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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WH icon
276
Wyndham Hotels & Resorts
WH
$5.58B
– –
-66,000
Closed -$3.67M
XLU icon
277
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-600,000
Closed -$15.8M
YTRA icon
278
Yatra Online
YTRA
$55.8M
– –
-277,824
Closed -$1.55M
ZG icon
279
Zillow
ZG
$7.72B
– –
-102,298
Closed -$4.52M
INFN
280
DELISTED
Infinera Corporation Common Stock
INFN
– –
-197,500
Closed -$1.44M
GTHX
281
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
– –
-65,000
Closed -$3.4M
DSKE
282
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-179,696
Closed -$1.44M
AYX
283
DELISTED
Alteryx Inc
AYX
– –
-40,550
Closed -$2.32M
SPLK
284
DELISTED
Splunk Inc
SPLK
– –
-50,400
Closed -$6.09M
SRC
285
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-115,600
Closed -$4.66M
USX
286
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
– –
-340,400
Closed -$4.7M
FRC
287
DELISTED
First Republic Bank
FRC
– –
-56,000
Closed -$5.38M
TWTR
288
DELISTED
Twitter, Inc.
TWTR
– –
-235,670
Closed -$6.71M
ACC
289
DELISTED
American Campus Communities, Inc.
ACC
– –
-27,300
Closed -$1.12M
CTK
290
DELISTED
CooTek (Cayman) Inc. American Depositary Shares, each representing 650 Class A Ordinary Shares
CTK
– –
-1,923
Closed -$236K
CPLG
291
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-442,852
Closed -$8.61M
LAIX
292
DELISTED
LAIX Inc. American Depositary Shares, each representing fourteen Class A Ordinary Shares
LAIX
– –
-826
Closed -$145K
CXP
293
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-34,800
Closed -$823K
IFFT
294
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-200,000
Closed -$10.9M
STAY
295
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-155,300
Closed -$3.14M
GLUU
296
DELISTED
Glu Mobile Inc.
GLUU
– –
-596,543
Closed -$4.44M
ETFC
297
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-150,000
Closed -$116K
LM
298
DELISTED
Legg Mason, Inc.
LM
– –
-200,000
Closed -$6.25M
IBKC
299
DELISTED
IBERIABANK Corp
IBKC
– –
-59,000
Closed -$4.8M
AKRX
300
DELISTED
Akorn Inc
AKRX
– –
-591,863
Closed -$7.68M
9 10 11
12
13

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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.