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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
276
Sherwin-Williams
SHW
$88.2B
– –
-16,860
Closed -$3.45M
SKIL icon
277
Skillsoft
SKIL
$72.1M
– –
-41,682
Closed -$1.53M
SLB icon
278
SLB Ltd
SLB
$76.5B
– –
-18,894
Closed -$678K
SLN
279
Silence Therapeutics
SLN
$554M
– –
-79,636
Closed -$786K
SLND icon
280
Southland Holdings
SLND
$33.3M
– –
-286,348
Closed -$2.85M
SNY icon
281
Sanofi
SNY
$103B
– –
-129,076
Closed -$4.91M
SO icon
282
Southern Company
SO
$107B
– –
-41,059
Closed -$2.79M
SOAR icon
283
Volato Group
SOAR
$6.89M
– –
-18,716
Closed -$4.67M
SPR
284
PUT
DELISTED
Spirit AeroSystems
SPR
– –
-32,200
Closed -$615K
SPWR icon
285
SunPower Inc
SPWR
$48.6M
– –
-136,747
Closed -$1.35M
SPY icon
286
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-1,900,000
Closed -$34.4M
SRE icon
287
Sempra
SRE
$55.1B
– –
-62,886
Closed -$4.71M
SRRK icon
288
Scholar Rock
SRRK
$6.41B
– –
-109,250
Closed -$757K
STWD icon
289
PUT
Starwood Property Trust
STWD
$5.9B
– –
-451,100
Closed -$1.22M
SUI icon
290
Sun Communities
SUI
$14.7B
– –
-157,493
Closed -$21.3M
SVC
291
PUT
Service Properties Trust
SVC
$1.09B
– –
-93,500
Closed -$515K
SVRA icon
292
Savara
SVRA
$1.19B
– –
-380,830
Closed -$590K
SWTX
293
DELISTED
SpringWorks Therapeutics
SWTX
– –
-89,993
Closed -$2.57M
SY
294
So-Young International
SY
$212M
– –
-1,076,000
Closed -$775K
SYBX
295
DELISTED
Synlogic
SYBX
– –
-31,049
Closed -$442K
SYK icon
296
Stryker
SYK
$129B
– –
-8,925
Closed -$1.81M
TARS icon
297
Tarsus Pharmaceuticals
TARS
$2.87B
– –
-61,000
Closed -$1.04M
TEL icon
298
TE Connectivity
TEL
$62.3B
– –
-121,877
Closed -$13.4M
TGI
299
PUT
DELISTED
Triumph Group
TGI
– –
-34,400
Closed -$352K
THC icon
300
PUT
Tenet Healthcare
THC
$20.7B
– –
-50,000
Closed -$252K
10 11
12
13 14

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.