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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
301
PUT
Ionis Pharmaceuticals
IONS
$9.06B
$180K ﹤0.01%
+50,000
New +$1.49M
BIOA
302
DELISTED
BioAmber Inc.
BIOA
$177K ﹤0.01%
36,168
-63,832
-64% -$363K
CNSY
303
Cerenome, Inc. Common Stock
CNSY
$26.6M
– –
0
– –
NRG icon
304
CALL
NRG Energy
NRG
$25B
$173K ﹤0.01%
+105,000
New +$2.84M
HD icon
305
CALL
Home Depot
HD
$349B
$169K ﹤0.01%
+100,000
New +$7.72M
IYR icon
306
CALL
iShares US Real Estate ETF
IYR
$4.63B
$148K ﹤0.01%
100,000
-350,000
-78% -$22.9M
DKS icon
307
PUT
Dick's Sporting Goods
DKS
$17.8B
$145K ﹤0.01%
+100,000
New +$5.04M
GAP
308
CALL
The Gap Inc
GAP
$7.39B
$140K ﹤0.01%
+300,000
New +$12.9M
AUY
309
DELISTED
Yamana Gold, Inc.
AUY
$140K ﹤0.01%
13,464
-114,187
-89% -$1.2M
SHW icon
310
PUT
Sherwin-Williams
SHW
$88.2B
$130K ﹤0.01%
99,900
+20,400
+26% +$1.2M
PNC icon
311
PUT
PNC Financial Services
PNC
$101B
$128K ﹤0.01%
+74,900
New +$5.59M
KMI icon
312
CALL
Kinder Morgan
KMI
$69.7B
$123K ﹤0.01%
25,000
-334,472
-93% -$12.5M
ONCY
313
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$122K ﹤0.01%
50,000
-150,000
-75% -$415K
WMT icon
314
CALL
Walmart Inc
WMT
$892B
$116K ﹤0.01%
+300,000
New +$7.56M
LEN icon
315
CALL
Lennar Class A
LEN
$20.4B
$107K ﹤0.01%
52,528
-183,848
-78% -$5.96M
UAA icon
316
PUT
Under Armour
UAA
$2.73B
$102K ﹤0.01%
+1,600,000
New +$28.2M
PM icon
317
PUT
Philip Morris
PM
$293B
$100K ﹤0.01%
+50,000
New +$4.37M
CHD icon
318
PUT
Church & Dwight Co
CHD
$24.5B
$98K ﹤0.01%
+200,000
New +$6.16M
XLP icon
319
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$89K ﹤0.01%
+50,000
New +$2.04M
SVRA icon
320
Savara
SVRA
$1.19B
$88K ﹤0.01%
2,857
-8,499
-75% -$264K
BIOA
321
CALL
DELISTED
BioAmber Inc.
BIOA
$80K ﹤0.01%
100,000
– –
PM icon
322
CALL
Philip Morris
PM
$293B
$79K ﹤0.01%
+50,000
New +$4.37M
SPY icon
323
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$73K ﹤0.01%
110,000
-1,345,000
-92% -$225M
OIG
324
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$72K ﹤0.01%
313
-937
-75% -$213K
BBWI icon
325
PUT
Bath & Body Works
BBWI
$4.06B
$70K ﹤0.01%
+247,400
New +$11.3M
11 12
13
14 15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.