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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
276
Cleveland-Cliffs
CLF
$6.98B
– –
-684,240
Closed -$4.89M
CMA
277
DELISTED
Comerica
CMA
– –
-100,000
Closed -$7.63M
CME icon
278
CME Group
CME
$95B
– –
-33,700
Closed -$4.57M
COTY icon
279
Coty
COTY
$2.39B
– –
-612,394
Closed -$10.1M
CPRI icon
280
Capri Holdings
CPRI
$1.7B
– –
-73,869
Closed -$3.54M
CSGP icon
281
CoStar Group
CSGP
$12B
– –
-200,000
Closed -$5.37M
CZR icon
282
Caesars Entertainment
CZR
$6.12B
– –
-98,401
Closed -$2.52M
DE icon
283
Deere & Co
DE
$166B
– –
-114,300
Closed -$14.4M
DPZ icon
284
Domino's
DPZ
$11.9B
– –
-33,635
Closed -$6.68M
EBAY icon
285
PUT
eBay
EBAY
$48.9B
– –
-405,300
Closed -$328K
EPC icon
286
Edgewell Personal Care
EPC
$1.3B
– –
-269,600
Closed -$19.6M
EVH icon
287
Evolent Health
EVH
$404M
– –
-220,995
Closed -$3.93M
EWBC icon
288
East-West Bancorp
EWBC
$18.1B
– –
-97,000
Closed -$5.8M
FCX icon
289
Freeport-McMoran
FCX
$95.5B
– –
-419,100
Closed -$5.88M
FDX icon
290
PUT
FedEx
FDX
$74.7B
– –
-32,300
Closed -$3K
FHN icon
291
First Horizon
FHN
$12.1B
– –
-380,000
Closed -$7.28M
GE icon
292
CALL
GE Aerospace
GE
$389B
– –
-40,710
Closed -$4K
GE icon
293
GE Aerospace
GE
$389B
– –
-39,750
Closed -$4.61M
GOGO icon
294
Gogo Inc
GOGO
$492M
– –
-683,550
Closed -$8.07M
GOOGL icon
295
Alphabet (Google) Class A
GOOGL
$4.38T
– –
-274,080
Closed -$13.3M
GPRO icon
296
GoPro
GPRO
$126M
– –
-75,000
Closed -$826K
HLT icon
297
Hilton Worldwide
HLT
$72.5B
– –
-72,529
Closed -$5.04M
HYG icon
298
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-700,000
Closed -$492K
BRSL
299
Brightstar Lottery PLC
BRSL
$2.03B
– –
-685,301
Closed -$16.8M
INCY icon
300
Incyte
INCY
$24B
– –
-144,100
Closed -$16.8M
10 11
12
13 14

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.