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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
(-30%)
Cap. Flow
-$1.9B
Cap. Flow
% of AUM
-52.75%
Top 10 Holdings %
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1
quarters
Top 10 Avg Time Held Equity + Options
0.6
quarters
Top 20 Avg Time Held Equity + Options
0.8
quarters
Avg Time Held Equity only
2.2
quarters
Top 10 Avg Time Held Equity only
0.6
quarters
Top 20 Avg Time Held Equity only
0.8
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$273M |
| 2 |
GWR
Genesee & Wyoming Inc.
GWR
|
+$169M |
| 3 |
CY
Cypress Semiconductor
CY
|
+$116M |
| 4 |
WCG
Wellcare Health Plans, Inc.
WCG
|
+$108M |
| 5 |
AABA
Altaba Inc
AABA
|
+$91.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
RHT
Red Hat Inc
RHT
|
+$555M |
| 2 |
FDC
First Data Corporation
FDC
|
+$522M |
| 3 |
LLL
L3 Technologies, Inc.
LLL
|
+$404M |
| 4 |
WP
Worldpay, Inc.
WP
|
+$334M |
| 5 |
Anadarko Petroleum
APC
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 25.24% |
| 2 | Miscellaneous | 18.19% |
| 3 | Technology | 13.49% |
| 4 | Financials | 9.55% |
| 5 | Industrials | 8.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
276
CALL
Freeport-McMoran
FCX
$106B
| $22K | ﹤0.01% |
+750,000
| New | +$7.7M |
2019 Q3
0 quarters
|
|
|
ZAYO
277
PUT
DELISTED
Zayo Group Holdings, Inc.
ZAYO
| $21K | ﹤0.01% |
30,000
| – | – |
2019 Q2
1 quarter
|
|
|
GNCA
278
CALL
DELISTED
Genocea Biosciences, Inc.
GNCA
| $5K | ﹤0.01% |
1,750,000
| – | – |
2019 Q2
1 quarter
|
|
279
CALL
Mattel
MAT
$4.77B
| $3K | ﹤0.01% |
42,500
| – | – |
2018 Q3
4 quarters
|
|
280
PUT
Safehold
SAFE
$850M
| $3K | ﹤0.01% |
27,796
| – | – |
2019 Q2
1 quarter
|
|
281
PUT
Starwood Property Trust
STWD
$4.7B
| $3K | ﹤0.01% |
60,000
| – | – |
2019 Q1
2 quarters
|
|
282
PUT
DaVita
DVA
$11.4B
| $2K | ﹤0.01% |
100,000
| – | – |
2019 Q2
1 quarter
|
|
283
CALL
Ford
F
$48.5B
| $2K | ﹤0.01% |
100,000
| – | – |
2018 Q3
4 quarters
|
|
284
PUT
Lennar Class A
LEN
$18.2B
| $2K | ﹤0.01% |
20,660
| – | – |
2019 Q1
2 quarters
|
|
285
PUT
Invesco QQQ Trust
QQQ
$502B
| $1K | ﹤0.01% |
+20,000
| New | +$3.79M |
2019 Q3
0 quarters
|
|
286
Agree Realty
ADC
$8.2B
| – | – |
-40,525
| Closed | -$2.6M | – |
|
287
Air Products & Chemicals
APD
$62.6B
| – | – |
-40,000
| Closed | -$9.05M | – |
|
288
Amphenol
APH
$215B
| – | – |
-157,712
| Closed | -$1.89M | – |
|
289
Optimum Communications Inc
OPTU
$355M
| – | – |
-107,288
| Closed | -$2.61M | – |
|
290
Brink's
BCO
$4.26B
| – | – |
-300,000
| Closed | -$24.4M | – |
|
291
Choice Hotels
CHH
$4.75B
| – | – |
-110,600
| Closed | -$9.62M | – |
|
292
Chewy
CHWY
$7.62B
| – | – |
-58,679
| Closed | -$2.05M | – |
|
293
CALL
Cigna
CI
$74.6B
| – | – |
-100,000
| Closed | -$128K | – |
|
|
294
Cigna
CI
$74.6B
| – | – |
-289,200
| Closed | -$45.6M | – |
|
295
Cognizant
CTSH
$26.7B
| – | – |
-150,000
| Closed | -$9.51M | – |
|
296
CubeSmart
CUBE
$8.55B
| – | – |
-113,027
| Closed | -$3.78M | – |
|
297
Carvana
CVNA
$45.9B
| – | – |
-1,600,000
| Closed | -$20M | – |
|
298
D.R. Horton
DHI
$37.7B
| – | – |
-156,000
| Closed | -$6.73M | – |
|
299
Healthpeak Properties
DOC
$13B
| – | – |
-88,800
| Closed | -$2.84M | – |
|
300
DocuSign
DOCU
$13.3B
| – | – |
-20,000
| Closed | -$994K | – |
|
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A
CGL
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MPM
UBS O'Connor's Q3 2019 Portfolio in Review
As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.
UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.
Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.
- UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
- UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
- UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
- UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
- UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
- UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
- UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.
Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.