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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$1.72B
Cap. Flow %
-62.08%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA icon
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.1%
2 Technology 17.58%
3 Miscellaneous 16.82%
4 Financials 7.82%
5 Industrials 6.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WH icon
276
Wyndham Hotels & Resorts
WH
$5.52B
– –
-66,000
Closed -$3.67M –
XLU icon
277
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
– –
-600,000
Closed -$15.8M –
YTRA icon
278
Yatra Online
YTRA
$58M
– –
-277,824
Closed -$1.55M –
ZG icon
279
Zillow
ZG
$6.53B
– –
-102,298
Closed -$4.52M –
INFN icon
280
DELISTED
Infinera Corporation Common Stock
INFN
– –
-197,500
Closed -$1.44M –
GTHX icon
281
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
– –
-65,000
Closed -$3.4M –
DSKE
282
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-179,696
Closed -$1.44M –
AYX
283
DELISTED
Alteryx Inc
AYX
– –
-40,550
Closed -$2.32M –
SPLK icon
284
DELISTED
Splunk Inc
SPLK
– –
-50,400
Closed -$6.09M –
SRC
285
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-115,600
Closed -$4.66M –
USX icon
286
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
– –
-340,400
Closed -$4.7M –
FRC
287
DELISTED
First Republic Bank
FRC
– –
-56,000
Closed -$5.38M –
TWTR
288
DELISTED
Twitter, Inc.
TWTR
– –
-235,670
Closed -$6.71M –
ACC
289
DELISTED
American Campus Communities, Inc.
ACC
– –
-27,300
Closed -$1.12M –
CTK
290
DELISTED
CooTek (Cayman) Inc. American Depositary Shares, each representing 650 Class A Ordinary Shares
CTK
– –
-1,923
Closed -$236K –
CPLG
291
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-442,852
Closed -$8.61M –
LAIX
292
DELISTED
LAIX Inc. American Depositary Shares, each representing fourteen Class A Ordinary Shares
LAIX
– –
-826
Closed -$145K –
CXP
293
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-34,800
Closed -$823K –
IFFT
294
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-200,000
Closed -$10.9M –
STAY
295
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-155,300
Closed -$3.14M –
GLUU
296
DELISTED
Glu Mobile Inc.
GLUU
– –
-596,543
Closed -$4.44M –
ETFC
297
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-150,000
Closed -$116K –
LM
298
DELISTED
Legg Mason, Inc.
LM
– –
-200,000
Closed -$6.25M –
IBKC
299
DELISTED
IBERIABANK Corp
IBKC
– –
-59,000
Closed -$4.8M –
AKRX
300
DELISTED
Akorn Inc
AKRX
– –
-591,863
Closed -$7.68M –
9 10 11
12
13

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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.72B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.