We are live on
!
Find out more
UOC
UBS O'Connor Portfolio holdings
AUM
$3.38B
1-Year Est. Return
63.08%
This Fund
S&P 500
This Quarter
Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
(-23%)
Cap. Flow
-$2.02B
Cap. Flow
% of AUM
-39.05%
Top 10 Holdings %
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NXP Semiconductors
NXPI
|
+$134M |
| 2 |
GPOR
Gulfport Energy Corp.
GPOR
|
+$88.1M |
| 3 |
Molson Coors Class B
TAP
|
+$69.4M |
| 4 |
Expedia Group
EXPE
|
+$63.8M |
| 5 |
STJ
St Jude Medical
STJ
|
+$53.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$728M |
| 2 |
LNKD
LinkedIn Corporation
LNKD
|
+$283M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$158M |
| 4 |
Coty
COTY
|
+$100M |
| 5 |
IM
Ingram Micro
IM
|
+$94.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 17.82% |
| 2 | Consumer Discretionary | 13.03% |
| 3 | Industrials | 11.94% |
| 4 | Communication Services | 10.13% |
| 5 | Technology | 8.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Diana Shipping
DSX
$312M
| $1.66M | 0.03% |
786,679
-386,188
| -33% | -$790K |
|
|
STL
302
DELISTED
Sterling Bancorp
STL
| $1.49M | 0.03% |
+63,486
| New | +$1.32M |
|
|
WRD
303
DELISTED
WildHorse Resource Development
WRD
| $1.46M | 0.03% |
+100,000
| New | +$1.46M |
|
|
APTI
304
DELISTED
Apptio, Inc. Class A Common Stock
APTI
| $1.42M | 0.03% |
76,457
+3,502
| +5% | +$67K |
|
305
GDS Holdings
GDS
$6.38B
| $1.29M | 0.02% |
+150,000
| New | +$1.43M |
|
|
AXAS
306
DELISTED
Abraxas Petroleum Corp
AXAS
| $1.24M | 0.02% |
24,046
-4,354
| -15% | -$172K |
|
|
MOBL
307
DELISTED
MobileIron, Inc.
MOBL
| $1.22M | 0.02% |
324,970
+134,728
| +71% | +$514K |
|
308
Valley National Bancorp
VLY
$8B
| $1.16M | 0.02% |
+100,000
| New | +$1.07M |
|
|
CST
309
DELISTED
CST Brands, Inc.
CST
| $1.07M | 0.02% |
22,269
-6
| -0% | -$289 |
|
310
Everspin Technologies
MRAM
$381M
| $1.04M | 0.02% |
+125,000
| New | +$889K |
|
311
Center Bancorp
CNOB
$1.8B
| $1.03M | 0.02% |
+39,586
| New | +$858K |
|
|
AAMI
312
Acadian Asset Management
AAMI
$3.26B
| $1.02M | 0.02% |
+70,298
| New | +$997K |
|
313
Goldman Sachs
GS
$301B
| $1M | 0.02% |
+4,183
| New | +$849K |
|
314
iShares US Real Estate ETF
IYR
$4.63B
| $1M | 0.02% |
+13,017
| New | +$989K |
|
315
HF Sinclair
DINO
$14.7B
| $934K | 0.02% |
+28,500
| New | +$790K |
|
|
IIP
316
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
| $932K | 0.02% |
+605,519
| New | +$932K |
|
317
Dorian LPG
LPG
$1.9B
| $821K | 0.02% |
+100,000
| New | +$716K |
|
318
Knowles
KN
$3.36B
| $820K | 0.02% |
49,099
-75,901
| -61% | -$1.18M |
|
|
MDR
319
CALL
DELISTED
McDermott International
MDR
| $816K | 0.02% |
290,000
+123,333
| +74% | +$2.3M |
|
320
CALL
Mondelez International
MDLZ
$80.1B
| $791K | 0.02% |
+264,600
| New | +$11.4M |
|
321
JD.com
JD
$44.3B
| $780K | 0.02% |
30,645
-66,793
| -69% | -$1.74M |
|
322
Theriva Biologics
TOVX
$10.3M
| $763K | 0.01% |
+114
| New | +$1.17M |
|
323
SLM Corp
SLM
$5.15B
| $714K | 0.01% |
+64,808
| New | +$582K |
|
|
BBBY
324
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
| $674K | 0.01% |
+102,900
| New | +$4.46M |
|
|
TWNK
325
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
| $650K | 0.01% |
+50,000
| New | +$606K |
|
Similar funds
FNBT
SAG
ACI
TCOV
RC
A
CGL
CB
UBS O'Connor's Q4 2016 Portfolio in Review
As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.
By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.
Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.
- UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
- UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
- UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
- UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
- UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
- UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
- UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.
Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.