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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
276
IBM
IBM
$220B
– –
-133,365
Closed -$17.8M
INTC icon
277
Intel
INTC
$503B
– –
-90,000
Closed -$4.47M
IYR icon
278
PUT
iShares US Real Estate ETF
IYR
$4.63B
– –
-125,800
Closed -$44K
JNPR
279
DELISTED
Juniper Networks
JNPR
– –
-15,000
Closed -$411K
KURA icon
280
Kura Oncology
KURA
$824M
– –
-66,157
Closed -$1.2M
LBTYA icon
281
Liberty Global Class A
LBTYA
$3.68B
– –
-673,500
Closed -$18.5M
LITE icon
282
Lumentum
LITE
$65.2B
– –
-65,000
Closed -$3.76M
MAC icon
283
Macerich
MAC
$6.66B
– –
-21,400
Closed -$1.22M
MDGL icon
284
Madrigal Pharmaceuticals
MDGL
$11.8B
– –
-14,821
Closed -$4.14M
MELI icon
285
Mercado Libre
MELI
$92.8B
– –
-1,500
Closed -$448K
MYE icon
286
Myers Industries
MYE
$1.32B
– –
-80,000
Closed -$1.54M
NTAP icon
287
NetApp
NTAP
$37.6B
– –
-90,000
Closed -$7.07M
NTRS icon
288
Northern Trust
NTRS
$33.7B
– –
-60,000
Closed -$6.17M
NXPI icon
289
NXP Semiconductors
NXPI
$58.4B
– –
-5,745,624
Closed -$628M
NXPI icon
290
PUT
NXP Semiconductors
NXPI
$58.4B
– –
-715,500
Closed -$18K
PNC icon
291
PNC Financial Services
PNC
$101B
– –
-32,000
Closed -$4.32M
PTC icon
292
PTC
PTC
$16B
– –
-15,000
Closed -$1.41M
PYPL icon
293
PayPal
PYPL
$51.1B
– –
-27,500
Closed -$2.29M
PZZA icon
294
Papa John's
PZZA
$811M
– –
-90,000
Closed -$4.57M
RCKT icon
295
Rocket Pharmaceuticals
RCKT
$387M
– –
-65,000
Closed -$1.28M
RIGL icon
296
Rigel Pharmaceuticals
RIGL
$733M
– –
-45,000
Closed -$1.27M
SNV
297
DELISTED
Synovus
SNV
– –
-150,000
Closed -$7.92M
SPY icon
298
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-150,000
Closed -$295K
TAL icon
299
TAL Education Group
TAL
$6.91B
– –
-13,331
Closed -$491K
TEVA icon
300
Teva Pharmaceuticals
TEVA
$40.6B
– –
-22,000
Closed -$535K
10 11
12
13 14

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.