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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$1.42B
Cap. Flow %
-27.47%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.3 quarters
Top 20 Avg Time Held Equity + Options
1.9 quarters
Avg Time Held Equity only
2.5 quarters
Top 10 Avg Time Held Equity only
0.3 quarters
Top 20 Avg Time Held Equity only
1.9 quarters

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR icon
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.01%
2 Consumer Discretionary 13.1%
3 Industrials 12.06%
4 Communication Services 10.13%
5 Technology 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DSX icon
301
Diana Shipping
DSX
$351M
$1.66M 0.03%
786,679
-386,188
-33% -$790K
2016 Q3
1 quarter
STL
302
DELISTED
Sterling Bancorp
STL
$1.49M 0.03%
+63,486
New +$1.32M
2016 Q4
0 quarters
WRD icon
303
DELISTED
WildHorse Resource Development
WRD
$1.46M 0.03%
+100,000
New +$1.46M
2016 Q4
0 quarters
APTI
304
DELISTED
Apptio, Inc. Class A Common Stock
APTI
$1.42M 0.03%
76,457
+3,502
+5% +$67K
2016 Q3
1 quarter
GDS icon
305
GDS Holdings
GDS
$6.21B
$1.29M 0.02%
+150,000
New +$1.43M
2016 Q4
0 quarters
AXAS
306
DELISTED
Abraxas Petroleum Corp
AXAS
$1.24M 0.02%
24,046
-4,354
-15% -$172K
2016 Q2
2 quarters
MOBL
307
DELISTED
MobileIron, Inc.
MOBL
$1.22M 0.02%
324,970
+134,728
+71% +$514K
2014 Q3
9 quarters
VLY icon
308
Valley National Bancorp
VLY
$6.97B
$1.16M 0.02%
+100,000
New +$1.07M
2016 Q4
0 quarters
CST
309
DELISTED
CST Brands, Inc.
CST
$1.07M 0.02%
22,269
-6
-0% -$289
2016 Q3
1 quarter
MRAM icon
310
Everspin Technologies
MRAM
$401M
$1.04M 0.02%
+125,000
New +$889K
2016 Q4
0 quarters
CNOB icon
311
Center Bancorp
CNOB
$1.51B
$1.03M 0.02%
+39,586
New +$858K
2016 Q4
0 quarters
AAMI icon
312
Acadian Asset Management
AAMI
$3.33B
$1.02M 0.02%
+70,298
New +$997K
2016 Q4
0 quarters
GS icon
313
Goldman Sachs
GS
$261B
$1M 0.02%
+4,183
New +$849K
2016 Q4
0 quarters
IYR icon
314
iShares US Real Estate ETF
IYR
$4.16B
$1M 0.02%
+13,017
New +$989K
2016 Q4
0 quarters
DINO icon
315
HF Sinclair
DINO
$21.6B
$934K 0.02%
+28,500
New +$790K
2016 Q4
0 quarters
IIP
316
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$932K 0.02%
+605,519
New +$932K
2016 Q4
0 quarters
LPG icon
317
Dorian LPG
LPG
$2.47B
$821K 0.02%
+100,000
New +$716K
2016 Q4
0 quarters
KN icon
318
Knowles
KN
$3.21B
$820K 0.02%
49,099
-75,901
-61% -$1.18M
2016 Q3
1 quarter
MDR
319
CALL
DELISTED
McDermott International
MDR
$816K 0.02%
290,000
+123,333
+74% +$2.3M
2015 Q4
4 quarters
MDLZ icon
320
CALL
Mondelez International
MDLZ
$77.1B
$791K 0.02%
+264,600
New +$11.4M
2016 Q4
0 quarters
JD icon
321
JD.com
JD
$36.6B
$780K 0.02%
30,645
-66,793
-69% -$1.74M
2015 Q4
4 quarters
TOVX icon
322
Theriva Biologics
TOVX
$9.96M
$763K 0.01%
+114
New +$1.17M
2016 Q4
0 quarters
SLM icon
323
SLM Corp
SLM
$4.23B
$714K 0.01%
+64,808
New +$582K
2016 Q4
0 quarters
BBBY
324
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
$674K 0.01%
+102,900
New +$4.46M
2016 Q4
0 quarters
TWNK
325
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$650K 0.01%
+50,000
New +$606K
2016 Q4
0 quarters
11 12
13
14 15

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $1.42B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.