ESRX
307
DELISTED
Express Scripts Holding Company
ESRX
– –
-1,287,987
Closed -$122M –
EGN
308
DELISTED
Energen
EGN
– –
-422,867
Closed -$36.4M –
AET
309
DELISTED
Aetna Inc
AET
– –
-2,106,085
Closed -$427M –
COL
310
DELISTED
Rockwell Collins
COL
– –
-2,748,359
Closed -$386M –
PF
311
DELISTED
Pinnacle Foods, Inc.
PF
– –
-1,529,977
Closed -$99.2M –
EVHC
312
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-1,925,564
Closed -$88.1M –
KLXI
313
DELISTED
KLX Inc.
KLXI
– –
-250,000
Closed -$15.7M –
CVG
314
DELISTED
Convergys
CVG
– –
-628,939
Closed -$14.9M –
ANDV
315
DELISTED
Andeavor
ANDV
– –
-2,357,429
Closed -$358M –
ORIG
316
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-2,446,854
Closed -$84.7M –
ATVI
317
DELISTED
Activision Blizzard
ATVI
– –
-141,875
Closed -$11.8M –
CA icon
318
DELISTED
CA, Inc.
CA
– –
-2,302,139
Closed -$102M –
CY
319
DELISTED
Cypress Semiconductor
CY
– –
-535,725
Closed -$7.76M –
TSS
320
DELISTED
Total System Services, Inc.
TSS
– –
-35,000
Closed -$3.46M –
MNR icon
321
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-15,000
Closed -$251K –
9 10 11 12
13

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RC
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CGL
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JCM
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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.72B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.