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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$893M
Cap. Flow %
-22.69%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE icon
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR icon
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 15.47%
3 Technology 11.7%
4 Miscellaneous 10.56%
5 Consumer Discretionary 8.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UAL icon
276
PUT
United Airlines
UAL
$34.9B
$84K ﹤0.01%
87,000
-20,000
-19% -$692K
2020 Q2
1 quarter
LVOX
277
CALL
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$81K ﹤0.01%
95,638
-1,310
-1% -$13.3K
2020 Q2
1 quarter
IWM icon
278
PUT
iShares Russell 2000 ETF
IWM
$78.5B
$80K ﹤0.01%
+17,000
New +$2.56M
2020 Q3
0 quarters
CNX icon
279
PUT
CNX Resources
CNX
$5.03B
$74K ﹤0.01%
47,500
– –
2019 Q2
5 quarters
LAZR icon
280
CALL
DELISTED
Luminar Technologies
LAZR
$71K ﹤0.01%
+1,499
New +$252K
2020 Q3
0 quarters
GEO icon
281
PUT
The GEO Group
GEO
$4.1B
$62K ﹤0.01%
25,000
– –
2019 Q2
5 quarters
GME icon
282
PUT
GameStop
GME
$13.4B
$56K ﹤0.01%
400,000
– –
2019 Q1
6 quarters
PBI icon
283
PUT
Pitney Bowes
PBI
$2.3B
$51K ﹤0.01%
61,600
– –
2019 Q2
5 quarters
GNCA
284
DELISTED
Genocea Biosciences, Inc.
GNCA
$44K ﹤0.01%
19,170
– –
2019 Q2
5 quarters
HYG icon
285
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$38K ﹤0.01%
+1,000,000
New +$84.2M
2020 Q3
0 quarters
WT icon
286
CALL
WisdomTree
WT
$3.43B
$32K ﹤0.01%
+100,000
New +$361K
2020 Q3
0 quarters
THBR
287
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$32K ﹤0.01%
23,429
-321
-1% -$3.29K
2019 Q4
3 quarters
F icon
288
CALL
Ford
F
$48.5B
$19K ﹤0.01%
+750,000
New +$5.08M
2020 Q3
0 quarters
GRUB
289
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$14K ﹤0.01%
12,500
-12,500
-50% -$1.8M
2020 Q1
2 quarters
DAL icon
290
PUT
Delta Air Lines
DAL
$54B
$12K ﹤0.01%
36,500
-100,000
-73% -$2.88M
2020 Q1
2 quarters
VREX icon
291
PUT
Varex Imaging
VREX
$784M
$12K ﹤0.01%
+100,000
New +$1.37M
2020 Q3
0 quarters
QID icon
292
CALL
ProShares UltraShort QQQ
QID
$208M
$9K ﹤0.01%
+5,000
New +$1.04M
2020 Q3
0 quarters
BG icon
293
CALL
Bunge Global
BG
$19.7B
$7K ﹤0.01%
+25,000
New +$1.12M
2020 Q3
0 quarters
CCL icon
294
CALL
Carnival Corporation Ltd
CCL
$35.4B
$6K ﹤0.01%
+150,000
New +$2.32M
2020 Q3
0 quarters
ERIC icon
295
PUT
Ericsson
ERIC
$31.1B
$5K ﹤0.01%
215,000
– –
2020 Q1
2 quarters
ADT icon
296
PUT
ADT
ADT
$4.7B
$4K ﹤0.01%
51,800
– –
2019 Q2
5 quarters
UUP icon
297
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$461M
$4K ﹤0.01%
+250,000
New +$6.35M
2020 Q3
0 quarters
AAL icon
298
American Airlines Group
AAL
$8.45B
– –
-150,000
Closed -$1.88M –
AAT icon
299
American Assets Trust
AAT
$1.32B
– –
-19,400
Closed -$540K –
ACEL icon
300
CALL
Accel Entertainment
ACEL
$893M
– –
-476,900
Closed -$1.12M –
10 11
12
13 14

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.