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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHSP
276
DELISTED
Chesapeake Lodging Trust
CHSP
$1.4M 0.02%
37,661
-1,797
-5% -$59.8K
VALE icon
277
Vale
VALE
$62.6B
$1.4M 0.02%
171,000
+83,478
+95% +$782K
LII icon
278
Lennox International
LII
$15.1B
$1.4M 0.02%
14,675
-145,821
-91% -$13M
SCCO icon
279
Southern Copper
SCCO
$161B
$1.39M 0.02%
53,008
+26,709
+102% +$720K
HES
280
DELISTED
Hess
HES
$1.38M 0.02%
+18,700
New +$1.48M
WPG
281
DELISTED
Washington Prime Group Inc.
WPG
$1.38M 0.02%
8,880
+1,045
+13% +$162K
EXAS
282
DELISTED
Exact Sciences
EXAS
$1.37M 0.02%
+50,000
New +$1.22M
TWC
283
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$1.35M 0.02%
300,000
– –
ANDV
284
DELISTED
Andeavor
ANDV
$1.31M 0.02%
+17,572
New +$1.24M
FOLD
285
DELISTED
Amicus Therapeutics
FOLD
$1.3M 0.02%
+156,884
New +$1.08M
CPT icon
286
Camden Property Trust
CPT
$11B
$1.3M 0.02%
+17,618
New +$1.31M
DVN icon
287
Devon Energy
DVN
$47.4B
$1.28M 0.02%
+21,000
New +$1.27M
DERM
288
DELISTED
Dermira, Inc.
DERM
$1.28M 0.02%
+70,900
New +$1.19M
RGLS
289
DELISTED
Regulus Therapeutics
RGLS
$1.28M 0.02%
+667
New +$1.19M
PLUG icon
290
Plug Power
PLUG
$2.89B
$1.28M 0.02%
425,200
+175,200
+70% +$698K
SIEN
291
DELISTED
Sientra, Inc.
SIEN
$1.28M 0.02%
+7,600
New +$1.3M
CRM icon
292
Salesforce
CRM
$153B
$1.24M 0.02%
20,923
-437,058
-95% -$25.8M
CJES
293
DELISTED
C&J ENERGY SVCS LTD
CJES
$1.24M 0.02%
93,501
+80,221
+604% +$1.43M
HR icon
294
Healthcare Realty
HR
$6.92B
$1.23M 0.02%
45,792
+10,242
+29% +$259K
MO icon
295
Altria Group
MO
$113B
$1.23M 0.02%
+25,000
New +$1.22M
SGMO
296
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$1.22M 0.02%
80,000
-40,000
-33% -$486K
ATRC icon
297
AtriCure
ATRC
$2.01B
$1.2M 0.02%
60,000
– –
EPHE icon
298
iShares MSCI Philippines ETF
EPHE
$144M
$1.19M 0.02%
+31,250
New +$1.19M
DCT
299
DELISTED
DCT Industrial Trust Inc.
DCT
$1.19M 0.02%
33,285
-28,534
-46% -$953K
SLCA
300
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1.16M 0.02%
+45,312
New +$1.79M
10 11
12
13 14

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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.