We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IONS icon
301
PUT
Ionis Pharmaceuticals
IONS
$7.52B
$180K ﹤0.01%
+50,000
New +$1.49M
2013 Q3
0 quarters
BIOA icon
302
DELISTED
BioAmber Inc.
BIOA
$177K ﹤0.01%
36,168
-63,832
-64% -$363K
2013 Q2
1 quarter
CNSY icon
303
Cerenome
CNSY
$14.6M
– –
0
– –
2013 Q2
1 quarter
NRG icon
304
CALL
NRG Energy
NRG
$22.7B
$173K ﹤0.01%
+105,000
New +$2.84M
2013 Q3
0 quarters
HD icon
305
CALL
Home Depot
HD
$290B
$169K ﹤0.01%
+100,000
New +$7.72M
2013 Q3
0 quarters
IYR icon
306
CALL
iShares US Real Estate ETF
IYR
$4.16B
$148K ﹤0.01%
100,000
-350,000
-78% -$22.9M
2013 Q2
1 quarter
DKS icon
307
PUT
Dick's Sporting Goods
DKS
$13.5B
$145K ﹤0.01%
+100,000
New +$5.04M
2013 Q3
0 quarters
GAP icon
308
CALL
The Gap Inc
GAP
$8.16B
$140K ﹤0.01%
+300,000
New +$12.9M
2013 Q3
0 quarters
AUY
309
DELISTED
Yamana Gold, Inc.
AUY
$140K ﹤0.01%
13,464
-114,187
-89% -$1.2M
2013 Q2
1 quarter
SHW icon
310
PUT
Sherwin-Williams
SHW
$77.5B
$130K ﹤0.01%
99,900
+20,400
+26% +$1.2M
2013 Q2
1 quarter
PNC icon
311
PUT
PNC Financial Services
PNC
$87.5B
$128K ﹤0.01%
+74,900
New +$5.59M
2013 Q3
0 quarters
KMI icon
312
CALL
Kinder Morgan
KMI
$72.3B
$123K ﹤0.01%
25,000
-334,472
-93% -$12.5M
2013 Q2
1 quarter
ONCY icon
313
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$122K ﹤0.01%
50,000
-150,000
-75% -$415K
2013 Q2
1 quarter
WMT icon
314
CALL
Walmart Inc
WMT
$883B
$116K ﹤0.01%
+300,000
New +$7.56M
2013 Q3
0 quarters
LEN icon
315
CALL
Lennar Class A
LEN
$18.2B
$107K ﹤0.01%
52,528
-183,848
-78% -$5.96M
2013 Q2
1 quarter
UAA icon
316
PUT
Under Armour
UAA
$2.12B
$102K ﹤0.01%
+1,600,000
New +$28.2M
2013 Q3
0 quarters
PM icon
317
PUT
Philip Morris
PM
$314B
$100K ﹤0.01%
+50,000
New +$4.37M
2013 Q3
0 quarters
CHD icon
318
PUT
Church & Dwight Co
CHD
$23.3B
$98K ﹤0.01%
+200,000
New +$6.16M
2013 Q3
0 quarters
XLP icon
319
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.9B
$89K ﹤0.01%
+50,000
New +$2.04M
2013 Q3
0 quarters
SVRA icon
320
Savara
SVRA
$1.01B
$88K ﹤0.01%
2,857
-8,499
-75% -$264K
2013 Q2
1 quarter
BIOA icon
321
CALL
DELISTED
BioAmber Inc.
BIOA
$80K ﹤0.01%
100,000
– –
2013 Q2
1 quarter
PM icon
322
CALL
Philip Morris
PM
$314B
$79K ﹤0.01%
+50,000
New +$4.37M
2013 Q3
0 quarters
SPY icon
323
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$73K ﹤0.01%
110,000
-1,345,000
-92% -$225M
2013 Q2
1 quarter
OIG
324
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$72K ﹤0.01%
313
-937
-75% -$213K
2013 Q2
1 quarter
BBWI icon
325
PUT
Bath & Body Works
BBWI
$3.5B
$70K ﹤0.01%
+247,400
New +$11.3M
2013 Q3
0 quarters
11 12
13
14 15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.