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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
276
Netflix
NFLX
$307B
$2.33M 0.05%
188,240
-135,650
-42% -$1.61M
PENN icon
277
PENN Entertainment
PENN
$2.69B
$2.32M 0.04%
+168,028
New +$2.29M
PARA
278
DELISTED
Paramount Global Class B
PARA
$2.22M 0.04%
34,859
-188,844
-84% -$11.2M
FNB icon
279
FNB Corp
FNB
$6.75B
$2.2M 0.04%
137,215
+53,743
+64% +$766K
EXP icon
280
Eagle Materials
EXP
$6.48B
$2.19M 0.04%
22,215
-1,291
-5% -$116K
FL
281
DELISTED
Foot Locker
FL
$2.13M 0.04%
+30,000
New +$2.13M
HOME
282
DELISTED
At Home Group Inc.
HOME
$2.12M 0.04%
144,900
+19,900
+16% +$255K
FBP icon
283
First Bancorp
FBP
$4.44B
$2.07M 0.04%
+312,994
New +$1.84M
AER icon
284
AerCap
AER
$24.4B
$2.03M 0.04%
+48,869
New +$2.06M
RLH
285
DELISTED
Red Lions Hotel Corporation
RLH
$2.01M 0.04%
+240,978
New +$2.08M
PBF icon
286
PBF Energy
PBF
$7.26B
$2.01M 0.04%
+72,000
New +$1.76M
VSAT icon
287
Viasat
VSAT
$11.3B
$2M 0.04%
30,126
+9,987
+50% +$716K
JCP
288
DELISTED
J.C. Penney Company, Inc.
JCP
$1.95M 0.04%
+235,000
New +$2.12M
EEM icon
289
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$1.93M 0.04%
55,117
-4,370,860
-99% -$158M
RNG icon
290
RingCentral
RNG
$5.18B
$1.91M 0.04%
92,720
-24,387
-21% -$533K
PE
291
DELISTED
PARSLEY ENERGY INC
PE
$1.9M 0.04%
54,000
-49,658
-48% -$1.76M
HES
292
DELISTED
Hess
HES
$1.87M 0.04%
+30,000
New +$1.64M
SWKS icon
293
Skyworks Solutions
SWKS
$10.1B
$1.87M 0.04%
+25,000
New +$1.92M
BOJA
294
DELISTED
Bojangles', Inc. Common Stock
BOJA
$1.86M 0.04%
+100,000
New +$1.74M
DG icon
295
Dollar General
DG
$28.1B
$1.85M 0.04%
25,000
-75,000
-75% -$5.48M
ALL icon
296
Allstate
ALL
$69.6B
$1.84M 0.04%
+24,872
New +$1.75M
TPB icon
297
Turning Point Brands
TPB
$1.7B
$1.8M 0.03%
147,135
– –
PLX icon
298
Protalix BioTherapeutics
PLX
$197M
$1.78M 0.03%
+400,000
New +$1.79M
SN
299
DELISTED
Sanchez Energy Corporation
SN
$1.77M 0.03%
195,799
+99,580
+103% +$798K
HLX icon
300
Helix Energy Solutions
HLX
$1.45B
$1.7M 0.03%
192,671
-423,294
-69% -$4.08M
10 11
12
13 14

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.