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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
276
DELISTED
CyrusOne Inc Common Stock
CONE
$1.12M 0.02%
30,000
-20,000
-40% -$707K
KHC icon
277
Kraft Heinz
KHC
$29.6B
$1.1M 0.02%
+15,075
New +$1.11M
XENT
278
DELISTED
Intersect ENT, Inc
XENT
$1.09M 0.02%
48,600
-31,400
-39% -$621K
CCI icon
279
Crown Castle
CCI
$31.9B
$1.08M 0.02%
+12,500
New +$1.06M
VIRT icon
280
Virtu Financial
VIRT
$4.91B
$1.08M 0.02%
+47,584
New +$1.09M
GEN icon
281
Gen Digital
GEN
$16.8B
$1.05M 0.02%
+50,000
New +$1.02M
CERS icon
282
Cerus
CERS
$468M
$1.04M 0.02%
165,237
-154,663
-48% -$823K
LILA icon
283
Liberty Latin America Class A
LILA
$1.7B
$1.03M 0.02%
+39,045
New +$935K
BRSL
284
Brightstar Lottery PLC
BRSL
$2.03B
$1.02M 0.02%
63,365
-567,514
-90% -$9.08M
PPLI
285
People Inc
PPLI
$3.2B
$1.02M 0.02%
+94,747
New +$1.1M
CLB icon
286
Core Laboratories
CLB
$513M
$990K 0.02%
9,100
-7,600
-46% -$870K
CVX icon
287
Chevron
CVX
$371B
$990K 0.02%
+11,000
New +$992K
PACW
288
DELISTED
PacWest Bancorp
PACW
$965K 0.02%
+22,400
New +$1.01M
SF
289
Stifel
SF
$12.6B
$939K 0.02%
49,873
-51,377
-51% -$999K
SBUX icon
290
Starbucks
SBUX
$120B
$905K 0.02%
+15,075
New +$918K
ARMH
291
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$905K 0.02%
20,000
-5,000
-20% -$236K
FMX icon
292
Fomento Económico Mexicano
FMX
$41.6B
$884K 0.01%
9,575
+825
+9% +$79.3K
PANW icon
293
Palo Alto Networks
PANW
$293B
$881K 0.01%
+30,000
New +$866K
CLCD
294
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
$880K 0.01%
105,194
+4,400
+4% +$23.2K
NTRA icon
295
Natera
NTRA
$38B
$864K 0.01%
80,000
– –
GPRO icon
296
GoPro
GPRO
$126M
$855K 0.01%
47,500
+12,500
+36% +$290K
VMW
297
DELISTED
VMware, Inc
VMW
$849K 0.01%
15,000
-52,465
-78% -$3.26M
CME icon
298
CME Group
CME
$95B
$815K 0.01%
9,000
-20,599
-70% -$1.94M
BABA icon
299
Alibaba
BABA
$304B
$813K 0.01%
+10,000
New +$785K
MTCH icon
300
Match Group
MTCH
$8.4B
$813K 0.01%
+60,000
New +$840K
10 11
12
13 14

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.