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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
276
CALL
Freeport-McMoran
FCX
$95.5B
$22K ﹤0.01%
+750,000
New +$7.7M
ZAYO
277
PUT
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$21K ﹤0.01%
30,000
– –
GNCA
278
CALL
DELISTED
Genocea Biosciences, Inc.
GNCA
$5K ﹤0.01%
1,750,000
– –
MAT icon
279
CALL
Mattel
MAT
$4.21B
$3K ﹤0.01%
42,500
– –
SAFE
280
PUT
Safehold
SAFE
$1.13B
$3K ﹤0.01%
27,796
– –
STWD icon
281
PUT
Starwood Property Trust
STWD
$5.9B
$3K ﹤0.01%
60,000
– –
DVA icon
282
PUT
DaVita
DVA
$11.5B
$2K ﹤0.01%
100,000
– –
F icon
283
CALL
Ford
F
$55B
$2K ﹤0.01%
100,000
– –
LEN icon
284
PUT
Lennar Class A
LEN
$20.4B
$2K ﹤0.01%
20,660
– –
QQQ icon
285
PUT
Invesco QQQ Trust
QQQ
$479B
$1K ﹤0.01%
+20,000
New +$3.79M
ADC icon
286
Agree Realty
ADC
$9.5B
– –
-40,525
Closed -$2.6M
APD icon
287
Air Products & Chemicals
APD
$66.8B
– –
-40,000
Closed -$9.05M
APH icon
288
Amphenol
APH
$210B
– –
-78,856
Closed -$1.89M
OPTU
289
Optimum Communications Inc
OPTU
$315M
– –
-107,288
Closed -$2.61M
BCO icon
290
Brink's
BCO
$4.65B
– –
-300,000
Closed -$24.4M
CHH icon
291
Choice Hotels
CHH
$4.94B
– –
-110,600
Closed -$9.62M
CHWY icon
292
Chewy
CHWY
$9.59B
– –
-58,679
Closed -$2.05M
CI icon
293
CALL
Cigna
CI
$72.7B
– –
-100,000
Closed -$128K
CI icon
294
Cigna
CI
$72.7B
– –
-289,200
Closed -$45.6M
CTSH icon
295
Cognizant
CTSH
$25.6B
– –
-150,000
Closed -$9.51M
CUBE icon
296
CubeSmart
CUBE
$9.42B
– –
-113,027
Closed -$3.78M
CVNA icon
297
Carvana
CVNA
$75.1B
– –
-1,600,000
Closed -$20M
DHI icon
298
D.R. Horton
DHI
$40.8B
– –
-156,000
Closed -$6.73M
DOC icon
299
Healthpeak Properties
DOC
$14.5B
– –
-88,800
Closed -$2.84M
DOCU
300
DocuSign
DOCU
$10.9B
– –
-20,000
Closed -$994K
10 11
12
13 14

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.