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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCEL icon
301
Vericel Corp
VCEL
$2.29B
– –
-94,150
Closed -$913K
WBD icon
302
Warner Bros
WBD
$66.2B
– –
-260,986
Closed -$7.18M
WIX icon
303
WIX.com
WIX
$2.55B
– –
-14,800
Closed -$1.48M
XLI icon
304
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-105,000
Closed -$112K
XLP icon
305
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-100,000
Closed -$38K
YELP icon
306
Yelp
YELP
$1.38B
– –
-110,000
Closed -$4.31M
YEXT icon
307
Yext
YEXT
$558M
– –
-215,498
Closed -$4.17M
Z icon
308
Zillow
Z
$7.52B
– –
-97,700
Closed -$5.77M
ZION icon
309
Zions Bancorporation
ZION
$10.3B
– –
-175,000
Closed -$9.22M
NBIS
310
Nebius Group N.V.
NBIS
$48.2B
– –
-135,000
Closed -$4.85M
MTVA
311
MetaVia Inc
MTVA
$7.49M
– –
0
– -$265K
AAMI
312
Acadian Asset Management
AAMI
$3.26B
– –
-100,000
Closed -$1.43M
CURO
313
DELISTED
CURO Group Holdings Corp.
CURO
– –
-59,616
Closed -$1.49M
CIR
314
DELISTED
CIRCOR International, Inc
CIR
– –
-85,000
Closed -$3.14M
RAD
315
DELISTED
Rite Aid Corporation
RAD
– –
-50,000
Closed -$1.73M
UNVR
316
DELISTED
Univar Solutions Inc.
UNVR
– –
-150,000
Closed -$3.94M
APTX
317
DELISTED
Aptinyx Inc. Common Stock
APTX
– –
-60,000
Closed -$1.45M
SAIL
318
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-50,000
Closed -$1.23M
PSB
319
DELISTED
PS Business Parks, Inc.
PSB
– –
-27,500
Closed -$3.53M
KIN
320
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-100,000
Closed -$1.06M
IMMU
321
DELISTED
Immunomedics Inc
IMMU
– –
-100,000
Closed -$2.37M
WUBA
322
DELISTED
58.com Inc
WUBA
– –
-31,000
Closed -$2.15M
TSG
323
DELISTED
The Stars Group Inc.
TSG
– –
-60,000
Closed -$2.18M
CISN
324
DELISTED
Cision Ltd. Ordinary Share
CISN
– –
-250,000
Closed -$3.74M
NITE
325
DELISTED
Nightstar Therapeutics plc American Depositary Shares
NITE
– –
-27,978
Closed -$448K
10 11 12
13
14

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.