We are live on
!
Find out more
UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+6.89%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.35B
AUM Growth
-$639M
(-13%)
Cap. Flow
-$1.16B
Cap. Flow
% of AUM
-26.6%
Top 10 Holdings %
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89
Avg Time Held Equity + Options
2.1
quarters
Top 10 Avg Time Held Equity + Options
1
quarter
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.1
quarters
Top 10 Avg Time Held Equity only
1
quarter
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$269M |
| 2 |
CA, Inc.
CA
|
+$99.2M |
| 3 |
PF
Pinnacle Foods, Inc.
PF
|
+$92.3M |
| 4 |
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
|
+$70.6M |
| 5 |
Dun & Bradstreet
DNB
|
+$44M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NXP Semiconductors
NXPI
|
+$628M |
| 2 |
XL
XL Group Ltd.
XL
|
+$371M |
| 3 |
VR
Validus Hold Ltd
VR
|
+$144M |
| 4 |
COL
Rockwell Collins
COL
|
+$122M |
| 5 |
RSPP
RSP Permian, Inc.
RSPP
|
+$57.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.88% |
| 2 | Technology | 13.4% |
| 3 | Communication Services | 13.37% |
| 4 | Miscellaneous | 12.5% |
| 5 | Industrials | 11.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
276
IBM
IBM
$214B
| – | – |
-133,365
| Closed | -$17.8M | – |
|
277
Intel
INTC
$553B
| – | – |
-90,000
| Closed | -$4.47M | – |
|
278
PUT
iShares US Real Estate ETF
IYR
$4.16B
| – | – |
-125,800
| Closed | -$44K | – |
|
279
DELISTED
Juniper Networks
JNPR
| – | – |
-15,000
| Closed | -$411K | – |
|
280
Kura Oncology
KURA
$943M
| – | – |
-66,157
| Closed | -$1.2M | – |
|
281
Liberty Global Class A
LBTYA
$2.95B
| – | – |
-673,500
| Closed | -$18.5M | – |
|
282
Lumentum
LITE
$99.9B
| – | – |
-65,000
| Closed | -$3.76M | – |
|
283
Macerich
MAC
$6.31B
| – | – |
-21,400
| Closed | -$1.22M | – |
|
284
Madrigal Pharmaceuticals
MDGL
$10.9B
| – | – |
-14,821
| Closed | -$4.14M | – |
|
285
Mercado Libre
MELI
$95.8B
| – | – |
-1,500
| Closed | -$448K | – |
|
286
Myers Industries
MYE
$1.15B
| – | – |
-80,000
| Closed | -$1.54M | – |
|
287
NetApp
NTAP
$46.6B
| – | – |
-90,000
| Closed | -$7.07M | – |
|
288
Northern Trust
NTRS
$30.8B
| – | – |
-60,000
| Closed | -$6.17M | – |
|
|
289
NXP Semiconductors
NXPI
$57.4B
| – | – |
-5,745,624
| Closed | -$628M | – |
|
|
290
PUT
NXP Semiconductors
NXPI
$57.4B
| – | – |
-715,500
| Closed | -$18K | – |
|
291
PNC Financial Services
PNC
$87.5B
| – | – |
-32,000
| Closed | -$4.32M | – |
|
292
PTC
PTC
$21.1B
| – | – |
-15,000
| Closed | -$1.41M | – |
|
293
PayPal
PYPL
$47.5B
| – | – |
-27,500
| Closed | -$2.29M | – |
|
294
Papa John's
PZZA
$650M
| – | – |
-90,000
| Closed | -$4.57M | – |
|
295
Rocket Pharmaceuticals
RCKT
$281M
| – | – |
-65,000
| Closed | -$1.28M | – |
|
296
Rigel Pharmaceuticals
RIGL
$917M
| – | – |
-45,000
| Closed | -$1.27M | – |
|
297
DELISTED
Synovus
SNV
| – | – |
-150,000
| Closed | -$7.92M | – |
|
298
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
| – | – |
-150,000
| Closed | -$295K | – |
|
299
TAL Education Group
TAL
$7.13B
| – | – |
-13,331
| Closed | -$491K | – |
|
300
Teva Pharmaceutical Industries Limited
TEVA
$47.9B
| – | – |
-22,000
| Closed | -$535K | – |
|
Similar funds
FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q3 2018 Portfolio in Review
As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
UBS O'Connor withdrew a net $1.16B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 22% a quarter earlier, followed by Technology and Communication Services.
Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.
- UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
- UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
- UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
- UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
- UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
- UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
- UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.
Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.