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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPT
301
DELISTED
Liberty Property Trust
LPT
– –
-55,596
Closed -$2.35M
PSDO
302
DELISTED
Presidio, Inc. Common Stock
PSDO
– –
-45,711
Closed -$697K
BRS
303
DELISTED
Bristow Group, Inc.
BRS
– –
-89,528
Closed -$1.09M
USG
304
DELISTED
Usg
USG
– –
-131,954
Closed -$5.71M
MB
305
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
– –
-173,498
Closed -$7.05M
CVON
306
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
– –
-512,050
Closed -$4.77M
ESRX
307
DELISTED
Express Scripts Holding Company
ESRX
– –
-1,287,987
Closed -$122M
EGN
308
DELISTED
Energen
EGN
– –
-422,867
Closed -$36.4M
AET
309
DELISTED
Aetna Inc
AET
– –
-2,106,085
Closed -$427M
COL
310
DELISTED
Rockwell Collins
COL
– –
-2,748,359
Closed -$386M
PF
311
DELISTED
Pinnacle Foods, Inc.
PF
– –
-1,529,977
Closed -$99.2M
EVHC
312
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-1,925,564
Closed -$88.1M
KLXI
313
DELISTED
KLX Inc.
KLXI
– –
-250,000
Closed -$15.7M
CVG
314
DELISTED
Convergys
CVG
– –
-628,939
Closed -$14.9M
ANDV
315
DELISTED
Andeavor
ANDV
– –
-2,357,429
Closed -$358M
ORIG
316
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-2,446,854
Closed -$84.7M
ATVI
317
DELISTED
Activision Blizzard
ATVI
– –
-141,875
Closed -$11.8M
CA
318
DELISTED
CA, Inc.
CA
– –
-2,302,139
Closed -$102M
CY
319
DELISTED
Cypress Semiconductor
CY
– –
-535,725
Closed -$7.76M
TSS
320
DELISTED
Total System Services, Inc.
TSS
– –
-35,000
Closed -$3.46M
MNR
321
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-15,000
Closed -$251K
9 10 11 12
13

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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.